Search Results: 13,640 职位空缺
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is...
HKD 100k /月
...s role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 1... ...ith businesses in retail banking, wealth management, commercial banking, treasury services, ...
...e of a NY-headquartered digital asset company, to work on asset management, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its variou...
Responsibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will al... ...Requirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling reg...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Globa...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our... ...th businesses in retail banking, wealth management, commercial banking, treasury services,... ...iption
~Report directly to the head of compliance whilst managing a team of 12 staff
~Th...
...op Tier Regional bank. Currently they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and ... ...t in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banki...
... their impact on the Company
Provide regulatory and legal input on advisory matters on ... ...n according to the direction of his/her manager.
Manage, organize and update interna... ...t 2 years relevant experience in legal, compliance or audit field(s) in finance related in...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal po... ...s and documents
Advise the management regularly on new regulatory requirements
Responsible for conducting AML, KYC and o...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...mstances
~Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep a...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...king, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and busin...
...ading cross-border investment and asset management company. It manages private equity fund... ...onsibilities
Attend to ongoing compliance requirements under the Companies Ordina... ... and systems to keep abreast of new and regulatory changes;
Keep abreast of, monitor, a...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employ... ...l Officer, the ideal candidate will take responsibility for regulatory compliance for group entities in Hong Kong, Australia, the ...
...ing or relisting applications;
~Perform compliance control and monitoring programs including... ...e holder in Business Administration, Risk Management, Law or related disciplines.
~Possesses knowledge in SFC rules and regulatory requirements ;
~Minimum 5 years of comp...
HKD 30k - HKD 60k /月
...d bonus
Stable working environment
Deep exposure in Regulatory reporting scope (Liquidity/Car)
Lunar New Year, National ... ...
Requirements
Degree in Accounting, Finance, Risk Management, or MIS.
Minimum of 4 years of banking experience with a...
...sibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of docume... ...mpany in maintaining good corporate governance
Research on regulatory updates and relevant compliance issues
Responsible for lia...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external c...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escalated cases from business units ... ...nd file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication surv...
...d lifelong protection, embracing wealth management and succession, health and well-being, ... ...
Assist and provide support to Head of Compliance and Associate Director of Compliance De... ...artment for ensuring the compliance and regulatory requirements are fulfilled, and liaise ...