Search Results: 14,762 职位空缺
...experience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management;
# experi... ...els of CIC staff, external auditors and consultants as well as officers from other regulatory or public bodies;
# to provide secreta...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
...’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our c... ...andidate with less experience will be considered as Compliance Officer
Interested parties please send your application letter and f...
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
Responsibilities:
Handle SFC licensing matters including but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the thi...
...anies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japa... ...dating policies and procedures to ensure compliance of business with relevant rules and regu... ...ience will be considered for the post of Senior Audit and Compliance Officer.
If you ...
Responsibilities
Provide compliance advice to business units and associated parties, including comments on new business initiative
Formulate and implement policies and procedures to ensure compliance with the regulations
Monitor and assess the effectiveness of...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
...ntech platform business with a strong presence in key regional financial centers. We are seeking highly motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible for ensuring that our company complies with...
Your role
Are you risk averse but risk aware?
Do specialize in Wealth Management Compliance Advisory?
We are looking for a Senior Compliance Officer to:
• Support GWM new business initiatives, product offering, advisory services and compl...
...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide... ...ations and industry best practices
Proficiency in Microsoft Office and PowerPoint
Responsible, thorough, professional and high...
...facturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials,...
Job Scope
Assist in day-to-day compliance activities to ensure the entire compliance function within the group
Ensure that the organization adheres to applicable laws, regulations, and internal policies
conduct risk assessments, monitor compliance activ...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
Location: Hong Kong
Reporting to: Head of Compliance
Responsibilities:
Perform pre/post-trade investment monitoring base... ...evenings when required
Career Growth: Candidates with less experience will be considered for the role of Compliance Officer.
...stment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fut... ...d Chinese (including fluency of Mandarin);
Proficient in MS Office, including Word & Excel and Chinese word processing is require...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acro...
...sibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identif... ...aintain and renew the Group‘s licenses and act as a compliance officer to make sure the Group complies with the laws and rules
Coo...
...iting opportunity to join a leading player in the digital asset industry. My client is looking to hire an exceptional Senior Legal & Compliance Officer to oversee all their AML/CTF/regulatory initiatives. The role will report directly to the Head of Legal & Compliance ...
