Our client is a leading bank worldwide, we are seeking Regulatory Reporting Business Analysts / Project Managers for our esteemed client in the financial sector. The successful candidate will be responsible for ensuring compliance with regulatory requirements by accura...
Responsibilities:
Collaborate with business partners, technology groups, suppliers, and customers to devise optimal solutions for Tax in Securities Services.
Establish product and operations prerequisites and system objectives by collaborating with relevan...
... and other products;
Keep update of laws and regulations from time to time and identify their impact on the Company
Provide regulatory and legal input on advisory matters on legal, regulatory and licensing requirements, including covering legal and regulatory docu...
... Responsibilities:
Serve as a subject matter expert on regulatory reporting requirements across various jurisdictions and stay u... ...ly via Company website] and put Regulatory Reporting Business Analyst/Project Manager - Leading International Bank in the subject h...
...y looking for a high caliber professional to join our team as Officer, Trade Confirmation & Regulatory Reporting - Hybrid (Internal Job Title: Securities & Derivatives Analyst– C09) based in Hong Kong. Being part of our team means that we’ll provide you with the resou...
Job Description
Our client is a Top Tier Regional bank. Currently they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and review the HKMA Banking Returns
Prepare local financial reporting, Head Offi...
Job Description:
Compile technical documents to support country-specific regulatory submissions and ensure they are in a format consistent with applicable guidance documents.
Maintain data and files for future reference, especially in the event of an audit by...
...king, verification and timely submission of returns to the Regulator / Statutory Bodies/ Government Departments.
~Supervise the regulatory reporting team of the branch. Liaising with the Regulator/Statutory Bodies/Government Departments regarding returns and surveys, ...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs a...
HKD 30k - HKD 60k /月
...t you can get?
Decent salary package with competitive year end bonus
Stable working environment
Deep exposure in Regulatory reporting scope (Liquidity/Car)
Lunar New Year, National Day, Mid- Autumn Festival bonuses
Job duties
individ...
POSITION PURPOSE
The Position is responsible for all Hong Kong and Macau regulatory activities for the assigned product portfolio.
ORGANIZATIONAL RELATIONSHIP
Direct report to Head of Regulatory Affairs, North Asia Cluster /HK
RESPONSIBILITIES
...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes and development
Implement related policies and procedures
Support new business initiatives and ensure related rules and regulat...
...c credit accounts
Conduct risk evaluation and make recommendation on credit facilities
Ensure compliance of bank policy and regulatory requirements
Assist in formulating credit policies, guidelines and procedures of credit activities undertaken by the bank
H...
...gotiate with customers on repayment arrangement
To handle customer’s enquiries and complaints
To comply with the Bank’s and regulatory requirements on risk and control
Requirement
University graduate or equivalent OR Secondary education plus 2 years or a...
...ctivities, and account behaviour to identify potential money laundering or other financial crime activities.
~Stay updated with regulatory requirements and industry best practices related to AML and financial crime compliance.
~Assist in the development and implemen...
Job Title: Management Consultant (Finance and Regulatory Reporting)
Key Responsibilities:
Client Engagement:
Engage with clients to understand their business objectives, challenges, and regulatory requirements related to financial accounting and report...
...tional care. Join Roche, where every voice matters.
The Position
Roche Diagnostics
Main Responsibilities:
~ Manage regulatory submission and approval in cooperation with local and global teams to ensure our products are listed in a timely manner and busin...
Fast Growing Banking Corporation
Part of the Management
Stable Working Environment
My client is a fast growing banking corporation providing comprehensive banking services, including loans and wealth management, etc. The Bank also provides securiti...
...ocess failure points, escalation triggers) and all are fit for purpose.
~Ensure the CDD process is conducted in compliance with regulatory requirement and related procedures/ guidance notes/ policies adherence to CDD procedures.
~Ensure CDD documents fulfil AML/CDD ...
...ties, in related to treasury market transactions; and
To follow standard procedures to comply with local, Japanese and foreign regulatory requirements (e.g. AML, DFA and HKMA-RMS) and supervise subordinates to monitor routine operations in treasury office.
Job ...
...adherence to investment criteria.
Work closely with legal and compliance teams to ensure all underwriting processes align with regulatory requirements.
Monitor and manage the performance of existing investments within the portfolio.
Propose adjustments to the p...
A top Corporate Bank is hiring a Senior Manager for their Regulatory Reporting team.
My client is seeking a highly skilled and experienced Regulatory Reporting Senior Manager to join their Hong Kong branch. This is an exciting opportunity to play a key role in ensur...
...es?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filings and other...
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement ...
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is...
Your new company
~ A well developed Chinese Corporate bank is looking for a Senior Manager of Regulatory Reporting
Your new role
Prepare HKMA banking returns and HKMA survey in accordance with regulatory requirements.
To prepare and submit HKMA returns m...
...itch books preparation, co-operation with external professional parties, client relationship management and liaison with relevant regulatory authorities
Ad hoc duties as assigned by senior team members
Requirements
~ Degree in Finance, Accounting, Law or relate...
...:
~Generate macro views on global economy, with a particular focus on China, the United States, and Europe. Stay informed about regulatory changes, geopolitical events, and currency policies that impact the money market.
~Be the derivative specialist working alongsi...
Where Your Career Takes Flight
Airport Authority Hong Kong (AA) manages and operates Hong Kong International Airport, one of the finest and busiest airports in the world.
We now invite high calibre talent with creativity and passion to join us for a rewarding and...