Search Results: 6,404 vacancies
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
...arkets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine mon... ...self-assessment and different gap analysis reports on internal control and compliance mechanism
~Formulate internal control or work...
... Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities...
...th above $100 million.
We’re currently looking for a high caliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control Sr Manager– C13) based in Hong Kong. Being part of our te...
Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage... ...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide...
We are seeking an Executive Director to head the Asia Equities Product Control team in Hong Kong and Mumbai. The role involves oversight over a large team with direct responsibility for the Asia Equity Cash and Equity Derivative Group product controllers. The successf...
JPMorgan Chase & Co.
Kowloon
2 days ago
Responsibilities
1. Responsible for establishing and continuously iterating risk prevention and control monitoring capabilities through product capabilities for high-risk personnel within the team 2. Responsible for actively identifying and monitoring business platf...
... obligations and contributing to the end-to-end development of controls and monitoring to ensure they are designed to adhere with appl... ...r to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Contro...
... around platform permissions and behavioral operations 2. Responsible for establishing and continuously iterating risk prevention, control and monitoring capabilities for high-risk personnel through product capabilities 3. Cooperating with business, group investigation...
...
Job Description:
~Support Infrastructure team in document control and other admin duties
~Responsible for implementation of th... ...s to detail the amendments and progression of documentation
~Compliance monitoring for the publication of all documents into the chose...
...ny's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff tr... ...nd implementing related inspections, identifying weak links in control, and proposing and implementing improvement suggestions
~Per...
...plemented effectively
Implement and enforce robust internal controls to ensure the integrity of all financial information
Coordi... ...operation, fostering an environment of professional growth and compliance with internal policies
Prepare and review Tax Computation a...
...ces, and provide guidance and recommendations to ensure budget compliance.
Develop and implement financial models and forecasting tec... ...rate financial projections.
3. Risk Management and Internal Controls
Establish and maintain robust internal control systems to s...
... Prepare and review group consolidation financial statements and reports
Develop, implement, and ensure compliance with internal accounting policies and control procedures
Maintain proper chart of account
Provide necessary supporting information for the annual ...
...n Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD documents requirements
~Perform AML research and review on the hit transaction and customer ...
...wide, they are currently looking for an experienced financial controller to manage the finance function and be in charge of the busine... ...r consolidated accounts whilst ensuring internal controls and compliance are met
Analysis on OPEX, CAPEX as well as upcoming new in...
Job Description: Assisting in Branch Compliance framework, maintaining repository of regulatory guidelines, preparing for compliance m... ...visory, regulatory submissions, compliance assurance & review, controls & testing, compliance training and preparation of compliance m...
...nds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials, finished product...
...ing and ensuring maintenance of the security technical systems
Perform other duties and special tasks as assigned
Manage and control the access of security system
Provide administrative support in need.
Do you have experience in Security?
At least 2-...
...rview: Our team is responsible for the oversight of legal and compliance matters of our Greater China operating consisting of offices i... ...rom business units
provide clearance / approval in internal control process, conduct regular transaction review
assist with app...
