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HKD 80k /月
As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing in... ...uirements with precision. Develop and present comprehensive reports on compliance risks and regulatory updates to senior managemen...HKD 50k - HKD 100k /月
... a strong industry reputation and a large finance team. They are one of the leading businesses. They are currently looking for an Reporting Controller to support their growing business in Hong Kong and China. If you are an audit firm trained, and have more than 10 yea...- Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants Ensure accuracy and timely accounting records in FlexSystem Maintain updated Charts of Accounts & Analysis Co...
- ...uct would be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal account dealing, compliance training and other reporting and filing to regulators Assist in developing a risk-based complianc...
- ...hat all lending transactions are legally sound, compliant with regulatory requirements, and efficiently executed. Key Responsibilitie... ...ulatory guidelines. Support the preparation of regulatory reports and filings as required. Transaction Coordination & Closing...
- ...nitoring and managing trading risks to ensure compliance with regulatory requirements. Providing insights on market dynamics and re... ...needed. Maintaining clear and accurate trading records for reporting and auditing purposes. Staying updated on industry develop...
- ...er to ensure the planning, coordination and completion of all regulatory obligations and administration requirements within strict dea... ...ng preparation of statutory filings, annual payment or ad-hoc reporting in accordance with local regulatory requirements. Work clo...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ...cks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage regulatory reporting, including filings with the SFC and responses to regulatory inquiries. Provide compliance guidance to internal teams and ...
- ...ommending actionable improvements. Preparing detailed audit reports and presenting findings to management. Collaborating with v... ...nal systems for accuracy and efficiency. Staying updated on regulatory changes impacting the professional services sector. Support...
- ...l aspects • Carry out day-to-day dealing and risk control operations • Prepare reports and data • Compose, update and implement policies and procedures which comply with regulatory requirements and company-objectives-aligned • Monitor and streamline the real-ti...
- ...rate with research teams to produce Quarterly Asset Allocation Reports and trading strategies lead a team to support client roadsh... ...g RMB 1 billion in scale Deep knowledge of asset management regulatory policies Proficiency in Wind/Python for independent product...
HKD 80k /月
...parties and internal stakeholders. Ensuring compliance with regulatory and internal risk management policies. Collaborating with r... ...rading strategies within the FICC domain. Preparing regular reports on trading activities and market trends for management review....- ...s Retail Wealth and Private Banking, ensuring compliance with regulatory requirements and internal policies. Design and enhance sal... ...s is an advantage. Strong analytical, problem-solving, and reporting skills, with the ability to translate data insights into prac...
- ...irements. Compliance and Documentation: Ensure adherence to regulatory requirements, industry standards, and internal policies relate... ...on design specifications, maintenance procedures, and incident reports. Vendor Management: Oversee vendors and contractors to ensu...
- ... growth. Lead the creation and definition of the Financial Reporting offering. Assist in the continuing development, implementa... ...ehensive understanding of applicable statutory laws and legal/regulatory requirements, including anti-money laundering regulations. ...
- ...ttention are subject to direct remedial action and/or ensure adequate reporting to the relevant Risk Committees and/or line management. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requirements...
- ...agement) regulated activities1, registered at China Securities Regulatory Commission as Qualified Foreign Institutional Investor (QFII/... ...ers, etc. # Manage and analyze fund data, preparing suitable reports according to business needs. # Participate in ad-hoc project...
- ...l media, external speaking opportunities and other events. Reporting to the Head of Brand Communications, the Senior Brand Communi... ...er Bay Area. Understanding of the banking industry and its regulatory landscape preferred. Visit Hang Seng Career Page and sign ...
- ...unded and dedicated to supporting CRES team, which accordingly reports directly to the CRES Tech Hive Lead. The role requires an e... ...l of commercial and financial acumen. Deep understanding of regulatory, security, and compliance considerations relevant to technolog...
- ...losely communicating with relevant parties to comply with the regulatory and compliance requirements Provide timely market and prod... ...elines and procedural manuals Undertake ad hoc assignment, reporting or other special business project as assigned Requirements...
- ...custodians, auditors to achieve mutually beneficial relationship Responsible for preparing various types of reports, including but not limited to regulatory reports, internal reports, etc. Responsible for ad-hoc projects Requirements: Bachelor's Degree h...
- Job Description Report to the CEO and provide support to the Group’s insurance brokerage businesses Lead the insurance team i... ...plicable laws, rules, regulations, codes, guidelines and other regulatory requirements Candidate Specification ~ Bachelor degree...
HKD 50k - HKD 80k /月
...T4 and MT5 systems, ensuring optimal performance. Generate and analyze trading reports to track performance and identify trends. Ensure all trading activities comply with regulatory requirements and internal policies. Work closely with other departments, inclu...- ...accurately and in a timely manner, and to ensure compliance with all standard operations procedures, regulatory requirements & guidelines Responsible for HKTR report submission Collaborate with other operations teams and stakeholders regarding operations enhancem...
- ... Assess current workflows to identify areas for improvement and potential operational risks Handle MIS reports to management and returns for the regulatory bodies Manage CRA & CCRA data contribution matters Participate in projects planning and system enhance...
- ...gence on potential investments. Prepare detailed investment reports, presentations, and other documentation to effectively communi... ...investment recommendations Stay updated on industry trends, regulatory changes, and market developments to enhance investment strateg...
- ...e insights on foreign exchange control, legal frameworks, and regulatory requirements for businesses in Mainland China operating abroa... ...ocess from lead generation to deal closure, ensuring accurate reporting in CRM tools. Consistently meet and exceed sales targets b...
HKD 80k /月
...he visibility and influence of the Fund Operations, Financial Reporting, and Accounting Operations teams across the organization. ... ...timely and accurate delivery of scheme accounting reports and regulatory submissions. Coordinate with external auditors to secure a...HKD 50k - HKD 100k /月
...ment, ensuring different functions within property sector meet regulatory and company standards. This role requires a proactive individu... ...eet the required specifications. Preparing detailed quality reports for management review. Profile A strong background in...