Our client, a growing FinTech company, is currently seeking a compliance lead with at least 8 years of financial services compliance experience, including at least 3 years of experience in a decision-making role (i.e. MLRO, Head of Compliance, etc). Financial institut...
Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong. This person will be running several risk and compliance initiatives across the APAC region, representing the Hong Kong market.
This ca...
Responsibilities
Responsible for the effectiveness of legal & compliance function
Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements
Provide legal and regulatory ad...
...tandards. Responsibilities
Reporting to Governance & Controls Head of Institutional Banking Group, to ensure staff are in full compliance with internal AML risk and compliance policies/ standards, external regulations, and industry’s best practices.
~Liaising wit...
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement ...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a globa... ...erivatives by the HKEx in 2019, ‘20 & ’22, and recognized as a leading MSCI derivatives broker by the Hong Kong and Singapore exchang...
... the regulators;
Handle on-going SFC reporting matters
Assist to update internal policies and procedures to ensure relevant compliance standards are complied with
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requ...
.... As a member of China Everbright Group, Everbright is China’s leading cross-border investment and asset management company. It manag... ...stment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fut...
We are a sister company of JOKER AG / SA of Switzerland, a leading developer and manufacturer of compounds with applications in the ... .../toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all asp...
...rocedures and best practices within team
Monitor and ensure compliance to corporate control standards for quality and security
Pro... ... of work within a team of technical resources
Experience of leading team, and be able to demonstrate effective coaching and mentor...
Responsibilities :
Provide compliance advice to business units and associated parties, including comments on new business initiative and marketing campaigns.
Formulate and implement policies and procedures to ensure compliance with the regulations.
Monitor an...
Responsibilities:
Plan, organize, lead and control the activities of Risk & Compliance Section
Ensure that the operations of pension and trust businesses comply with the applicable legislation, rules and guidelines issued by the regulatory authorities
...
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
...tunities and competitive compensation packages.
Risk and Compliance Division – Regulatory Compliance
The Risk & Compliance func... ...d of Regulatory Compliance .
Principal responsibilities
Leads and direct the stewardship of the Regulatory Compliance sub-fu...
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
... we are seeking a highly skilled and experienced Cyber Security Lead, to report to the CISO. In this role, you will ensure the secur... ...e highest level of security standards are maintained.
Ensure compliance with industry regulations and standards related to cyber securi...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and Risk Management for its operations in Hong Kong. The individual will be responsible for management and oversight in ...
...tive. At iFAST Hong Kong, we give our employees sufficient opportunities to shine and excel in their areas of work.
Title: Compliance Trainee (6 months renewable contract)
**Preferred Availability: Available to work full-time during summer and a minimum of 2 ...
Duties:
Lead and supervise project teams in navigating the software development life cycle to successfully deliver projects for our clients. This includes analyzing business requirements and specifying functional requirements for new systems.
Prepare and manage r...
...ns or consultation papers issued by regulatory bodies, and make recommendations to comply with regulatory requirements
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Minimum 3 years relevant experience
~Good knowledge in reg...
Responsibilities
To lead a team of product quality engineers and IQC team to carry out daily operation and to work on quality failure analysis and the implementation of corrective and preventive actions to eliminate quality defects
To develop and maintain our pr...
...tries.
Our significant market reputation and status as the leading search firm for many of our clients is a direct result of our ... ... for the following exciting roles:
1) Regional IT Risk and Compliance (AVP/VP LOD 2) - Prominent Investment Bank
2) C# .Net Anal...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safe... ...ent of programs to reduce CO2 and waste is crucial and will be leading in portfolio initiatives and green purchasing programs-
...
About BNP PARIBAS
As the leading European Union bank, and one of the world’s largest financial institutions with an uninterrupted... ...eal research publication process and coordinate with Business, Compliance and
External Counsel in regard to pre-deal research
• Pro...
A top US fund is seeking a compliance specialist with 4-7 years of buy-side experience to join their Hong Kong office. Candidates must ... ...ducts. Spoken and written Mandarin language skills are essential. Excellent opportunity to work with a market-leading fund. WS10294
...g culture that values openness and expertise to improving employees’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our care for employees’ growth is reflected in all activities. The Compa...
...oduct Manager/ Product Manager/ Associate Product Manager.
· Leading Integrated Care Marketing to obtain customer insights and supp... ...ay market insight to management.
· Comply with Integrity and compliance standards
· People Management
· Expand the integrated care...
Role and Responsibilities:
Assist and support the Compliance team in handling core compliance, regulatory, legal, monitoring and surveillance related matters;
Assist and support the Compliance team in handling Anti-Money Laundering and Counter Financing of Terro...
... and individuals to support green finance and responsible investments. They are now seeking a high-calibre marketing professional to lead their marketing function.
Responsibilities:
Branding: Define and own the vision, mission, market positioning, and brand image ...