...oin our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerage,... ...team relating to compliance issues, including due diligence and AML/KYC suitability policy
~Keep abreast of new regulatory requir...
...ssist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
Assist in d... ...fting agreements;
Assist in conducting compliance review and AML checking;
Assist in providing compliance training to staff a...
...ing a passionate Specialist to join our team. The job holder will be responsible for internal and external coordination to ensure compliance with regulations for our Property sales projects. The following are the job responsibilities and requirements:
Job Responsibil...
...s from clients in a timely and professional manner
~Assist with client on-boarding, including document verification, KYC, CDD, and AML procedures
~Collaborate with the sales team to ensure a smooth client on-boarding process
~Provide support services to the Hong ...
...ely and accurate transaction settlements.
Develop and implement robust settlement policies, procedures, and controls to ensure compliance with internal guidelines and regulatory requirements.
Resolve settlement discrepancies promptly and provide guidance to team m...
...provement in operation flow
~Ensure internal control in place in various departments
~Roll-out of corporate policies & ensure compliance
~Deliver internal audit reports
~Other ad-hoc assignments assigned by Management
Requirements:
~Degree holder in Accou...
...sonal Information Protection Notice .
DEEMED EXPORT LICENSE NOTICE.
Some positions may require a deemed export license for compliance with applicable laws and regulations. Please note: Pure does not currently sponsor deemed export license applications so we are u...
...oint ventures in various jurisdictions, along with ancillary services for associated companies.
Responsibilities:
Ensure compliance with all applicable laws and regulations, including the Listing Rules, the Securities and Futures Ordinance and the Companies Ord...
... and reporting
Prepare, review and negotiate legal documentation for the Group on general commercial, and regulatory and other compliance matters
Provide transaction executional support on corporate matters, including M&A, investments and treasury, and where appro...
...and handle further finance responsibilities such as management reporting, budgeting and forecasting, regulatory matters including compliance, tax and internal control
Assist in regulatory reporting to SFC
What you'll need to succeed
~1 Year of Accounting or Fi...
...ideas to improve business performance.
Review existing data management practices and initiate measures to enhance security and compliance, particularly focusing on hardware deployment security.
Conduct an audit of existing technology tools, platforms, and vendor r...
HKD 30k - HKD 35k per month
...he-point resolution of tax related issues, and we excel at what we do.
Summit’s value to your company is not limited to US tax compliance alone. Thanks to our consultants’ years of experience on Wall Street, Summit can offer consultancy on U.S. markets, including ass...
...mprovements.
~Collaborate with IT staff and senior management to improve IT systems, operations, and decision-making.
~Ensure compliance with all applicable IT regulations and standards.
~Mentor and provide guidance to junior IT auditors.
Requirements
~Degr...
...nsibilities:
Assist in the preparation and documentation of board meetings, general meetings, and committee meetings, ensuring compliance with statutory and regulatory requirements.
Maintain accurate records, including the company's statutory books, registers, and...
...or the Hong Kong property business including regular and ad hoc reports on project progress, portfolio budget and forecast, risk, compliance, and etc.
Coordinate internally and with other departments for effective updates of data, analyses and consolidate information...
...sheets
Provide quarterly people reports and ad hoc reporting enabling the business to make informed people decisions
Ensure compliance with GDPR, employee privacy, and immediately highlighting areas of concern
Implement monitoring and audit processes for HR law...
... analysis and tax computation
To coordinate and liaise with external auditors for year-end audit and other financial reporting compliance
Requirements:
Bachelor’s Degree in Finance, Accounting or related disciplines
Membership of HKICPA or equivalent
A mi...
...e job:
1. Engage in the process of uplifting the Type 9 license application to facilitate the issuance of public fund, ensuring compliance with relevant regulations and guidelines set by the SFC;
2. Lead the product authorization process for the public fund, working...