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- ...t-trade surveillance, etc. # Manage interaction with regulators for queries, survey, questionnaire and inspections. # Monitor regulatory changes and deliver compliance training to PWM Front Office on new regulations and firm standards. # Review marketing materials...
HKD 50k /月
We are looking for a VP Financial Reporting professional in the financial services industry to oversee and enhance financial reporti... ...ubmission of accurate financial statements in compliance with regulatory standards. Ensuring adherence to accounting and financial ...HKD 50k /月
Looking for an experienced Associate Director, Regulatory Affairs to lead regulatory strategies and submissions for cutting-edge biotech products. This role offers high visibility and the opportunity to shape regulatory pathways in a dynamic, fast-growing organization....- Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities ... ...apore, Australia, and Hong Kong etc.). The position will report regionally to the Head of Core Compliance Asia Pacific. ...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and retail clients across equity, fixed income, and multi-asset strategies in APAC Ex Japan region Reporting on a varieties of topic frompe...
- ...olcker designation Determining Market Sentiments through reading of research reports, valuation and Data analysis reports, and understanding corporate events Adhere to local regulatory policies and trading venue rules applicable to the job holder location and the ...
- ...es and documentation are properly completed in compliance with regulatory requirements and internal AML policies Conduct regular proc... ...isory services Prepare and review management and compliance reports Ad-hoc project as assigned Job Requirements: Bachelo...
- ...es expertise in client due diligence and compliance, ensuring regulatory requirements are met effectively. Client Details This opp... ...-to-date client records and documentation. Identifying and reporting any suspicious activities or potential risks. Supporting t...
- ...ping Prepare periodical financial statements and management reports Monitor cashflow and perform regular bank reconciliations ... ...llaborate with external advisors Communicate with banks and regulatory bodies as required Perform ad hoc duties as assigned Re...
- ...f key sustainability communications such as the Sustainability Report, green bond reporting, sustainability website updates and news... ...s Conduct research on key topics and best practices to meet regulatory requirements or investor expectations Implement in-house as...
- ...issues with clients and internal departments, and in all cases report and escalate customer complaints to management in accordance w... ...tions/activity during and after client on-boarding process. Regulatory & Business Conduct Display exemplary conduct and live by th...
- ...he Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting and ...
- ... reconcile vendor statements and resolve discrepancies. Monitor aging reports and follow up on outstanding items. Maintain compliance with company policies, internal controls, and regulatory requirements. Assist in month-end and year-end closing, including acc...
HKD 30k - HKD 80k /月
... Maintain the client RFP/DDQ database Prepare regular client and fund reports Coordinate with fund administrators and finance team on trailer fees for distributors Communicate regulatory and business change to clients, distributors and internal stakeholders wh...- ...ial operations across FX, Money Lending, Crypto, and SFC-regulated entities. Oversee financial reporting (monthly/annual), ensuring compliance with HKFRS and regulatory standards. Direct treasury functions, including FX/crypto liquidity management, cash flow fore...
HKD 50k - HKD 80k /月
...e orders and ensure smooth qualification of tooling and parts for ongoing production. Support advanced PPAP approvals and regulatory reporting for in-market products. Lead investigations into design and manufacturing issues using structured methodologies such as D...- ...e diligence process, including handling the questionnaires and reports Conducting verification on the relevant information and doc... ...ons of the prospectus Conducting legal research relating to regulatory issues Liaising with external stakeholders, including regul...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ...er to ensure the planning, coordination and completion of all regulatory obligations and administration requirements within strict dea... ...ng preparation of statutory filings, annual payment or ad-hoc reporting in accordance with local regulatory requirements. Work clo...
- ...MBC Securities Company Limited Responsibilities: # Prepare and review daily Segregation of Client money, FRR reports and other works under regulatory Requirement. # Handle daily accounting input of trades and settlement. # Handle reconciliation of account rece...
- ...us bottom-up and top-down research Track market developments, new issuance trends, and regulatory changes impacting fixed income instruments Prepare regular research reports, presentations, and investment memos for internal and external stakeholders Collaborat...
- ...ling the full set of accounting (Money lender firm and Crypto business). Support regulatory filings and audit documentation. Assist in entity-level oversight of financial reporting Assist in preparing the Group consolidation Implement process improvements ac...
- ...recision and manage a trading book in compliance with risk and regulatory guidelines, ensuring a strong and consistent P&L performance. ... ...ce with internal and regulatory policies. Preparing regular reports on trading performance and market insights. Staying updated...
- ...alternatives or yield enhancers, ensuring strict adherence to regulatory and internal compliance standards at all times. Key Res... ...icrosoft Excel for financial modelling, scenario analysis,and reporting purposes, including use of macros and pivot tables. Strong...
- ...gement team to ensure effective detection, investigation, and reporting of suspicious activities. Acting as Alternate MLRO of the ... ...reats. Collaborate with internal stakeholders and external regulatory bodies to ensure compliance with AML regulations and best pra...
- ...pliance Manual and internal policies to ensure alignment with regulatory requirements and industry best practices Manage SFC licens... ...s, announcements, KFS and prospectus updates, and regular SFC reporting Conduct pre-trade and post-trade compliance monitoring to ...
- ...cerns about actual or potential issues promptly, in line with reporting and escalation procedures. To be successful you will ne... ... subject to Mandatory Reference Checking Scheme (MRCS) as per regulatory requirement. For details, please refer to ( Mandatory Referen...
- ...itoring, perform end-of-day monitoring and complete post-trade reports. 5. Assist in maintaining contacts with regulators such as t... ...mission (SFC) of Hong Kong, and timely record and follow up on regulatory requirements. 6. Assist in handling staff dealing and Anti-M...
- ...ss objectives with organisational goals. Preparing detailed reports and presentations for senior management. Monitoring and eva... ... identify growth opportunities. Knowledge of compliance and regulatory requirements in the financial services sector. Job Offer ...