Search Results: 4,818 vacancies
Job Responsibilities:
An excellent opportunity for gaining experience in compliance assurance activities.
Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data pri...
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move q... ... on the region you are submitting an application for.
Contract will be administered by third-party vendor as a dispatched wor...
...d specializing in wealth management.
Provide support on transaction monitoring and report preparation
Assist to conduct AML Compliance review/ testing
Assist to implement the AML policies and procedures to manage the financial crime risks
Degree holder or ab...
Key Responsibilities:
*Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability
*Assisting on licensing requirement,...
... the regulators;
Handle on-going SFC reporting matters
Assist to update internal policies and procedures to ensure relevant compliance standards are complied with
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requ...
... Kong, we give our employees sufficient opportunities to shine and excel in their areas of work.
Title: Compliance Trainee (6 months renewable contract)
**Preferred Availability: Available to work full-time during summer and a minimum of 2 days (or 4 half da...
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
Workplace Type: No
Location: Hong Kong
FULL_TIME Consultant: Reshma Gope
Job reference: ZPNBNF-4E307293
Date posted: 28 M...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
HKD 40k - HKD 80k per month
... established family office who are hiring an in-house Legal & Compliance professional to join their growing team.
Client Details
... ...ure will include reviewing and advising on various investment contracts, drafting simple contracts and reviewing commercial agreement...
...HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exte... ...ssues;
Prepare, review and amend legal documents, business contracts, agreements, correspondence and any other documentation to fi...
...related works and offer advice on licensing issues
Provide compliance advice to the different business units in relation to securit... ...agement business
Review and advise on legal and compliance contracts and documentation
Handle and implement compliance requests...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a global, mid-size inter-dealer broker and advisors in corporate finance and capital markets. In broking, we specialize in financial derivati...
Responsibilities :
Provide compliance advice to business units and associated parties, including comments on new business initiative and marketing campaigns.
Formulate and implement policies and procedures to ensure compliance with the regulations.
Monitor an...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and Risk Management for its operations in Hong Kong. The individual will be responsible for management and oversight in ...
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong.
Job Description:
This person will be running several risk and compliance initiatives across the APAC region, representing the Hong K...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
...ttention in appreciation of creativity.
#Undertake effective project management, including budgetary control, timely reporting, compliance with corporate governance policies, assessment of outcomes and impact of the related activities.
#Irregular working hours may b...
