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- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage re...
HKD 80k per month
As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 7... ... Developing and implementing effective AML frameworks to ensure compliance with local and international regulations. Lead the AML team ...- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrang... ... handle related tasks - Handle projects and tasks relating to AML and CRS/FATCA - Handle other general compliance matters or as...
HKD 80k - HKD 100k per month
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment pla... .... crypto compliance frameworks (SEC, CFTC, FinCEN) ~ Fluent in AML/CTF requirements and blockchain fundamentals Job Offer ...- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk manage... ...ded actions. Compliance: Monitor regulatory requirements (AML laws, SFO Code of conduct, etc.) Review of due diligence file...
- ...nvestigate suspicious transaction alerts identified through the AML/CFT systems Prepare internal review reports of suspicious tr... ...ith relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in A...
- ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi...
HKD 35k - HKD 50k per month
... exciting opportunity to lead and enhance Anti-Money Laundering (AML) policies and sanctions frameworks within the financial services industry. Based in Hong Kong, the role requires expertise in compliance and regulatory risk management to ensure the organization meets ...- ...or AI hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platfo...
- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th...
- ...ities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respecti... ...urisdictions. Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and g...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...on monitoring system to detect suspicious activities and ensure compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct... ...nd escalate cases as needed Assist in reviewing and refining AML policies, procedures, and monitoring rules to enhance effective...
- ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr...
- ...ng local talents to join its Hong Kong office. We invite applications to the following position: Job Responsibilities: Conduct AML/CFT transaction monitoring and investigation as TM maker Prepare suspicious transaction reports Communicate and coordinate wit...
- .... Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to formu... ...i-financial crime related quality assurance program and conduct AML compliance review Conduct risk-based and effective assurance...
- ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif...
HKD 50k - HKD 80k per month
The Project Manager - Compliance will oversee technology-driven initiatives within the insurance industry, ensuring compliance and seamless integration within the organization. This role in Hong Kong requires a proactive individual with expertise in project management ...HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...- ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary； Cater and...
