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- ... partners in providing comprehensive information on financial management, financial planning, financial reporting and compliance, capi... ...seeking a high caliber professional to join our department as Regulatory Reporting Manager. Principal responsibilities Supervise...
Hang Seng Bank
中環1 天前 - ...ncluding equity surveillance, OTC Suitability post-trade surveillance, etc. # Manage interaction with regulators for queries, survey, questionnaire and inspections. # Monitor regulatory changes and deliver compliance training to PWM Front Office on new regulations ...
Haitong International Management Services Company Limited
中環4 天前 - Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities We are seeking a Compliance Manager with sound SFC and regulatory liaison experience from a securities firm background based in Hong ...
HARBRIDGE PARTNERS
中環10 天前 HKD 50k /月
Looking for an experienced Associate Director, Regulatory Affairs to lead regulatory strategies and submissions for cutting-edge biotec... ...and extending that to Asia markets. You will lead submissions, manage interactions with health authorities, and ensure compliance wi...Michael Page
中環4 天前- ...y settlement of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile ... ...nd maintain accurate records of settlement activities. Risk Management and Process Optimization: Identify and mitigate risks rela...
Ping An Bank Company Ltd
中環2 天前 - Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
Ping An Bank Company Ltd
中環2 天前 - ... margin trading, gold bars retail, securities, futures, asset management and credit services. Wing Fung is a member of The Chinese Gol... ...the channels of the Group Perform tasks in accordance with regulatory and compliance requirements Requirements: Relevant univ...
Wing Fung Financial Group Limited
中環3 天前 - ...branch operation Ensure high quality of services are provided to customers Ensure all activities are in compliance with the regulatory requirements Requirements: University graduate or equivalent qualification Minimum 8 years’ banking experience of which ...
Chiyu Banking Corporation Limited
中環2 天前 - ...nal partners (law firms, surveyors, property agents, DCA). Ensure all loan and security documents meet internal and regulatory standards. Manage problem-loan cases, litigation processes, and collateral repossession when required. Assist in departmental project...
Aquis Search Limited
中環8 天前 - ...in local and global markets (e.g. US Markets) Oversee fails management, reconciliation, CCASS/DCASS operation, and Client Connect/ F... ...edure automation, continuous improvement, and compliance with regulatory requirements Participate in cross-functional projects and ...
Chief Group Limited
中環23 天前 - ...integrated financial solutions. Position: Senior Financial Manager Lead Financial Strategy & Oversight Key Responsibilitie... ...reporting (monthly/annual), ensuring compliance with HKFRS and regulatory standards. Direct treasury functions, including FX/crypto l...
Henyep Resources Co Ltd
中環10 天前 - ...tly seeking a high calibre professional to join our team as a Manager Customer Care (5 months fixed term contract). In this ro... ...framework to align with business needs, internal standards and regulatory requirements Review and monitor the service level of compla...
HSBC
中環11 天前 - ...egrated financial solutions. Position: Assistant Financial Manager Operational Finance & Compliance Support Key Responsibi... ...accounting (Money lender firm and Crypto business). Support regulatory filings and audit documentation. Assist in entity-level ove...
Henyep Resources Co Ltd
中環11 天前 - Responsibilities: Advise management and relevant business units on anti-money laundering and counter-financing of terrorism (AML/C... ... input to ensure compliance with applicable AML/CFT legal and regulatory requirements Perform AML/CFT compliance monitoring and com...
Ping An Bank Company Ltd
中環2 天前 - ...rketing strategies to strengthen the company’s brand in asset management across Hong Kong and global market. • Conceptualize and exe... ...rs, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-...
Bosera Asset Management (International) Co., Limited
中環27 天前 HKD 50k - HKD 80k /月
...for ongoing production. Support advanced PPAP approvals and regulatory reporting for in-market products. Lead investigations into ... ...nsibility for products transitioned into production, including managing product variations. Contribute to lean improvement projects...Michael Page
中環11 天前- ... for the following position. Job Description Oversee and manage the AML Transaction Monitoring and Fraud Risk Management team ... ...hreats. Collaborate with internal stakeholders and external regulatory bodies to ensure compliance with AML regulations and best prac...
Chiyu Banking Corporation Limited
中環2 天前 - ...e assistance in the compliance review exercises; Support in managing compliance projects; Participate in ad hoc projects or duti... ...ong; Good understanding on investment products and relevant regulatory compliance requirements; Good communication and interperson...
Spidernet Recruitment Services
中環5 天前 - Finance Manager CMBC Securities Company Limited Responsibilities: # Prepare and review daily Segregation of Client money, FRR reports and other works under regulatory Requirement. # Handle daily accounting input of trades and settlement. # Handle reconci...
CMBC Capital Holdings Limited
中環1 月前 - ... Liaise with clients, other professional advisers and relevant regulatory authorities Requirements: Good understanding of the Lis... ...ills Fluent in Cantonese, English and Mandarin Candidates with strong experience may be considered for a Manager position.
Somerley Capital Limited
中環8 天前 HKD 50k - HKD 80k /月
...ironment, emphasizing quality and results. The Senior Leasing Manager will oversee leasing activities and tenant management for comm... ...nt review and decision-making. Ensuring compliance with all regulatory and legal requirements in Hong Kong. Profile A successfu...Michael Page
中環3 天前- ...owth targets and key operating metrics (such as tail accounts management, client acquisition, client satisfaction, portfolio mix). ... ...gement. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requ...
Standard Chartered Bank
中環10 天前 - ...iance-related matters Stay abreast of the latest legal and regulatory requirements, and develop company-wide compliance monitoring ... ...g product advisory for relevant departments, including wealth management, asset management, over-the-counter trading, and corporate in...
Chief Group Limited
中環11 天前 - ...to-date client risk ratings, KYC documentation and related compliance records 協助維護客戶風險評級（RA）、KYC 檔及相關合規記錄的完整性 Keep abreast of regulatory developments, sanctions list updates and industry best practices in screening and monitoring 持續關注監管更新、制裁名單變動，以及姓名篩查的最佳實踐 Liai...
Chief Group Limited
中環11 天前 - ...rm periodic reviews and attribution analysis of individual portfolios. Ensure each portfolio is managed in compliance with internal investment guidelines and regulatory requirements. Provide updates on investment opportunities and fixed income market to current an...
Haitong International Management Services Company Limited
中環11 天前 HKD 50k - HKD 80k /月
...ting leadership opportunity for an experienced professional to manage a sizable sales and service team, deliver strong business resu... ...h regional and local stakeholders across marketing, technical, regulatory, finance, and supply chain to execute projects and deliver exc...Michael Page
中環4 天前HKD 50k - HKD 100k /月
The Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting a...Michael Page
中環18 天前- ...dvisory ~ Promote a wide range of stock investment & wealth management products to meet clients’ financial goals as long as team per... ...e & Leadership Ensure compliance with company policies and regulatory requirements in all sales and client interactions Maintain...
Chief Group Limited
中環29 天前 - ...g position. Responsibilities: Responsible for the daily management and maintenance on investment products, including fund, bond ... ...losely communicating with relevant parties to comply with the regulatory and compliance requirements Provide timely market and prod...
Chiyu Banking Corporation Limited
中環2 天前 HKD 50k - HKD 100k /月
A great opportunity to join a top tier Chinese Investment Management company in hong kong . they are steadily expanding their oversea... ...nal and group-level reporting for managed projects, alongside regulatory reporting related to alternative investments. Undertake ot...Michael Page
中環19 天前
