Get new jobs by email
Search Results: 575 vacancies
HKD 50k - HKD 100k per month
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...- Job Summary We are seeking a proactive Senior Compliance Officer to support our bond trading and fixed income business by managing regulatory compliance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the ...
- ...rehensive on-the-job training which covering daily function of Compliance Department of the Bank Fresh university graduates with bach... ...poken English and Mandarin proficiency Good knowledge in MS Office applications, especially Excel application will be an advantag...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dynamic and forward-thinking organisation. Reporting to the Compliance Manager, you will play a key part in ensuring the firm maintains...
- ...s an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures ... ...SIBILITIES (include, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting ...
- ...lient, a well established Private Banking group is looking for compliance professional. University graduates preferably with major in... ...rities/ investment/asset management Proficient in Microsoft Office, particularly in Excel and Word would be an advantage; knowled...
- ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (... ...nd Head of Financial Crime (FC) and Money Laundering Reporting Officer (MLRO) to maintain an effective control framework and to ensur...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facil...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional fina...- ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in... ...-day operation. Liaise with regulatory authorities and head office to ensure the Bank is abreast of and in compliance with the re...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...- ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary； Cater and...
