Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
~Conduct risk basked monitoring activities, while following the annual compliance plan
~Conduct compliance revie...
...s and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Executive
RESPONSIBILITIES
~Support Sanction Party List (SPL) screening on new customers screening for compliance to government...
...s and embedded technology serving customers, they are inviting a bright and energetic candidate for the following vacancy:
Trade Compliance Manager
RESPONSIBILITIES
~Responsible for maintaining a world-class Global Trade Compliance program in Hong Kong, Taiwan and Ch...
...y team of 6 members
~ Participate in the implementation of the Company’s corporate social responsibility policy and the related compliance processes.
~ Drive social compliance and human rights initiatives, ensure successful program deployment and achievement of KPIs...
...mise cost and processing efficiency
Processes
~ Ensures compliance with group and country policies, code of conduct, regulations, ... ...derlying documentation, investment rules, and regulations, KYC, AML, corporate secretary practices, IFRS and US GAAP.
Supervisin...
Standard Chartered Bank
Kowloon
3 days ago
...e execution of daily operations in an effective manner and meet compliance requirements;
Manage centralization and transactional servic... ... compilation of various reports; and manage budgeting
Handle AML and all regulatory reporting
Manage Key strategic projects
...
... entities, system enhancement testing etc.
Provide advice on AML matters when required and maintain sound working relationship w... ...t regulatory requirements
Work with relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC
People &...
Standard Chartered Bank
Kowloon
1 day ago
...e all client records are compliant with Anti- Money Laundering (AML) and Know Your Client (KYC) regulatory standards in a timely fa... ...th Bankers/Banking Team, Line of Business (LOB) Operations, and Compliance, managing the relationship to drive timely client response and ...
...ere to transaction processing policies, procedures, and regulatory requirements, including anti-money laundering (AML) and counter-terrorism (CT) compliance.
Requirements:
~3 years of experience in remittance operations and a broad understanding of operational ar...
...:
~Provide all rounded support in the Operations Department including customer services, operations.
~Responsible for conducting AML (Anti-Money Laundering) reviews on account- opening customers, verify asset, credit, legal.
~Responsible for Capital Investment En...
...e inquiries and ad hoc requests from internal clients including Compliance where required
~Engage with business, account management teams... ...nce or relevant discipline
~1-2 years of working experience in AML, KYC/CDD, account opening for high-net-worth clients with priva...
...pment of internal communications to make staff aware of digital deliveries
Governance
Ensure adherence to bank's legal & compliance requirements.
Establish clear and well documented business processes, establish checking & mitigation mechanism to ensure prop...
Standard Chartered Bank
Kowloon
1 day ago
...or banks and/or insurance brokers in HK
Good knowledge of General Insurance, Life Insurance products & market trend
Understand AML, CFT and KYC procedures for insurance brokerage activities
Self-motivated, sales driven, customer focused and can work under pres...
...losing entries;
Process CCP settlement, and HKTR reporting operation;
Perform daily workflow of margin collateral; and proceed AML checking via SAS;
Assist on day-end payment reconciliation; and
Ad hoc tasks/projects as assigned
Requirements:
Diploma ...
...s of financial management system, policies and procedures with regard to the management of subventions and funds; and ensure full compliance to statutory requirements, policies and standards;
To educate service units on accounting and lead necessary improvement proje...
Christian Family Service Centre
Kowloon
1 day ago
...d counterparties
Oversee daily trade operations – including NAV calculations, reconciliation and cash management
Be abreast compliance matters and reporting to SFC, SEC, CIMA etc
Liaise with tax advisors and complete due diligence processes and best practices
...
Charterhouse Hong Kong
Kowloon
4 days ago
...dvices to customers to resolve transaction irregularities;
~Review Facility Letters and process credit facility record;
~Proceed AML/CFT checking;
~Participate in the UATs; and
~Perform other ad-hoc tasks or assignments.
Settlement & Payment
~Handle paym...
... regulatory reporting tasks, product and fund life cycle events, offshored processes, Tax Reporting including Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS).
Engage in communicating with senior stakeholder and proactive relationship ma...
JPMorgan Chase & Co.
Kowloon
4 days ago
...ements;
Contacting customers for transaction verification;
Providing operation supports to internal departments;
Performing AML checking and follow up;
Drafting and maintaining procedure manuals/guidelines;
Maintaining MIS and compilation of various repo...
... relevant discipline from overseas university
~3-5 years of working experience in client onboarding, client relationship, KYC/ CDD, AML within banking industry. Exposure in APAC/ international clients preferred
~Strong knowledge of Listed Derivatives or OTC Clearing ...
...anies.
Responsibilities
Handle daily accounting operation tasks in Account Payable function
Process outgoing payments in compliance with accounting policies and procedures
Handle daily cash management activities including maintenance of online banking, fund ...
... contractor feedback;
Work with contractors and peers on software development, testing, and deployment;
Ensure the security compliance of software and hardware solutions;
Provide visibility on project progress, issues, and risks as well as platform utilisation ...
...g or selling consumer and technology products to improve their: product quality, safety, connectivity, security and environmental compliance, sourcing flexibility, speed-to-market, profitability and brand security throughout the supply chain. Our product testing include...
...;
Update operational guidelines/manuals and emergency procedures as and when required;
Supervise front-line staff to ensure compliance with University procedures and participate in emergency drills when necessary;
Review and conduct risk assessment in relation ...
...ject and making necessary adjustments to ensure project success;
Identifying and mitigating project risks and ensuring project compliance with relevant regulations and standards;
Preparing comprehensive reports for submission to the funding body; and
Undertakin...
...ience in CRM, mass mailing, and website development will be an advantage; and
Knowledge of IT governance, risk management, and compliance frameworks.
Application Procedure:
Applicants are invited to submit their applications at the HKBU e-Recruitment System. ...
...ng Manager to oversee DMC buildings Accounts team
Supervise a small team in bookkeeping reviewing data accuracy and validating compliance
Responsible for DMC buildings accounts and statutory accounts
Compile DMC management reports, budgets and forecasts
Ad-h...
...r safe, reliable and efficient maintenance of the building services and facilities across our managed portfolio
Observance and compliance with the latest statutory rules and regulations
Act as a motivating force, inspiring our maintenance staff to strive for conti...
...astructure, diagnosing and troubleshooting AWS issues.
Implement preventive security measures to protect AWS resources. Ensure compliance with organizational security policies.
Develop and implement automation processes to simplify and streamline the management of...
HKD 17k - HKD 20k per month
...
Responsibilities:
Handle the documentation of onboarding new corporate customer and data maintenance of existing customer in compliance with the related procedures and service standard
Ensure all account opening and maintenance cases are handled in compliance wi...