Search Results: 252 vacancies
...rrently seeking high caliber candidates to join our big family.
Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulatory and legislative change;
~Review account opening documents and A...
Financial Controller About the Client Our client is an award-winning MNC that designs and distributes consumer products. An opportun... ...or the Hong Kong office. You will manage cashflow, ensure tax compliance and facilitate audit processes. You will support entity set-u...
HKD 50k - HKD 100k per month
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focus on general compliance duties including regulatory compliance, audit, risk, and business compliance advisory.
Client Details
My c...
...~Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curios... ..., focus on leveraging skills and expertise in trade compliance controls such as product classification, incoterms, ruling, licensing, ...
... guidelines and coordinate with relevant departments to ensure compliance with new and revised legal and regulatory requirements.
Q... ...ternal stake-holders across front office, compliance, internal control, operational and credit risk functions and so on; and be willi...
... and ensure all the procedures are adhered to the Company’s policy and guideline
Assist to streamline the collection & internal control processes and improve workflows
Requirements
Degree in Accounting, Finance, Laws, Business or related disciplines
Minimum...
...tems and other RegTech solutions to ensure that the Bank is in Compliance with relevant regulatory requirements with optimal effectivene... ...ing/AI, and data analytics tools used in compliance automation/controls.
Ability to analyze regulatory requirements, assess complia...
This role will report directly to the Chief Executive whilst managing the regulatory compliance department. This role will have strong focus on the retail banking business. Will also have exposure to their Corporate banking and global markets business.
Client Detail...
This is a Greater China compliance lead position for a multinational company, and the headcount is based in Hong Kong.
客户简介
Our client is a multinational company with strong commitment in Greater China. They are looking for someone with strong compliance experien...
... calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in compliance wi...
...otential with us. Job Responsibilities:
Provide regulatory advice and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted app...
... the following position.
Responsibilities
~Develop & implement an effective AML/CFT compliance frameworks across the Bank
~Promote continuous improvement of related controls to ensure the AML policies, procedures and guidelines are updated and align with regulat...
...career opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / Head Of... ...ements
~Identify and evaluate regulatory compliance risk and control issues and prepare compliance review reports to highlight exce...
...scope of work, project delivery resource requirements, cost estimate & budget, cash flow, work plan schedule & milestones, quality control, and risk identification
Accountable to ensure all functions remain on schedule, that issues get escalated and resolved, and th...
... the anti-money laundering and counter-terrorist financing (AML/CTF) requirements under the AMLO are complied with
⭐ Act as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) of Osome Group companies in Hong Kong in accordance with the TCSP requ...
...FT policies and procedures
Assist in developing and implementing an effective AML/CFT compliance frameworks across the bank
Promote continuous improvement of AML/CFT controls
Keep abreast of the latest compliance and AML/CFT regulatory requirements and trends ...
...ties:
Conduct risk-based and effective assurance to ensure the Bank's KYC/CDD implementation, anti-financial crime measures and control comply to the Bank and regulatory requirements by conducting on-site/off-site review, and provide recommendations as necessary
...
...nsibilities:
Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compliance Monito... ...s the adequacy and effectiveness of the Bank’s compliance risk control framework. Identify key deficiencies, assess the implications,...
HKD 50k - HKD 100k per month
This role will report directly to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all compliance matters.
Client Details
My client is a global investment management firm with offices in S...
Fubon Bank , an identity that reflects the commitment of providing customers with Value Banking Service - "Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of products, a talented and dynamic te...
