Search Results: 6,607 职位空缺
Responsibilities:
~ Oversee the general compliance
~ Ensure daily operations comply with Hong Kong SFC and/or other regulator... ...nd review regular compliance checkin
Review and investigate Trade and Communication surveillance alerts
Review legal&complian...
...sibilities :
Conduct investigation on compliance and red flags, liaise and report suspici... ... and upstream brokers in regards to Post-trade and Pre-Trade control or related issue
... ...of financial instrument types, including equities, fixed Income, rates, structured product...
...relationship with assigned clients through sales trading and execution service
Works closely with institutional sales to execute client's orders, ensure good an... ...
Participate in UAT (User Acceptance Test) for equities trading system enhancement, provide solutions fr...
We are seeking an Executive Director to head the Asia Equities Product Control team in Hong Kong and Mumbai. The role involves oversi... ...rtunity for career progression in overseeing the Asia Equities Trading business, which includes Cash, Equity Derivatives Group, and P...
JPMorgan Chase & Co.
九龍
3 天前
...ou offer:
~10+ years' experience as an IT Business Analyst in financial services
~Experience working on large projects covering Equity derivative products is desirable
~Strong analytical and problem-solving skills with excellent communication and documentation ski...
Since 1996, Recruit Express has placed highly-qualified professionals at many Fortune 500 companies in Asia and around the world. From recruiting to on-boarding, our clients enjoy a process-driven, human-centric approach to recruiting and access to a network of top-tie...
Job Purpose
~ In addition to executing clients’ equities trading, the trader should work closely with institutional sales, and develop good relationships with counterparties and clients. This person should also participate in non-deal roadshows and investment activ...
Our client is a leading financial institution with a sizeable investment fund operating in... ... are seeking a talented and experienced Trading Platform Business Analyst (Vice Preside... ...elated to trading platforms and propose compliance solutions.
Qualifications:
Bache...
Responsibilities
Develop institutional investors including fund houses, family offices, HNWs, Corporate and other institutional investors
Work with management team to establish business plan of various institutional business
Perform potential clients warming ...
... you someone who can understand the full trade lifecycle from execution to trade bookin... ...
You will be working in the APAC Cash Equity Trade Support. The team supports the Inv... ...ies business covering global markets and institutional clients. The team also has client servic...
HKD 50k - HKD 100k /月
Do you have a deep understanding of US and APAC trade regulations and a track record of successfully ensuring compliance within a complex international trade environment? If so, here is an exciting opportunity in joining a Leading US Electronics company for a Trade Com...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Executive
RESPONSIBILITIES
~Support Sanction Party List (SPL) screening on new customers screening for compliance to governm...
...y Responsibilities
Be accountable for the APAC Markets Compliance program
Provide advice on regulatory interpretation and c... ...ence in the financial services industry in Markets Compliance (Equities)
In-depth knowledge of APAC regulatory and compliance requ...
...ide risk advice on transactions relates to Electronic and Algo Trading in the APAC region
Responsible for pre and post trade ris... ...rs’ experience in electronic trading experience handling risk/ compliance/ audit/ trade support functions
Familiar with Algo and el...
Morgan Stanley's market-leading institutional equity derivatives business is powered by a world cl... ...nt to back. The system manages the pre-trade workflow for sales and trading includi... ...s and systems such as risk management, compliance, treasury, lifecycle management and op...
Responsibilities
Be responsible for the trading applications of Equities & Derivatives Trading (Stocks, ETF, Warrants, Options & Futures) on various APAC markets in Windows/Linux platform
Required to support traders, troubleshoot and diagnose functional an...
...The opportunity The Manager, Trade Management will be one of th... ...s retail fund, pension fund, institutional mandate and general accounts... ...nstitutional Sales, Risk and Compliance teams.
~Knowledge of cash ... ...l be a plus, such as private equities and private debt.
~Underta...
...ucts and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Manager
RESPONSIBILITIES
~Responsible for maintaining a world-class Global Trade Compliance program in Hong Kong, Taiwan and...
...erform credit due diligence and fundamental analysis on borrowers and trading counterparties, especially credit assessment on financial institutions(Banks and non-bank FIs)/Mutual Fund/Private Equity.
~Conduct analysis on the the deal and the major credit terms inclu...
...ions? We are looking for someone who can:
• Work closely with trading and sales, utilizing a variety of technologies to provide fast ... ...y liaise with trading, sales, quants and the tech groups in the equity derivatives business, which cover products spread across warran...
