Search Results: 41 vacancies
...ve property services and stresses on staff training, financial control, facility maintenance, security and environmental protection. ... ...internal and external quality audits.
• Follow up on any non-compliances or areas for improvement in quality management.
Remuneratio...
... in substantial shareholdings under the supervision of the Associate Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
Providing compliance and regulatory advisory services to clients in...
...rm reasonableness analysis
~Review and revise AML Policies for Hong Kong and overseas subsidiaries
~Ensure tracking of annual compliance plan (AML/CFT related), to make sure action items are on track without delay.
~Assist the team head in preparing materials for ...
HKD 18k - HKD 20k per month
...ay accounting operations in the Finance department with strong compliance and work ethics to ensure operational efficiencies. Meanwhile,... ...eeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment d...
...b test, QC reporting etc.; and ensuring approval and signature compliance is in order
Verify and ensure accuracy on received purchase... ...eeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment d...
...ised institutions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requiremen... ... FS team’s engagements
Lead and manage service organisation control reporting (SOC) relating assurance engagement such as ISAE 300...
... as well as participate in regular operating model and work processes review for better productivity, operations and controls
• Ensure full compliance with the bank’s policies & procedures
Requirements
- University degree holder with SFO license under regulat...
...atory guidelines (e.g. SPM TM-E-1), external and internal risk control requirements and procedures.
- Lead overall management of di... ...r project deliverables comply with regulatory requirements and compliance standard
- Work very closely with developers, end users, fro...
...sionals who have a passion for client services and professional excellence.
Responsibilities:
Lead projects in internal control/compliance reviews for our financial services (FS) clients. Experience in risk management, credit risk management, compliance and bankin...
...pment and trading platform process improvements
Ensure full compliance to internal and regulatory rules, guidelines and procedures wh... ...delines of relevant regulatory authorities and risk management control
Solid understanding about front, middle and back office ope...
...t with business partners
~Collaborate with different internal departments including Corporate Communication, Segment, Legal and Compliance, IT, Customer services, etc. to ensure the programs will be carried out smoothly and maximize the use of the Bank’s communication...
...eling may be required under a normal circumstance
If you are seeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment driven by a rewarding recognition and reward system that will allow y...
...e operations.
~Authorize violation detection transactions in the AML system and report any suspicious activities to the AML/CFT Compliance Officer.
~Provide phone advice to relationship managers regarding inward remittances.
~Seek approval from relationship manage...
...rent kinds of clients.
Audit Analytics
As an Associate, you will be closely coached by experienced team members to perform IT control reviews and audit analytics. You are responsible to identify and examine IT control deficiency which will induce the audit risk in...
...e, Bank Holidays, Discretional Performance Bonus.
If you are seeking global market exposure, interest in a unique end-to-end control platform, and thrive in a fast-paced, innovative environment driven by a rewarding recognition and reward system that will allow y...
...ent services and professional excellence.
As an Associate, you will be closely coached by experienced team members to perform IT control reviews and audit analytics. You are responsible to identify and examine IT control deficiency which will induce the audit risk in...
Responsibilities:
~Provide secretarial support to a project team.
~Develop and maintain the filing system and document control processes for recording and tracking of all documents for the project team.
~Composing and typing project correspondence.
Requirem...
...nk’s ORM framework and monitor the latest developments of the HKMA on Operational Risk and other relevant requirements on internal controls.
Support managing the op risk event reporting protocol, and review the incidents to ensure timely and proper follow up on remed...
...nsibilities:
Participate in ESG engagements
Provide assistance and support on the preparation and production of reports (in compliance with the ESG / GRI G4 / AA1000 / ISO 26000 guidelines)
Maintain relationships with key client personnel to obtain an understand...
...recommendation for procurement of IT tools and systems; and manage the budget and expenditure of IT investment
Perform document control on the Institute’s operational guidelines, workflow document and system specifications
Job Requirements:
University gradu...
