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- Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities We are se... ..., Australia, and Hong Kong etc.). The position will report regionally to the Head of Core Compliance Asia Pacific. ...
- ...g a high calibre professional to join our team as a Senior Manager, Regulatory Compliance Risk Stewarship Oversight. This exciting o... ...dashboards, produce value add thematic insight analysis and reporting, provide subject matter expertise, advice, guidance and eff...
HKD 50k /月
We are looking for a VP Financial Reporting professional in the financial services indus... ...financial statements in compliance with regulatory standards. Ensuring adherence to acc... ...g standards within the organization. Managing financial audits and collaborating with...- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and re... ...ements: ~3+ years of relevant experience working in an asset management company ~ Strong technical skills in Excel and Powerpoint ...
- ...n work experience in one or more of legal and Compliance or regulatory work or the financial industry or life/medical insurance busi... ...rance product development or health insurance related project management - Proficiency in using Microsoft Office (Word, Excel VBA, A...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- ...cial solutions. Position: Senior Financial Manager Lead Financial Strategy & Oversight Key... ...d SFC-regulated entities. Oversee financial reporting (monthly/annual), ensuring compliance with HKFRS and regulatory standards. Direct treasury functions, inclu...
- ...strengthen the company’s brand in asset management across Hong Kong and global market. •... ...ducation, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagem... ...sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Tra...
- ... ongoing production. Support advanced PPAP approvals and regulatory reporting for in-market products. Lead investigations into design ... ...bility for products transitioned into production, including managing product variations. Contribute to lean improvement proje...
- ...ions. Position: Assistant Financial Manager Operational Finance & Compliance Sup... ...r firm and Crypto business). Support regulatory filings and audit documentation. Ass... ... in entity-level oversight of financial reporting Assist in preparing the Group consol...
- Finance Manager CMBC Securities Company Limited Responsibilities: # Prepare and review daily Segregation of Client money, FRR reports and other works under regulatory Requirement. # Handle daily accounting input of trades and settlement. # Handle reconci...
- The Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting a...
- ...tion. Job Description Oversee and manage the AML Transaction Monitoring and Frau... ...effective detection, investigation, and reporting of suspicious activities. Acting as ... ...with internal stakeholders and external regulatory bodies to ensure compliance with AML re...
- ...ng comprehensive legal advice to senior management and all global businesses and functions... ...erview The successful candidate will report to the Deputy General Counsel, Regional... ...evant business area, upcoming legal and regulatory changes and upcoming market practice an...
- ...perating metrics (such as tail accounts management, client acquisition, client satisfactio... ... remedial action and/or ensure adequate reporting to the relevant Risk Committees and/or ... ...e Awareness and understanding of the regulatory framework in which the Group operates a...
- ... robust, ethical global supply chain. Manage third-party testing and certification pr... ...sure timely market readiness. Monitor regulatory changes and industry trends, updating po... ...ely. Conduct internal audits, prepare reports for stakeholders, and support sustainabi...
HKD 50k - HKD 80k /月
... quality and results. The Senior Leasing Manager will oversee leasing activities and tenan... ...d financial targets. Preparing leasing reports for management review and decision-making. Ensuring compliance with all regulatory and legal requirements in Hong Kong. P...- Our client is an international asset management firm seeking a detail-oriented Compliance... ...ernal policies to ensure alignment with regulatory requirements and industry best practice... ...and prospectus updates, and regular SFC reporting Conduct pre-trade and post-trade com...
- ...ves with organisational goals. Preparing detailed reports and presentations for senior management. Monitoring and evaluating the performance of imp... ...growth opportunities. Knowledge of compliance and regulatory requirements in the financial services sector. Jo...
- ...ility. We are seeking a talented General Manager with extensive experience in mergers and... ...h key stakeholders, including investors, regulatory bodies, and industry partners, to foster... ...nt. Performance Monitoring: Track and report on key performance indicators (KPIs) to ...
HKD 50k - HKD 100k /月
...t opportunity to join a top tier Chinese Investment Management company in hong kong . they are steadily expanding ... ...implementation. Oversee internal and group-level reporting for managed projects, alongside regulatory reporting related to alternative investments. Un...- ...ibilities: Responsible for the daily management and maintenance on investment products,... ...ith relevant parties to comply with the regulatory and compliance requirements Provide ... ...manuals Undertake ad hoc assignment, reporting or other special business project as as...
- Responsibilities Devise the risk management framework, policies and controls such as ... ...or financial modelling, developing risk reporting tools & analysis and independent price ... ...ation Prepare daily risk reporting & regulatory reporting and perform ad hoc tasks as r...
- ...ponsibilities: Able to independently manage and provide compliance advice on AML an... ...rom company secretarial and FATCA / CRS reporting perspective, monitor the timetable and ... ...audit plan for the Company. Considering regulatory requirements, industry best practices, ...
- ...branch operation Ensure high quality of services are provided to customers Ensure all activities are in compliance with the regulatory requirements Requirements: University graduate or equivalent qualification Minimum 8 years’ banking experience of which ...
- ...in local and global markets (e.g. US Markets) Oversee fails management, reconciliation, CCASS/DCASS operation, and Client Connect/ F... ...edure automation, continuous improvement, and compliance with regulatory requirements Participate in cross-functional projects and ...
- Manager, Operational Risk, Investment Bank 客户简介 Our client is a leading global inv... ...s business units Design, monitor, and report on Key Risk Indicators (KRI ) to track e... ...analysis, and control testing Monitor regulatory developments and ensure compliance with ...
- ...nal partners (law firms, surveyors, property agents, DCA). Ensure all loan and security documents meet internal and regulatory standards. Manage problem-loan cases, litigation processes, and collateral repossession when required. Assist in departmental project...
- ...rently seeking a high caliber professional to join our team as Manager, Investment Consulting. Principal responsibilities Provi... ...s subject to Mandatory Reference Checking Scheme (MRCS) as per regulatory requirement. For details, please refer to Mandatory Reference ...
- ...tly seeking a high calibre professional to join our team as a Manager Customer Care (5 months fixed term contract). In this ro... ...framework to align with business needs, internal standards and regulatory requirements Review and monitor the service level of compla...