Search Results: 14,302 vacancies
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
We... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance
Responsibil...
...al services group in Hong Kong offering banking, insurance, financial and other related... ...
~Be able to align with other banking compliance team’s staff within the division if the... ...monthly compliance meetings with senior management in the division;
~Organize and lead t...
HKD 45k - HKD 80k per month
A compliance/ account opening manager role has opened up in a Swiss Private Bank. This role will assist the business compliance team under Wealth Management to handle account opening, client onboarding, KYC/ SOW review for private banking clients. The candidate should ...
HKD 30k - HKD 45k per month
We are working with a leading investment bank in hiring a Compliance Associate to join their close-knit team.
Client Details
Our client is a US headquartered, boutique investment bank with a growing office in Hong Kong.
Description
This role will report to...
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
W... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
...
This role will report directly to the Chief Executive whilst managing the regulatory compliance department. This role will have strong focus on the retail banking business. Will also have exposure to their Corporate banking and global markets business.
Client Detai...
...nsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documen... ...in legal and compliance matters related to Fintech, electronic banking or IT application development is a definite advantage
Knowl...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and Risk Management for its operations in Hong Kong. The individual will be responsible for management and oversight in...
...d notable consumer brands, as well as high profile private banks & asset management; private equity & CIBM. Our business philosophy is rooted ... ...be to search for immediately available and experienced KYC Compliance talents!
As part of the Business Risk and Compliance No...
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
Job Responsibilities
~Plan lead and manage IT Security, Cyber Security protection
~Responsible for safety reinforcement for various systems of the company
~Conduct safety assessment tests (black box and white box) on the company’s website and business system
~Respon...
...Responsibilities:
#Handle all assigned compliance works, including providing compliance ad... ...
#Implement the Chinese Walls policy to manage the conflict of interest between departm... ...o 7 years relevant working experience in banks or financial institutions.
#Proficient...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings,... ...Minimum 7 years of relevant experience, preferably gained from banking or financial sector
Well versed in the ordinances related t...
JC Executive Search
Hong Kong Island
4 days ago
...ibilities
●Developing and implementing compliance policies and procedures that ensure the ... ... to address them.
●Reporting to senior management and regulatory bodies on the organizatio... ...r general compliance experience within a Bank or relevant FinTech company
●Knowledge...
Animoca Brands Limited
Hong Kong Island
4 days ago
...ot limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to ... ...quirements:
Degree holder in Business Administration, Risk Management, Law or related disciplines.
Possesses knowledge in SFC ru...
Airstar Bank Limited, a jointly established entity between Xiaomi Corporation and AMTD Group, is a virtual bank licensed ... ...ity.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Departm...
...identify materials and product risks
To analyze and improve the current workflow to implement and sustain an efficient quality management system
To formulate materials and provide suggestions to products reliability testing plan to quality engineers starting from ...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...her investigation in accordance with AML compliance requirement
Work closely with operati... ...d training and workshops to staff of the bank
Keep track on regulatory development ... ...ing experience will consider the role of Manager
Please write enclosing full C.V. stat...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
