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HKD 50k - HKD 100k /月
...ation changes in coordination with vendors and internal teams. Support pre-trade compliance workflows, ensuring alignment with regulatory and internal policies. Document support procedures, known issues, and resolution steps for knowledge sharing. Assist in UAT...- ...roduction for printing, advertising & promotion purposes - Support the sales / marketing team to develop graphic design in annual report, brochure, leaflet etc. - Communicate with sales team and project management team in order to cope with design requirements of di...
- Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants Ensure accuracy and timely accounting records in FlexSystem Maintain updated Charts of Accounts & Analysis Co...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and retail clients across equity, fixed income, and multi-asset strategies in APAC Ex Japan region Reporting on a varieties of topic frompe...
- ...that will take you further. Risk and Compliance Division – Regulatory Compliance The Risk & Compliance function is a Second line... ...of Regulatory Compliance risks exposures, providing analysis, reporting and governance to HASE HK that is independent of the first li...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ...attention are subject to direct remedial action and/or ensure adequate reporting to the relevant Risk Committees and/or line management. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requirements ...
- ...n, and sound risk management. Key Responsibilities - Reporting to the Head of Compliance, Hong Kong, you will: Serve as a... ... senior management and trading teams, providing strategic and regulatory guidance aligned with the firm’s risk appetite. Support th...
- ...ly settlement of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile s... ...ons functions, e.g. payments, loan operations etc. Generate reports for senior management and regulatory bodies as required. Pa...
HKD 50k - HKD 100k /月
...he Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting and ...- ...gement team to ensure effective detection, investigation, and reporting of suspicious activities. Acting as Alternate MLRO of the ... ...reats. Collaborate with internal stakeholders and external regulatory bodies to ensure compliance with AML regulations and best pra...
- ... security team. Validate security fixes and provide re-test reports to confirm closure of identified issues. Compliance Support... ... Provide advisory support on aligning with applicable regional regulatory standards. Requirements: ~3-4 Years Related Experience....
HKD 50k - HKD 80k /月
...us bottom-up and top-down research Track market developments, new issuance trends, and regulatory changes impacting fixed income instruments Prepare regular research reports, presentations, and investment memos for internal and external stakeholders Collaborat...- ...issues with clients and internal departments, and in all cases report and escalate customer complaints to management in accordance w... ...tions/activity during and after client on-boarding process. Regulatory & Business Conduct Display exemplary conduct and live by th...
HKD 50k /月
...in implementing internal policies and procedures. Advise on regulatory requirements relevant to retail operations in Hong Kong and ot... ... counsel when necessary. Conduct legal research and prepare reports for senior management. Support ad-hoc projects and cross-fu...- ...ly fund operations, including subscriptions, redemptions, NAV reporting, and settlements for discretionary accounts. Collaborate w... ...nize client and transaction records, ensuring compliance with regulatory requirements and monitoring various statistical data for mana...
- ...mmunication abilities, and a passion for understanding complex regulatory environments. Key Responsibilities Conduct thorough pol... ...s sectors. Draft and edit submissions, position papers, and reports for internal and external stakeholders. Collaborate with cr...
HKD 40k - HKD 80k /月
...gma projects. Maintain supplier scorecards, quality manuals, and audit reports; proactively identify supply chain risks and develop mitigation plans to support global scalability and regulatory compliance. Profile ~ Bachelor's degree in Mechanical Engineering, E...- ...Anti-Money Laundering (AML) function, ensuring compliance with regulatory requirements, and managing risks associated with financial cri... ...ilities: Join the Financial Crime Compliance (FCC) team and report directly to the Head of the Legal and Compliance Department. ...
- ...ce in corporate lending and marketing Good credit analysis, report writing and communication skills Self-motivated, independen... ...xercise. The Mandatory Reference Checking (MRC) Scheme is a regulatory framework established by the Hong Kong Monetary Authority, whi...
- ... including product due diligence, review, risk assessment, and regulatory compliance Assist in managing product lifecycle, including ... ...ring market analysis, business cases, and performance tracking reports Requirements ~ University degree in Finance, Economics, D...
- ...e for board meetings, committee meetings, management meetings, reports, and presentation materials. • Liaise and filing with the comp... ... company secretary-related matters. • Coordinate feedback with regulatory bodies on guidelines consultation. • Coordinate events, meetin...
- ...nd documentation to ensure timely market readiness. Monitor regulatory changes and industry trends, updating policies and training pr... ...liance issues proactively. Conduct internal audits, prepare reports for stakeholders, and support sustainability initiatives, such...
- ... and help them navigate, understand, and comply with legal and regulatory requirements consistent with our Guiding Principles and CPP In... ...’ mandate and global priorities. The successful candidate will report to Managing Director, Head of Investment Legal. Accountabil...
- ...ing the integrity of markets and adherence to global and local regulatory standards by monitoring, investigating, and escalating potenti... ...ents, exchanges, and internal systems. Prepare and escalate reports of potential market abuse to Compliance, including detailed fi...
- ...losely communicating with relevant parties to comply with the regulatory and compliance requirements Provide timely market and prod... ...elines and procedural manuals Undertake ad hoc assignment, reporting or other special business project as assigned Requirements...
- ...lop Bank relevant initiatives across businesses in response to regulatory and industry development in sustainable finance ESG rating ... ...mplexity ~ Highly skilled in creation of briefing materials, report writing and preparation of presentations What we offer ...
HKD 50k - HKD 100k /月
...roduct screening, due diligence, legal negotiations, and implementation. Oversee internal and group-level reporting for managed projects, alongside regulatory reporting related to alternative investments. Undertake other ad hoc tasks as assigned. Profile Bac...- ...e input to ensure compliance with applicable AML/CFT legal and regulatory requirements Perform AML/CFT compliance monitoring and comp... ...ious transactions Prepare and submit suspicious transaction reports to the relevant authorities Conduct AML/CFT and CDD checkin...