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- Job description Position Summary An exceptional opportunity has arisen for a compliance professional to join the Hong Kong office of a globally integrated banking group. This leadership role will support key regulatory compliance functions, with a particular focus o...
- ... As an analyst in Hong Kong IPO Team under Global Investment Banking, You will work with expert professionals at the heart of a lea... ...r the IPO shares. Liaising with regulatory bodies to ensure compliance with all legal and regulatory requirements. Managing the ex...
- Job description Our client, a Global Bank is seeking for an experienced Senior IT Auditor to join their dynamic team here in HK. ... ... Automation ~Collaborate with cross-functional teams to ensure compliance with regulatory requirements and internal policies. ~Analyze I...
- Our client is one of the major international banks and a leading arranger of specialized financial products worldwide. Their IT department is currently seeking an Senior System Analyst to join their application team and develop banking systems using ASP.NET. Key R...
- My client, a top US investment bank is seeking an experienced Java Engineer to join them in the Hong Kong office and support their cross asset trading systems Key Responsibilities: Develop, enhance, and maintain software solutions within a complex architec...
- ... group and offering a comprehensive portfolio of services spanning securities trading, investment banking, and asset management. They are now seeking a seasoned Compliance Manager to take on a pivotal role within a high-performing Compliance team, overseeing the full s...
- ...ts and associates, as well as assisting more senior bankers. You will have strong function skills in the major areas of investment banking and will demonstrate the ability to become a senior officer who is capable of generating and executing his/her own transactions. M...
- ...ts and associates, as well as assisting more senior bankers. You will have strong function skills in the major areas of investment banking and will demonstrate the ability to become a senior officer who is capable of generating and executing his/her own transactions. M...
- Job description Our client, a renowned foreign corporate bank, is looking for a Head of Bank FI to cover Chinese corporate banks an... ...~Ensure the timely completion and review of KYC/CDD and related compliance processes in accordance with regulatory and bank standards, uph...
- Job description Our client is a leading MNC Corporate Bank with strong performance in various sectors. They are looking for an AVP/ VP for their Database Management team here in HK. There will be regional exposure as well as ample opportunities to engage in vari...
- Job description Our client is a fast-growing licensed digital bank, they are looking for a Credit RM, SME - Commercial RM, Business Banking. Client Focus: Mainly Hong Kong local MME / Commercial Nature: Mainly Farmer Products focused: Trade Finance, Revolving L...
- ...NDING OPPORTUNITY Our client, a top-tier global law firm with a leading financial markets practice, is seeking a mid-senior level Banking & Finance Associate to join its high-performing team in Hong Kong. The role involves handling complex cross-border finance transac...
- At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. ... ...e with the trading desk and other risk and support groups (i.e. Compliance, Finance, Operations, etc.). Product knowledge and quantitativ...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus ... ...ory Compliance. Client Details Our client is a well known bank with businesses in retail, wealth management, investment, and i...- ...ities ~Support regional legal matters including transactions, compliance, and contract management ~Draft and review legal documents: a... ...ls ~Conduct legal research and provide insight on commercial, banking, and regulatory topics ~Assist with corporate governance and ...
- At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. ... ...sales and trading as well as other groups particularly Finance, Compliance, Legal and documentation. The person will also be involved in ...
- DAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.... ...ner at Bank of America, you’ll play a critical role in ensuring compliance with regulatory reporting requirements and developing and maint...
- ...sist with policy reviews, regulatory initiatives, and internal compliance frameworks ~Lead coordination with external counsel and manag... ... secretary within financial services or legal firms supporting banking and financial services clients ~Proven success in handling go...
- Assistant Legal Manager – Legal and Compliance (Banking) Responsibilities: Instruct and liaise with external counsel on litigation matters and provide accurate and strategic advice to the management and the relevant internal units; Draft, review and nego...
- At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. ... ...agues. Ensure full observance of and adherence to applicable compliance and other regulatory requirements and guidelines. Provide cl...
- ...individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from ... ... related field ~1-2 years relevant experience, preferably in banks or securities/ audit firms ~ Strong command of spoken and wr...
- ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- ...up is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its g... ... banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies Assist to set up...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; ... ...r AML compliance training and promote compliance culture of the bank; Prepare reports to AMLCO and management; Handle ad-hoc A...
- Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC). Identify control weaknesses, gaps, and potential regulatory risks during reviews. Prepare clear and act...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- Bank of Shanghai Company is a well-established commercial bank in Greater China founded in 1995. The focus of business in Hong Kong... ...st in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documen...