...oned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperatio... ...ness units on compliance matters, maintaining policy manuals, assisting in project management, ensuring operational efficiency, and o...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the company in maintaining good cor...
Hong Kong Interbank Clearing Limited
Hong Kong Island
4 days ago
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of suspicious transactions and coordinationwith internal departments on compliance related issues
Toparticipate in the review of complianc...
BRS Limited
Hong Kong Island
4 days ago
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Compliance
Responsibilities
Assisting in issuing sanctions advice including but n...
Bank of China
Hong Kong Island
5 days ago
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
My... ...nce advisory, and compliance frameworks.
~This role will also assist in sales and trading compliance advisory for market making and...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
JC Executive Search
Hong Kong Island
4 days ago
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / An[...]
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Apply Now Job No.: 495380
...
Bank of China
Hong Kong Island
5 days ago
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators a...
Rober Walters Hong Kong
Hong Kong Island
1 day ago
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends en... ...d Chinese
Those with less experience will be considered as Assistant Manager
Trilingual Legal Secretary for Capital Mkts & PE
...
Projob21.com Ltd.
Hong Kong Island
4 days ago
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Complia... ... Functions: Legal, Risk Management
Responsibilities
Assist Team Head to manage a team to provide compliance advice and su...
Bank of China
Hong Kong Island
1 day ago
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type... ...roducts/ services and business propositions
Participate and assist in regulatory compliance-related projects, initiatives and sys...
Bank of China
Hong Kong Island
1 day ago
...Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
... ...house.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultant...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
Workplace Type: No
Location: Hong Kong
FULL_TIME Consultant: Reshma Gope
Job reference: ZPNBNF-4E307293
Date posted: 28 M...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Apply Now Job No.: 499150
Employment Type: Full time
Departments: Private Banking
Job...
Bank of China
Hong Kong Island
1 day ago
Our client is seeking a dedicated and experienced Compliance Officer to support their growth across the APAC region. This role offers an exciting opportunity to work closely with senior management, regulators, and external partners & stakeholders, anticipating and miti...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Financial Services
Salary: Negotiable
Location: Hong Kong
FULL_TIME Consultant: Jessie Chan
Job reference: TDUWG7-E5278560
Date posted: 15 March 2024
...
Rober Walters Hong Kong
Hong Kong Island
1 day ago
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
...ities and futures division they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong
Job ... ...ith SFC, HKEX and regulators for any inquiries and requests
Assist in consultation raised by operation team relating to complianc...
Classy Wheeler Limited
Hong Kong Island
1 day ago
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pro...
KOS International
Hong Kong Island
5 days ago
Job description
Responsibilities:
~Oversee the compliance and legal requirements for the bank as defined by HKMA
~Lead the team, wh... ...house.com.hk
Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultant...
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Compliance level !
About Our Client
My client is... ...gulatory duties, and product compliance duties
This role will assist on investment compliance when necessary
The Successful Ap...
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operati... ...al review or audit
Provide staff training where required
Assist on other ad hoc tasks as assigned
Requirements
Degree or...
Bank of China
Hong Kong Island
2 days ago
Compliance Officer (Securities Brokerage)-EW
Client Description
Our client is a renowned listed securities brokerage company. To ... ...aise with SFC and regulators for any inquiries and requests
Assist in consultation raised by operation team relating to complianc...
Classy Wheeler Limited
Hong Kong Island
1 day ago
Officer - Vendor Compliance & Sustainability page is loaded Officer - Vendor Compliance & Sustainability
Apply locations Hong Kong ... ...prove suppliers’ social compliance/sustainability performance, assist in compliance/sustainability program operations as instructed,...
Li & Fung
Hong Kong Island
5 days ago
...APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job D... ...conducting legal resarch and consolidation of related document
Assist in investigation process that called for extensive liaison wit...
Projob21.com Ltd.
Hong Kong Island
4 days ago
Compliance Risk Manager (Hong Kong Branch)
Apply Now Job No.: 499171
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Responsibilities:
Formulate and update compliance risk and KYC policies and procedures in...
Bank of China
Hong Kong Island
2 days ago
...ealth management, commercial banking, treasury services, and private banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on compliance advisory and regulatory compliance for their wholesale ba...
...taff, promoting continuous improvement.
• Collaborate with external auditors to facilitate the audit process.
• Ensure strict compliance with financial regulations and internal controls.
Job Requirements
• Bachelor’s degree in Accounting, Finance, or a related ...
Classy Wheeler Limited
Hong Kong Island
1 day ago
(Assistant) Marketing Manager
Apply Now Job No.: 498230
Employment Type: Full time
Departments: BOC Credit Card (Intern... ...rtments including Corporate Communication, Segment, Legal and Compliance, IT, Customer services, etc. to ensure the programs will be c...
Bank of China
Hong Kong Island
1 day ago