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- ... successful careers with us. Responsibilities: Conduct financial crime investigations initiated by Law Enforcement Agencies Referra... ... relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge i...
- ... high calibre candidates to join us and develop successful careers with us. Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to formulate the Bank’s anti-financial crime related quality assur...
- ...portunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence... ...ying, managing and mitigating Regulatory Compliance (RC) and Financial Crime Compliance (FCC) risks and ensure timely advice is provided ...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC... ...ts and internal reviews to identify and mitigate operational, financial, and regulatory risks. Monitor emerging risks (e.g., market, ...
- Requirement： •University degree in business, law, finance or related disciplines; •At least 1-2 years of compliance experience in licensed corporations is definitely an advantage; •Well versed with SFC regulations and standards, as well as other regulatory require...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulator... ...nce in general compliance, experiences gained from banking or financial sector is preferred; Sound knowledge in HKMA/SFC related r...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Ar... ...nting or law degree - Around 2 years relevant experience in financial institution, preferably asset management company - Good int...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment... ...d securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate glo...- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk ma... ...esponsible sourcing risks, they help protect the company from financial volatility, counterparty exposures, reputational harm, and re...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger fo... ...to-date knowledge of industry regulations and laws related to financial services. Communicating effectively with stakeholders on c...- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
HKD 25k - HKD 35k per month
Our client, a leading Financial Services organisation is now seeking a strategic and hands-on Digital Marketing Officer to lead thei... ...e. Cross-Team Alignment Work closely with sales, trading, compliance, and design teams to ensure digital initiatives support the c...- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance... ...unting or law degree Around 2 years relevant experience in financial institution, preferably asset management company Good inte...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- ...esearch and competitive analysis of different technology related topics Project Financial Tracking and Reporting and oversee budgets and expenditures to ensure accuracy and compliance. Develop and maintain financial reports for stakeholders and identify and mitig...
- Diploma or Degree holder, with experience in service industry will be an advantage Proficiency in both English and Chinese Detail minded, sensitive to figures and able to read illegible handwriting Able to work under pressure and meet tight deadline Willing...
- ...term Job Summary To provide technical support to all Financial Markets business in Dealing Room for the following applicatio... ... in all Financial Markets locations including ensuring risk / compliance, processes / procedures and security / build standards are fo...
HKD 50k - HKD 100k per month
... and enhance the organization's security protocols within the financial industry. This role focuses on maintaining and improving the ... ...s efficiently. Collaborating with internal teams to ensure compliance with security regulations. Providing guidance on best prac...- ...ies: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respec... ...ou: Minimum 5 years of regulatory compliance experience in financial services Strong understanding of global regulations and co...
