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  • Search Results: 582 vacancies

  • Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg... 

    Aden Financial Group Limited

    Central
    3 days ago
  • HKD 50k - HKD 100k per month

    As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com... 

    Michael Page

    Central
    25 days ago
  • Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun... 

    Orient Securities International Financial Group Limited

    Central
    26 days ago
  • About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dynamic and forward-thinking organisation. Reporting to the Compliance Manager, you will play a key part in ensuring the firm maintains... 

    Aquis Search Limited

    Central
    14 days ago
  •  ...s an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures ...  ...SIBILITIES (include, but are not limited to) The Compliance Officer reports to the Compliance Manager by monitoring and reporting ... 

    The Core Securities Company Limited

    Central
    11 days ago
  •  ...opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (...  ...nd Head of Financial Crime (FC) and Money Laundering Reporting Officer (MLRO) to maintain an effective control framework and to ensur... 

    Hang Seng Bank

    Central
    1 day ago
  •  ...lient, a well established Private Banking group is looking for compliance professional.  University graduates preferably with major in...  ...rities/ investment/asset management Proficient in Microsoft Office, particularly in Excel and Word would be an advantage; knowled... 

    Top Executive Ltd.

    Central
    15 days ago
  •  ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo... 

    North Beta International Securities Limited

    Central
    7 days ago
  • Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th... 

    Aquis Search Limited

    Central
    24 days ago
  • Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and... 

    Ping An Bank Company Ltd

    Central
    25 days ago
  • Compliance Senior Manager / Manager   Job Responsibilities:  - Handle corporate and individual SFC licensing applications  - Arrange compliance trainings and keep track of training records  - Review client due diligence (KYC) documents submitted by sales on new ... 

    China Asset Management (Hong Kong) Limited

    Central
    1 a month ago
  •  ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr... 

    Hang Seng Bank

    Central
    1 day ago
  • MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper... 

    MKS PAMP

    Central
    25 days ago
  •  ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif... 

    Hang Seng Bank

    Central
    28 days ago
  • HKD 80k - HKD 100k per month

    My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional fina... 

    Michael Page

    Central
    6 days ago
  • HKD 50k - HKD 80k per month

    The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O... 

    Michael Page

    Central
    21 days ago
  •  ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facil... 

    Hang Seng Bank

    Central
    4 days ago
  •  ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms; Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary; Cater and... 

    China Asset Management (Hong Kong) Limited

    Central
    7 days ago
  •  ...Minimum 5 years’ experience in banking or financial institutions with relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in AML related regulatory requirements Knowledge in banking operati... 

    Chong Hing Bank

    Central
    6 days ago
  •  ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo... 

    TEKsystems

    Central
    12 days ago