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- ... successful careers with us. Responsibilities: Conduct financial crime investigations initiated by Law Enforcement Agencies Referra... ... relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge i...
- ... high calibre candidates to join us and develop successful careers with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to formulate the Bank’s anti-financial crime related quality assur...
- ...portunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence... ...ying, managing and mitigating Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks and ensure timely advice is provided ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulator... ...nce in general compliance, experiences gained from banking or financial sector is preferred; Sound knowledge in HKMA/SFC related r...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Ar... ...nting or law degree - Around 2 years relevant experience in financial institution, preferably asset management company - Good int...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk ma... ...esponsible sourcing risks, they help protect the company from financial volatility, counterparty exposures, reputational harm, and re...
- ...tors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rel... ... Seasoned professional with 8 years of experience in banking/financial services industry with exposure in risk and compliance roles....
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment... ...d securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate glo...- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger fo... ...to-date knowledge of industry regulations and laws related to financial services. Communicating effectively with stakeholders on c...- ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance... ...unting or law degree Around 2 years relevant experience in financial institution, preferably asset management company Good inte...
- Diploma or Degree holder, with experience in service industry will be an advantage Proficiency in both English and Chinese Detail minded, sensitive to figures and able to read illegible handwriting Able to work under pressure and meet tight deadline Willing...
HKD 25k - HKD 35k per month
Our client, a leading Financial Services organisation is now seeking a strategic and hands-on Digital Marketing Officer to lead thei... ...e. Cross-Team Alignment Work closely with sales, trading, compliance, and design teams to ensure digital initiatives support the c...- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- ...ies: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respec... ...ou: Minimum 5 years of regulatory compliance experience in financial services Strong understanding of global regulations and co...
HKD 80k per month
...perfect for someone with a strong background in HR within the financial services or insurance industry and a passion for creating eff... ...jects to support business transformation efforts. Ensuring compliance with HR policies and relevant employment regulations. Anal...HKD 35k - HKD 80k per month
... quality and functionality of technology solutions within the financial services industry. Your work will involve collaborating with ... ...tings to discuss testing progress and challenges. Ensuring compliance with organizational testing standards and procedures. Supp...HKD 50k - HKD 100k per month
... and enhance the organization's security protocols within the financial industry. This role focuses on maintaining and improving the ... ...s efficiently. Collaborating with internal teams to ensure compliance with security regulations. Providing guidance on best prac...HKD 50k - HKD 100k per month
As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...- ...y to build for the long term Responsibilities Based in Hong Kong as a client coverage sales Responsible for Hong Kong Financial Institution (FI) clients non-flow business Leverage strong knowledge of credit, rates, FX and equity products and understandin...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facil...
- ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo...
- ... To provide excellent client service, address client inquiries and concerns, and offer personalized solutions based on individual financial needs. To conduct market research, analyze sales data, and prepare reports for management. Requirements: University d...
- ... Kong, we strive to provide one-stop cross-border banking and financial services to customers in Hong Kong, mainland and overseas Chi... ...atory issues, to enforce and monitor resolving actions are in compliance with policies and procedures Analyze customer opinions and...
- We are a wholly owned subsidiary of Public Financial Holdings Limited (“PFHL”), a company listed on the stock exchange of Hong Kong ... ...ehensive on-the-job training which covering daily function of Compliance Department of the Bank Fresh university graduates with bac...
- Job Summary We are seeking a proactive Senior Compliance Officer to support our bond trading and fixed income business by managing regulatory compliance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the ...
- ...s engaged in commercial banking, investment banking and other financial services, including those of securities, insurance and funds,... ...odies Handle regulatory enquires & inspections and general compliance matters Provide advisory support to the business units on ...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ... an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures... ...onducting regulated activities. Familiar with operational, financial, quality assurance, internal controls procedures and regulati...