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- ...equivalent - at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work or the financial industry or life/medical insurance business; insurance operations ; insurance product development or health...
HKD 50k - HKD 100k per month
...ation changes in coordination with vendors and internal teams. Support pre-trade compliance workflows, ensuring alignment with regulatory and internal policies. Document support procedures, known issues, and resolution steps for knowledge sharing. Assist in UAT...- ...adquarter Support annual audits and tax compliance processes; collaborate with external advisors Communicate with banks and regulatory bodies as required Perform ad hoc duties as assigned Requirements: Bachelor degree in Accounting, Finance or related ...
- ...handle clients' enquiries and deliver customer services; Risk monitoring and ensure full compliance with internal controls and regulatory requirements; Provide market information to clients in a timely manner; Coordinate internally on client needs; Participa...
- ...referred; # Experience in ECM transactions (e.g., IPOs, placements, follow-ons) with a good understanding of deal processes and regulatory requirements; # Strong sales and client communication skills, high market awareness, and a proactive, entrepreneurial mindset; ...
- ..., Hong Kong, you will: Serve as a trusted Compliance advisor to senior management and trading teams, providing strategic and regulatory guidance aligned with the firm’s risk appetite. Support the execution of the APAC Compliance strategy , focusing on Japan an...
- ...h/Chinese) content creation (whitepapers, market commentaries, posters, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-impact events (roadshows, webinars, industry conferences) to deepen ...
- ...artments and external counterparties on complex trade issues Procedure automation, continuous improvement, and compliance with regulatory requirements Participate in cross-functional projects and UAT testing Requirements: 5+ years post-trade operations expe...
- ...s on company-wide operational risk management, connected-party/intra-group transactions and outsourcing, ensuring compliance with regulatory and Head Office requirements. Implement effective ORM tools, including but not limited to Operational Risk and Control Self-As...
- ...re adequate reporting to the relevant Risk Committees and/or line management. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requirements and expectations relevant to the role. Ensure adherence ...
- ...ured products and other investment products etc. Oversee the daily settlement of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile settlement discrepancies, resolving issues promptly. Prepare and ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
HKD 50k - HKD 100k per month
The Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting an...- ...e potential risks of money laundering and other undesirable transactions/activity during and after client on-boarding process. Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal responsibili...
- ...ve successful strategic pursuits. They will actively engage in industry forums, providing deep insights on security, privacy and regulatory requirements and positioning Microsoft as the Security leader. Microsoft’s mission is to empower every person and every organi...
- ...he cryptocurrency or virtual asset sector. Knowledge: Deep understanding of cryptocurrency markets, blockchain technology, and regulatory considerations related to digital assets and M&A. Skills: Strong analytical, negotiation, and strategic thinking capabilities ...
HKD 25k - HKD 35k per month
...ety standards across production processes. Conducting regular quality control inspections and audits to ensure compliance with regulatory requirements. Collaborating with cross-functional teams to improve food production processes and resolve quality issues. De...- ...rite epics and user stories, define acceptance criteria, identify risks and issues to ensure in compliance with local, Global and regulatory standards and policies Able to execute an idea from initiation, discovery, design, development to launch through collaboration...
- ...nager. Principal responsibilities Upkeep the methodology and integrity of HSIL’s equity index products through addressing regulatory changes and market developments and consulting necessary stakeholders; Conduct periodic constituent review on the equity index...
- ...fied and clearly documented. Liaise with external/internal stakeholders to prepare statutory documentation for compliance with regulatory requirements; Ad-hoc tasks assigned by department. Requirements ~ Degree holder in business-related discipline, preferab...
- ...ndidate will possess strong analytical skills, excellent written communication abilities, and a passion for understanding complex regulatory environments. Key Responsibilities Conduct thorough policy research on relevant legislative and regulatory issues affectin...
HKD 50k - HKD 80k per month
...ndations and trade ideas based on rigorous bottom-up and top-down research Track market developments, new issuance trends, and regulatory changes impacting fixed income instruments Prepare regular research reports, presentations, and investment memos for internal ...HKD 45k - HKD 80k per month
...nning, and supplier performance metrics . Support quality initiatives in new sourcing regions to ensure product standards and regulatory compliance. Profile ~ Bachelor's degree in Supply Chain, Business, Engineering, or related discipline. ~6-8 years of...- ...s (e.g., documentation, evidence gathering, control validation). Provide advisory support on aligning with applicable regional regulatory standards. Requirements: ~3-4 Years Related Experience. ~ AWS Cloud cert is a must. ~ Penetrating test cert is highly ...
- ...agement, including leasing, tenancy agreements, marketing and landlord-tenant issues. Advise senior management on legal risks, regulatory compliance, and dispute resolution strategies. Manage external counsel and coordinate legal support across business units. ...
- ... enhance transaction monitoring systems to stay ahead of emerging threats. Collaborate with internal stakeholders and external regulatory bodies to ensure compliance with AML regulations and best practices. Provide leadership, training, and mentorship to team memb...
- ...t competitive prices. To assist in managing the portfolio risk generated in trading by adhering to market risk limits; monitoring regulatory and market developments and provide feedback on the market and the business to the sales and management. Job Responsibilities ...
HKD 50k per month
...ment-related matters. Support compliance initiatives and assist in implementing internal policies and procedures. Advise on regulatory requirements relevant to retail operations in Hong Kong and other jurisdictions as needed. Assist with dispute resolution and ...- Responsibilities Execute trades in HK stock market with precision and manage a trading book in compliance with risk and regulatory guidelines, ensuring a strong and consistent P&L performance. Monitoring market trends and providing in-depth analysis to support t...
- ...ew policies and procedures prepared by other departments and provide input to ensure compliance with applicable AML/CFT legal and regulatory requirements Perform AML/CFT compliance monitoring and compliance review or investigation, e.g. suspicious transactions Pre...