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  • Manager, Retail Compliance & Control

     ...f, like at home. Reporting to Head of Retail Operations & Control, you will be responsible for managing the operational health o...  ... banking sales and delivery comply with regulatory guidelines, compliance requirements and internal control policies Assist to set up... 

    Dah Sing Financial Group

    Wan Chai
    4 days ago

  • Control room and research compliance

    My client is looking for Control room and research compliance- Associate up to AVP level Must be fluent in Mandarin All applications applied through our system will be delivered directly to the advertiser and privacy of personal data of the applicant will be ensured... 

    Unicorn Advisor (HK) Limited

    Hong Kong
    5 days ago

  • Compliance and Control Manager WPB

     ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe...  ... caliber professional to join our department as Compliance and Control Manager, Wealth & Personal Banking (Insurance). Principal r... 

    Hang Seng Bank

    Central
    4 days ago

  • Compliance and Internal Control Senior Manager / Manager

    Job Responsibilities: Assist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departmen... 

    China Asset Management (Hong Kong) Limited

    Central
    7 days ago

  • Senior Manager, Compliance & Internal Control - Legal & Compliance

     ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in...  ...Minimum 8 years of professional working experience in internal control, compliance or relevant experience, preferably in banking indu... 

    China Minsheng Banking Corp., Ltd. Hong Kong Branch

    Central
    4 days ago

  • JAPANESE SPEAKING CORPORATE AFFAIRS OFFICER (25K-35K X 13) - corporate governance / internal control / risk management / legal / compliance (Tsuen Wan)

     ... SUMMARY : Provide full spectrum of support related to corporate affairs including but not limited to : internal control, corporate governance, compliance, risk management & legal affairs ~ Support the drafting, revision, and ongoing review of internal policies, ens... 

    JPC TEXSON LTD

    Tsuen Wan
    2 days ago

  • COE AOG Controller

     ...G support.     Position Description The COE AOG Controller is responsible for the management of recovery events for AOG,...  ...HAECO today! What You'll Do Ensure safety and compliance for the maintenance activities within the AOG, late exit main... 

    Hong Kong Aircraft Engineering Company Limited

    Hong Kong
    7 days ago

  • Control room and research compliance

    My client is looking for Control room and research compliance- Associate up to AVP level Must be fluent in Mandarin

    Unicorn Advisor (HK) Limited

    Hong Kong
    5 days ago

  • Compliance Officer

    Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/A...  ... with dealing, compliance, and operations teams to ensure risk controls are effectively implemented. Qualifications & Requirements... 

    Aden Financial Group Limited

    Central
    3 days ago

  • Compliance Manager, BP

     ... training needs, support line manager to develop and implement compliance related training strategies to ensure optimal delivery focusin...  ...ancement, preventive compliance risk management and mitigation controls. Support any assigned monitoring, local audit and investiga... 

    AstraZeneca Hong Kong Ltd

    Tin Shui Wai
    12 days ago

  • Compliance Manager

     ...sponsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new ...  ...te with external consultants and lawyers. ~ Establish proper controls, policies and business operation procedures to ensure complian... 

    Valuable Capital Limited

    Sheung Wan
    18 days ago

  • Senior Compliance Officer / Compliance Officer

    Responsibilities: Plan and execute comprehensive compliance reviews across business units to ensure adherence to policies and regulations (e.g., AML, KYC).  Identify control weaknesses, gaps, and potential regulatory risks during reviews.  Prepare clear and act... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    3 days ago

  • Compliance Assistant / Senior Compliance Associate

     ...individuals to join us. Responsibilities: Handle General Compliance related matters Handle enquiries, inspections, audits from ...  ... and monitoring Review to ensure company policies, internal control procedures & manuals are up to date with regulatory requiremen... 

    UOB Kay Hian (Hong Kong) Limited

    Wan Chai
    4 days ago

  • Associate, Research Compliance and Control Room

    Our client, a leading investment bank with an expanding business, is looking for a compliance officer with prior experience in research compliance and control room to join the team. Responsibilities Review research prior to publication and manage interactions ... 

    Morgan McKinley

    Hong Kong
    1 day ago

  • Research Compliance and Control room - Associate

    Job Summary: We are seeking a highly motivated and detail-oriented professional to join our Legal & Compliance team as a Research Compliance and Control Room Associate. This role is critical in maintaining the integrity of the bank's information barriers, managing ... 

    Larson Maddox

    Hong Kong
    5 days ago

  • Head of Compliance, Insurance

     ...opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (...  ...y Laundering Reporting Officer (MLRO) to maintain an effective control framework and to ensure compliance with all relevant external ... 

    Hang Seng Bank

    Central
    1 day ago

  • Senior Compliance Manager

     ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory...  ...dvise internal stakeholders on compliance risks, policies, and controls Drive compliance projects and contribute to policy developm... 

    Aquis Search Limited

    Central
    24 days ago

  • Document Controller

     ...information they need. Supports and guides project/programme colleagues in IM practices and processes. Assurance and quality control of documents and artefacts submitted and stored. Contributes to the set-up, implementation and development of the Common Data E... 

    Mace Limited

    Hong Kong
    21 days ago

  • IBD compliance

    My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire... 

    Unicorn Advisor (HK) Limited

    Hong Kong
    3 days ago

  • Compliance Administrator

     ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    4 days ago