Search Results: 2,981 vacancies
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experie...
Job description
Our client, a leading insurance firm, is looking for a VP, Regional Sanctions Compliance to assist their growing team.
Responsibilities:
~Implement and provides support to local compliance teams
~Set up new policies and recognize potential corru...
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
Hong Kong Island
1 day ago
...he need has arisen to recruit a high caliber candidate to join them
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and minimum standards. Provide support and guidance to country compliance tea...
...ed points in the process to ensure that the project is delivered on time.
• Manage external vendors on solution integration and compliance of standards, oversee and measure the fulfillment of the vendor’s contractual obligations
• Seek opportunities to constantly im...
Classy Wheeler Limited
Hong Kong Island
1 day ago
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations
Develop company pol...
Support the development, review, and implementation of compensation and benefits programs under the Total Compensation Framework
Coordinate, take lead and provide support in various annual C&B exercises, including but not limited to pay review, benefits review, staf...
BRS Limited
Hong Kong Island
4 days ago
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business part...
Key Responsibilities:
*Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability
*Assisting on licensing requirement,...
...anagement Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job Duties
Perform annual risk assessment to identify key risk areas that need to...
Projob21.com Ltd.
Hong Kong Island
4 days ago
...tandards. Responsibilities
Reporting to Governance & Controls Head of Institutional Banking Group, to ensure staff are in full compliance with internal AML risk and compliance policies/ standards, external regulations, and industry’s best practices.
~Liaising wit...
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe ...
... enhancements needed to develop / maintain the business
Risk/Control: Ensure our IF business fulfils the regulatory and inhouse compliance and control requirements
Planning/Reporting: Annual planning for the IF book and have regular management reporting to seniors
...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
... Is seeking a highly skilled and experienced regional tech risk VP. You will be responsible for overseeing risk and control activi... ...s within the regional Information Technology Division, ensuring compliance with regulations, policies, and industry standards. This role i...
VP/ Associate Director, AML Compliance – Equities/ Securities
Team Lead, Trade Surveillance & AML Monitoring
Location: Hong Kong
Main Duties and Responsibilities:
# Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and F...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within t...
... the regulators;
Handle on-going SFC reporting matters
Assist to update internal policies and procedures to ensure relevant compliance standards are complied with
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requ...
