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- ... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
- ...ence in risk management, analytics or a related field is an advantage · Familiarity with enterprise risk management frameworks, regulatory reporting processes, or governance structures is beneficial · Fresh graduates with a strong academic background and relevant sk...
- ...and maintaining procedures as well as SOP’s. Prioritizing initiatives based on business needs and requirements. Business Analyst Requirements: ~ A bachelor’s degree in business or related field or an MBA. ~ A minimum of 2-3 years of experience in business...
- In this career opportunity, you will... Develop web client and server application with latest web technologies and working with a highly dynamic and innovative team; Work closely with Project Management to identify and evaluate system solutions and resolve proje...
- Job Responsibilities: · Assist in Life Operations projects, including preparing requirements to improve workflow, e-Application platform & automation; prepare/conduct UAT etc; · Participate in drafting operation manuals and guidelines relating to the department; ...
- Requirement: Bachelor's degree or above in computer science, computer engineering, systems analysis or any related subject At least 5 years of IT discipline experience in business analysis and project management Familiarity with enterprise systems, proce...
- ...cision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents. # Organize and coordinate research tasks for analysts. # Research, develop, and refine fund investment strategies; conduc...
- ...ent to ensure the required work efficiency and security level are maintained. Comply with Security policy, Audit requirements, Regulatory requirements, and relevant Company policies and procedures when carrying out all duties. Identify and mitigate risk detected i...
- ...ate with different departments, such as trading, compliance and risk control, and settlement in addressing client requests. 2. Regulatory & Market Compliance ~Ensure all client issues and requests are managed within the company’s compliance. ~ Work closely with ...
- ...rm 5 or above Minimum of 1 year of experience in shipping or logistics Ability to verify that all packages meet company and regulatory requirements before dispatch Strong organizational skills and attention to detail Proficient in using relevant software and...
- ...o support ambitious and forthcoming technological challenges. The team in Hong Kong is currently looking for a Technical Test Analyst in order to support our client activities. Responsibilities Develop and Execute test scripts, test conditions, input test ...
- ...ional goals align with the company's mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance e...
- ...tion trading would be an advantage Knowledge of VA Crypto Market is mandatory. Holder of SFC RA1 and RA2 Understanding of regulatory frameworks governing virtual assets, including KYC/AML Proficient in MS office including word and excel Willingness to work...
- ...s and management reporting. Produce operational, compliance, and litigation reports. Adhere to internal controls, SLAs, and regulatory requirements. Collaborate with global teams for problem resolution and knowledge sharing. Contribute to upgrades, lifecycle...
- ...nd recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and provide advice and recommendations. ~ Influences and negotiates with seniors across functions and m...
- ...e capable of providing quality and quantity business results Manage and support agency force to ensure launch and execution of regulatory policies and internal control procedures on Agency’s licensing and selling including maintain the operation flow and system for A...
- ...aboration: Effectively communicate and coordinate with various departments to ensure the business goals are met while adhering to regulatory requirements Project Execution and Coordination: Assist in the implementation and management of sales projects, ensuring timel...
- ...peration across functions Excellent technical skills and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management information system Excellent technical skills and knowledge of insurance industry,...
- ...line, sales force training function of Life insurance and financial planning industry Well verse in general and life insurance regulatory requirements Proficient in training facilitation Integrity and Honesty Good interpersonal and influencing skills Work...
- ... targeting towards the AUM growth & revenue generation from the relationships with our company; Responsible for complying with regulatory compliance as set out by relevant authorities. Qualifications & Requirements: ~2 year's relevant experience preferred; ...
- ...ntries, especially Africa. Compliance : Ensure all transactions comply with internal policies, international trade laws, and regulatory requirements. Problem Resolution : Address and resolve discrepancies or issues related to LC transactions. Reporting : ...
- ...shop/clinic to uplift sales performance of individual sales staff - Enhance the knowhow of salespersons on AML, compliance and regulatory related items Requirements - University degree in Finance, Economics or related disciplines - 8-10 years banking exper...
- ...ist in formulating compliance framework and relevant policies and procedures for the compliance of relevant laws, guidelines, and regulatory requirements. Identify and assess the compliance risks associated with the organization's distribution related business activi...
- ...s Lead the development of the Group’s ESG practices by promoting ESG awareness internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports Strengthen public relations and Group’s branding by deve...
- ...trategy and Implementation : Develop and execute APAC cloud strategies that align with the Group and CIB Move-To-Cloud goals and regulatory requirements. Lead the migration and deployment of applications to cloud environments, ensuring compliance with best-of-class sec...
- ...erations teams Maintain investor databases, communication logs, and pipeline tracking Support post-investment reporting and regulatory disclosures to ensure compliance Qualifications ~ Bachelor’s degree in Finance, Business, Accounting or related field; **...
- ...account,QFII,traditional securities brokerage and asset management. Oversee AML, risk management and internal controls to meet regulatory expectations. Collaborate with key internal and external stakeholders, including investors, regulators, auditors, and manageme...
- ...egree holder in Business, Finance or related discipline(s); ~3-5 years’ DCM deal execution experience; ~ Attained related SFC regulatory criteria for carrying out capital markets activities; ~ Strong knowledge of credit analysis and Asian credit markets; ~ Good ...
- ...to ensure the operation of each department. 崗位職責:負責人事、財審、行政、法務等各部門的風控合規以及指錯糾錯工作,確保各部門工作正常進行。 Job Requirements:With legal and regulatory experience and a bachelor’s degree or above. 崗位需求:具有法律法規經驗,以及大學本科以上學歷。 G.Management trainee/Intern管培生/實習生 Job Desc...