Search Results: 12,139 职位空缺
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
...t limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to c... ...spoken English and Chinese, and Fluency in Mandarin is preferred;
Less experience will be considered as Compliance Officer.
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our c... ...andidate with less experience will be considered as Compliance Officer
Interested parties please send your application letter and f...
...anies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japa... ...dating policies and procedures to ensure compliance of business with relevant rules and regu... ...ience will be considered for the post of Senior Audit and Compliance Officer.
If you ...
...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide... ...ations and industry best practices
Proficiency in Microsoft Office and PowerPoint
Responsible, thorough, professional and high...
Your role
Are you risk averse but risk aware?
Do specialize in Wealth Management Compliance Advisory?
We are looking for a Senior Compliance Officer to:
• Support GWM new business initiatives, product offering, advisory services and compl...
Responsibilities
Provide compliance advice to business units and associated parties, including comments on new business initiative
Formulate and implement policies and procedures to ensure compliance with the regulations
Monitor and assess the effectiveness of...
Location: Hong Kong
Reporting to: Head of Compliance
Responsibilities:
Perform pre/post-trade investment monitoring base... ...evenings when required
Career Growth: Candidates with less experience will be considered for the role of Compliance Officer.
...t type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry... ...mpliance and the Global Chief Compliance Officer. The successful candidate will have the ... ...n Hong Kong. They are currently hiring a Senior Company Secretarial Manager role who wil...
Rober Walters Hong Kong
香港島
2 天前
...soned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation... ...ger-In-Charge requirements.
Support business units and back offices on compliance issues.
Update and maintain compliance policy...
Rober Walters Hong Kong
香港島
2 天前
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
...ial services group. To cope with continues growth in securities and futures division they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong
Job Description
Ensure company policies, internal control procedures and man...
Classy Wheeler Limited
香港島
1 天前
...ntech platform business with a strong presence in key regional financial centers. We are seeking highly motivated and experienced Compliance Executives to join our fintech company. The Compliance Executives will be responsible for ensuring that our company complies with...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
...sibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identif... ...aintain and renew the Group‘s licenses and act as a compliance officer to make sure the Group complies with the laws and rules
Coo...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external c...
...iting opportunity to join a leading player in the digital asset industry. My client is looking to hire an exceptional Senior Legal & Compliance Officer to oversee all their AML/CTF/regulatory initiatives. The role will report directly to the Head of Legal & Compliance ...
