Search Results: 39 职位空缺
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
...itoring for new products
Responsible for order placing when necessary
Requirements:
Degree holder or above
Licensed with SFC Type 1 & 2 is preferable
Good command in both written and spoken English, Chinese and Mandarin is a must
Proficient in MS Offi...
...nance or related discipline
~1 year relevant experience (with solid experience in dealing desk will be an advantage)
~ Holder of SFC license RA1 and RA2 or equivalent
~ Proficient in written & spoken English and Chinese
~ Night shift and work on public holidays...
... accounting operations
Work with the team to ensure the daily operations are in compliance with the requirements as stipulated by SFC (Type 1,4)
Liaise with auditor and regulatory authorities
Responsible for the annual budget, planning, forecasting, and monthly...
... Europe and North America.
Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insur...
...nd connections
Handle daily dealing operations
Take up other ad-hoc projects and assigned duties
Requirements:
Holder of SFC RA1 license
Degree holder
Minimum 1 year's bond dealing experience in financial industry
Able to handle assignments indepen...
...
High awareness and up-to-date knowledge to evolving regulatory standards and well familiar with the latest requirements from HKMA, SFC and other regulators
Hands-on experience in handling HKMA’s projects
Strong communication and interpersonal skills, self-motiv...
...urers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling FI clien...
...isciplines
~5 years or above relevant experience in financial industry with at least 2 years in supervisory position
~ Holder of SFC License 1 & 2
~ Well understanding of different local and overseas investment products trading
~ Good communication skills, indep...
Hui Xian Asset Management Limited, an SFC-regulated company set up for the sole purpose of managing Hui Xian REIT (the first RMB-dominated real estate trust listed in Hong Kong).
Bachelor's degree holder preferable
At least 6 years relevant experience in a C-Sui...
... financial analysis skills
~Good command of written and spoken English and Chinese, including fluent Putonghua
~Qualification of SFC license 1 and 4 will be preferred
~Qualification of CFA or FRM will be preferred
Please quote the Reference No.: CV_FID_NBR...
...asks as assigned
Requirements:
~ Bachelor's degree preferred
~1 year of relevant experience in customer service
~ Holder of SFC license RA1 and RA2 or equivalent
~ Good command of written and spoken English, Cantonese and Mandarin
~ Knowledge of Microsoft ...
... industry development (e.g., CIES) and regulatory requirement
5.Good connection with product and service provides is advantage
6.SFC type 1 and 4 license is desired
7.Fluent spoken and written in both English and Chinese (Mandarin)
8.Self-starter, ambitious, pas...
... Europe and North America.
Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insur...
...
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:
SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good comma...
... Europe and North America.
Our subsidiaries are holding different trading licenses both in HK and US, including but not limited to SFC licenses, #1,2,3,4,5,6 & 9. Also, we are possessing the memberships of SEC, NFA, HK Creditor, Securities & Futures Broker, and Insur...
...ents and explore new business opportunities in Hong Kong, Mainland China and other global countries
Requirements:
Holder of SFC licenses Type 1
Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
HKD 50k - HKD 100k /月
...l also have to be the MIC for AML and Compliance
Profile
~ bachelor degree
~7-10 years+ of compliance experience specifically SFC type 1 4 9 experience
~ Must have CIMA regulatory experience
~ preferably exposure to MAS/SEC regulatory knowledge
~ must be a...
...perform UAT when required
Requirements
Degree holder in Business, Economics, Finance or equivalent qualifications
Holder of SFC license RA 1 and RA 2 is preferred
At least 2 years of relevant experience in account opening or customer service within brokerag...
...s calculation, handling IPO, corporate actions, fund transfers and settlement instructions, mutual funds processing and the relevant SFC and HKEx rules and regulations;
Good command of both written and spoken English and Chinese.
(Candidate with more experience wi...
