Business Development Director / Manager (Digital)
The Business Development Manager is critical in understanding clients’ needs for preparing content packages and driving revenues. Candidates will be focused on identifying rising business opportunities, and in collab...
...
~Be able to align with other banking compliance team’s staff within the division if the... ...monthly compliance meetings with senior management in the division;
~Organize and lead t... ...;
~Understand frontline operation and business dynamics.
Please note that only sho...
...n for application:
Requirements:
~Bachelor degree holder in Law, Finance, Business Administration, Risk Management or related discipline
~Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
~Sound Knowledge in ins...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and R... ...ate holder in Compliance, Risk Management, Finance, Business Administration, Law or related disciplines
~6-8 y...
...ading cross-border investment and asset management company. It manages private equity fund... ...onsibilities
Attend to ongoing compliance requirements under the Companies Ordina... ... licensing issues;
Review and revise business plan for approval by regulators;
Rev...
...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to business units (including retail banking, corporate banking and ...
... work performed
~Maintain internal control documents such as business process flowchart and risk control matrix
~Support regular i... ...ent findings, mitigation strategies and action plans to senior management
~Assist in conducting annual company policy training
~Perf...
...hentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s comp... ...ure by promoting and delivering compliance mindset to internal business partners through policies and procedures setting, new business...
...g or relisting applications;
Perform compliance control and monitoring programs includi... ...osit and withdrawal applications of the business units and perform the checking on the s... ...holder in Business Administration, Risk Management, Law or related disciplines.
Possess...
...ption:
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance iss...
Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Apply Now Job No.: 494609
Employment Type: Contract, Full time
Departments: BOCHK Asset Management Ltd
...
...upervise licensing related works and offer advice on licensing issues
Provide compliance advice to the different business units in relation to securities brokerage and wealth management business
Review and advise on legal and compliance contracts and documentatio...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicate... ...managing audit tools and assessment mechanisms according to business needs.
Conduct on-site inspections to audit suppliers, i...
...bilities
●Developing and implementing compliance policies and procedures that ensure the... ...to address them.
●Reporting to senior management and regulatory bodies on the organizati... ...equirement
●Bachelor’s degree in Law, Business Administration or relevant field.
●AC...
...d lifelong protection, embracing wealth management and succession, health and well-being, ... ...
Assist and provide support to Head of Compliance and Associate Director of Compliance De... ...d with
~Provide compliance support on business projects and initiatives to minimize th...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings,... ...rement
Support compliance aspects of local and cross-border business initiatives
Perform research on regulatory updates and rele...
...ty.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Depart... ... Implement internal policies and procedures to ensure the business of the Bank complies with relevant rules and regulations;...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
...he ability to issue spot and exercise good legal, compliance and commercial judgment for the Hong Kong business.
Job Responsibilities
Help identify and... ...munication and interpersonal skills
Ability to manage multiple stakeholder relationship
Ability to w...
...
Conduct risk monitoring, control and compliance risk assessments of money market and ca... ...eamline workflow and conduct data asset management.
Prepare MIS reports on portfolio ... ...ments:
Degree holder in Accounting, Business Administration, Finance, Risk Managemen...
We are currently seeking high caliber professionals to join our department as Manager, Risk and Compliance (Card Business) .
Principal responsibilities:
Establish and maintain effective risk management and controls within Card Business by assessing operationa...
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Apply Now Job No.: 499151
Employment Type: Full time
Departments: Priv...
Responsibilities:
#Handle all assigned compliance works, including providing compliance advice,... ...c.
#Implement the Chinese Walls policy to manage the conflict of interest between departments.
#Work closely with business units for implementation of compliance rela...
... prepare various routine monitoring and compliance report for Global Markets operational r... ...nion on the operating procedures of the business units
Coordinates with relevant pa... ...rnal control measures, like formulating management guidelines or carrying out sample check...
...er investigation in accordance with AML compliance requirement
Work closely with operat... ...ce and support on AML compliance to all business and operation units
Develop and impl... ...ng experience will consider the role of Manager
Please write enclosing full C.V. sta...
...tablished in 1993, Hang Seng Investment Management Limited ('HSVM') is a wholly-owned subs... ...professional to join our department as Compliance Manager .
Principal responsibilitie... ...pliance by working proactively with the business line, global function, Operations, Busi...
...sibilities:
Develop and review compliance program and perform internal investigat... ...equirements:
~ Degree holder in business, finance, accounting or related discipl... ...5 years of relevant experience in asset management firms with SFC Type 4,9 licenses
~ So...
...Bachelor degree holder in Law, Finance, Business Administration or related discipline
... ...al institution
~Knowledge of AML/ CFT Compliance and relevant regulatory requirements
... ...paring MIS reports or relevant data for management reporting
~Support other ad hoc tasks...
...rands, as well as high profile private banks & asset management; private equity & CIBM. Our business philosophy is rooted in the concept of Integrity, Pr... ...rking in close partnership with front office, risk & compliance stakeholders across the branch and the region
Con...
...investigation and draft conclusion report
Review, revising and drafting internal manuals, policies and procedures to ensure in compliance with rules and regulation of the SFC and HKEx
Liaise with regulators, legal consultants
Handle inquiries from regulators, e...