Search Results: 13,640 职位空缺

My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences) - Required to have prior SFC regulatory working experiences - Very strong in wealth management product due diligence and compliance experiences - Fluent in Mandarin is... 

Unicorn Advisor (HK) Limited

香港
23 天前

HKD 100k /月

 ...s role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 1...  ...ith businesses in retail banking, wealth management, commercial banking, treasury services, ... 

Michael Page

中環
13 天前
 ...e of a NY-headquartered digital asset company, to work on asset management, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its variou... 

lewissanders

香港
10 天前
Responsibilities The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will al...  ...Requirements Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling reg... 

Morgan Mckinley Limited

香港
25 天前
Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Globa... 

Projob21.com Ltd.

香港島
3 天前
~Senior Level role ! ~want strong regulatory knowledge with SFC and HKMA ! About Our...  ...th businesses in retail banking, wealth management, commercial banking, treasury services,...  ...iption ~Report directly to the head of compliance whilst managing a team of 12 staff ~Th... 
香港島
1 月前
 ...op Tier Regional bank. Currently they are hiring for Manager/Senior Manager to join their Regulatory Reporting team. Responsibilities Prepare and ...  ...t in setting up, maintaining and improving financial compliance system Assist in local projects relating to banki... 

Talent Pro Recruitment Company Limited

香港
5 天前
 ... their impact on the Company Provide regulatory and legal input on advisory matters on ...  ...n according to the direction of his/her manager. Manage, organize and update interna...  ...t 2 years relevant experience in legal, compliance or audit field(s) in finance related in... 

BOCI-Prudential Trustee Limited

香港
1 天前
Responsibilities: Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal po...  ...s and documents Advise the management regularly on new regulatory requirements Responsible for conducting AML, KYC and o... 

Oriental Patron Financial Services Group Ltd.

香港
8 天前
 ... Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Management ...  ...mstances ~Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep a... 

Bank of China (Hong Kong) Limited

香港
5 天前
 ... Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Management ...  ...king, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and busin... 

Bank of China (Hong Kong) Limited

香港
6 天前
 ...ading cross-border investment and asset management company. It manages private equity fund...  ...onsibilities   Attend to ongoing compliance requirements under the Companies Ordina...  ... and systems to keep abreast of new and regulatory changes; Keep abreast of, monitor, a... 

China Everbright Limited

香港
8 天前
- Required to have prior SFC regulatory working experiences - Very strong in wealth management product due diligence and compliance experiences - Fluent in Mandarin is a MUST

Unicorn Advisor (HK) Limited

香港
20 天前
Senior Compliance Manager Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employ...  ...l Officer, the ideal candidate will take responsibility for regulatory compliance for group entities in Hong Kong, Australia, the ... 

Eclipse Options (HK) Limited

香港
9 天前
 ...ing or relisting applications; ~Perform compliance control and monitoring programs including...  ...e holder in Business Administration, Risk Management, Law or related disciplines. ~Possesses knowledge in SFC rules and regulatory requirements ; ~Minimum 5 years of comp... 

Valuable Capital Limited

香港
2 天前

HKD 30k - HKD 60k /月

 ...d bonus Stable working environment Deep exposure in Regulatory reporting scope (Liquidity/Car) Lunar New Year, National ...  ... Requirements Degree in Accounting, Finance, Risk Management, or MIS. Minimum of 4 years of banking experience with a... 

Gravitas Recruitment Group

香港
23 天前
 ...sibilities Assist in handling the relevant legal and compliance works of the company, including drafting and review of docume...  ...mpany in maintaining good corporate governance Research on regulatory updates and relevant compliance issues Responsible for lia... 

Hong Kong Interbank Clearing Ltd

香港
6 天前
To Compliance ManagerJob Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c... 

Acts Consulting Co. 毅知顧問公司

香港
10 天前
Job Requirements: Manage daily group-wide trade surveillance process, handle escalated cases from business units ...  ...nd file Suspicious Transaction Reports. Keep updated compliance obligations and regulatory obligations in relation to trade and communication surv... 

Haitong International Management Services Company Limited

香港
23 天前
 ...d lifelong protection, embracing wealth management and succession, health and well-being, ...  ... Assist and provide support to Head of Compliance and Associate Director of Compliance De...  ...artment for ensuring the compliance and regulatory requirements are fulfilled, and liaise ... 

FTLife Insurance Company Limited

牛頭角
6 天前