Search Results: 177 职位空缺
...th our business, and contribute to our success, capitalize on this career opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Office requirements
~Identify and evaluate regulatory compliance ri...
...tives to apply for the following position:
Job Duties & Responsibilities:
Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monitoring Plan.
Identify potential or actual regulatory risks arisi...
HKD 50k /月
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulatory and general compliance matters.
Client Details
My client is one of the largest financial services group with separate...
...evelop and enhance the Bank’s Anti-Money Laundering Systems and implementation of RegTech solutions to ensure that the Bank is in compliance with the relevant regulatory requirements with optimal effectiveness and efficiency
Lead and manage the AML/CFT RegTech Team t...
Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect", is also a leading distributor of investment solutions and services, supported by a broad range of products, as well as a talented and d...
Fubon Bank, an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect", is also a leading distributor of investment solutions and services, supported by a broad range of products, as well as a talented and d...
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability) is one of the major international banks and a leading arranger of specialized financial products worldwide. The bank's Hong Kong Branch is now seeking high calibre individuals w...
...ng
(Candidates with more experience would be considered as Vice President, Securities Services (Central Head Office))
Attractive re... ...ded immediately upon request by contacting our Personal Data Compliance Officer. Applicants who are not contacted within two months ...
Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40 branches and sub-branches. The Bank became a member of Yuexiu Group, one of the largest state-owned enterprises in Guangzhou, in 2014. In recent years, the...
Founded in 1948, Chong Hing Bank is a well-established commercial bank in Hong Kong with a network of more than 40 branches and sub-branches. The Bank became a member of Yuexiu Group, one of the largest state-owned enterprises in Guangzhou, in 2014. In recent years, the...
Responsibilities:
#Handle all assigned compliance works, including providing compliance advice, products and policies review, fun... ....
#Good interpersonal and communication skill.
Candidate with more experience will be considered as Assistant Vice President
Fubon Bank , an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic te...
...onsible for credit and portfolio monitoring for the real estate portfolio, mainly in Hong Kong and China
Support the team on compliance, regulatory and other internal related matters for SPDA activities in Hong Kong
Closely monitor and handle all credit-relate...
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability) is one of the major international banks and a leading arranger of specialized financial products worldwide. The bank's Hong Kong Branch is now seeking high calibre individuals w...
...rrently seeking high caliber candidates to join our big family.
Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulatory and legislative change;
~Review account opening documents and A...
HKD 50k - HKD 100k /月
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
Client Details
My c...
... calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in compliance wi...
This role will report directly to the Chief Executive whilst managing the regulatory compliance department. This role will have strong focus on the retail banking business. Will also have exposure to their Corporate banking and global markets business.
Client Detail...
...andidates to apply for the following vacancy:
Job highlights:
~Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curiosity
The Regional Trade Compliance Manager will join the Regiona...
...otential with us. Job Responsibilities:
Provide regulatory advice and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted app...
