Search Results: 3,696 vacancies
...irst line of defense to conduct AML and investment/banking related transaction monitoring and business review... ... internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate ...
... internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate ... ...s) and risk monitoring requirements on the private banking business
Work on regulatory survey(s) conduct a...
Responsibilities
Assist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations
Maintain, review and update internal policies and pro...
The Compliance function is a Second line of defence (LOD) function, responsible for revie... ...st LOD') to ensure that they effectively manage as 'Risk Owners' the Regulatory Complian... ... Compliance Manager, Wealth and Personal Banking (WPB) for HASE HK is the senior accounta...
Job Title
Product Compliance Manager
Job Description
In this role, you have the opportunity to
~ Be accountable for regulatory compliance for all Personal Health (PH) products developed in the Innovation Site in Shenzhen. Establish, maintain and implement ...
...e team development
Strictly abide by compliance regulations, and prevent and resolve bu... ...st in the financial industry and wealth management business
Priority is given to work e... ...ir region.
Bonus points:
~ Relevant experience in banking, securities/futures
Compliance - Compliance is a function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist te... ...vanced technology to help Hang Seng Bank navigate a complex regulatory lands...
Job Title
Partner Compliance Screenings Manager
Job Description
The Partner Compliance Screenings Manager is responsible to lead and advise about the end-to-end execution of the Third-Party Screening process, in line with Philips procedures and systems:
...
...king high caliber professionals to join our department as Manager, Risk and Compliance (Card Business) .
Principal responsibilities:
Establ... ...lities are undertaken to minimize the risk exposure of the Bank by observing the established internal control systems and ...
...esponsibilities:
Formulate and update compliance risk and KYC policies and procedures in ... ...cess.
Prepare compliance risk and KYC Management reports.
Coordinate and manage assign... ...ness
Undertake risk assessment on the Bank's new product offering from compliance r...
...igh caliber professional to join our department as Senior Manager, Risk and Compliance (Card Business) .
Principal responsibilities:
Suppor... ... of operational risks to ensure effective execution of the Bank's policies and standards
Act as the focal point of cont...
...iness goals, explore cooperation opportunities with commercial banks in the field of financial technology, and help sustainable bus... ...xternal partners
3. Have good overall planning capabilities, and have strong project management capabilities and execution motivation.
Responsibilities
1. Responsible for the definition of success indicators for content security/governance and other businesses, data orientation, formulating product blueprints for security businesses, and driving the product capability building of platforms such as s...
Responsibilities:
Lead and manage various internal audit engagements in Corporate Banking sector from planning, risk assessment, fieldwork to reporting
E... ....), preferably in roles with duties of auditing, compliance review, control assessment. Having experience an...
Responsibilities:
Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers acti... ...talized project to streamline workflow and conduct data asset management.
Prepare MIS reports on portfolio exposure regularly.
P...
Hang Seng's Commercial Banking (CMB) business provides customized one-stop financial solutions to our corporate customers, from pr... ... lending, trade and receivables finance, structured loan, cash management, investment, treasury services, insurance and e-Banking servic...
Responsibilities
1. Responsible for the definition of success indicators for AI security business, data orientation, formulating product blueprints for AI security business, driving the product capability building of strategies, models, audits and other platforms, an...
...on-going business development and new product rollout of Private Bank.
Communicate effectively with different functional units to g... ... scope as well as monitor and control that should be applied.
Manage the end-to-end delivery of business projects according to approv...
...nancial institutions such as commercial banks, we help main businesses such as paymen... ...ss boundaries
2. Under the premise of compliance, give full play to FiT's differentiated... ...an 1.5 years of experience in strategic management consulting, preferably those with exper...
...romote the brand image to support business goals in the private banking business
Create and execute client event activities from con... ...he business outcome and return of the investment
Effectively manage agency and supplier relationships to maximize service delivery ...
