Search Results: 20,020 职位空缺
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acr...
...vacancies, please visit our website at
Job No.: 499054
Employment Type: Full time
Departments : Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...s, please visit our website at
Job No.: 495643
Employment Type: Full time
Departments: Financial Markets Management
Job Functions: Compliance
Responsibilities:
~Conduct regular operations risk management and compliance monitoring program on risky area...
...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance
Responsibi... ...ated matters
~Assist Team Lead to prepare reports to senior management on key compliance issues
~Keep abreast of...
... please visit our website at
Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance ris...
...
Job No.: 499067
Employment Type: Full time
Departments: Global Markets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine monitoring and compliance report for Global Markets operational ...
...b No.: 494838
Employment Type: Full time
Departments: Group Audit
Job Functions: Accounting, Audit, Legal, Risk Management, Compliance
Responsibilities:
~Lead and manage internal audit engagements in relation to Anti-Money Laundering and Counter-Terro...
...erage company with presences globally is urgently seeking a Senior Risk Manager to join their expanding team
Job Description
Responsi... ...
Over ten years of experience working in risk management, compliance or internal audit at sizable corporation or in the risk are...
Senior Manager, Bancassurance Business Development page is loaded Senior Manager, Bancassurance Business Development
Apply location... ...d good knowledge of the industry’s best practices, legal and compliance framework and market competitive environment.
~ Self-motiv...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and...
...ant must possess:
# a recognised degree in business/quality management/legal or related discipline;
# a minimum of 5 years’ of wor... ...xperience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management;
# exper...
Assist in developing and implementing a risk management framework focusing on technology and operational risks, ensuring compliance with industry and regulatory standards.
Manage operational and technology risk identification, response, monitoring, reporting, and ex...
...r opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / He... ...
~Candidates with less experience will be considered as Senior Compliance Manager
Please send your application with full resume indicat...
The Compliance function is a Second line of defence (LOD) function, responsible for revie... ...st LOD') to ensure that they effectively manage as 'Risk Owners' the Regulatory Complian... ... professional to join our department as Senior Regulatory Compliance Manager, WPB .
...
Taikang Asset Management (Hong Kong) Co. Ltd., (hereafter as “Taikang Asset (HK) or “the Company”), is a wholly-owned subsidiary of Ta... ... professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our ...
...class financial products and services, including wealth management and investment, protection, credit cards, and secured l... ...iber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control...
JOB SUMMARY
Contract Compliance supports the Continent in operating within a framework and utilizing tools that provide the Continen... ...ntation with both internal and external customers.
Support, manage, and initiate change within the organization, taking steps to ...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...