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  • Search Results: 59 vacancies

  •  ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc... 

    Grant Thornton Hong Kong Limited

    Causeway Bay
    23 hours ago
  • Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    23 days ago
  • RESPONSIBILITIES Report to Head of Legal & Compliance Provide compliance advice and solution to management and departments Formulate and review general compliance manual, AML and other internal policies and procedures Keep abreast on regulatory developmen... 

    SinoPac Securities (Asia) Limited

    Causeway Bay
    1 a month ago
  •  ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as... 

    PKF Hong Kong Limited

    Causeway Bay
    1 a month ago
  • Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory requirem... 

    OBI Group Sourcing Hong Kong Limited

    Causeway Bay
    7 days ago
  •  ...th the continued review, updating, and monitoring of the Firm’s compliance with HKSQM 1 and global network policies and procedures. Sup...  ...al audit methodology, ethics and independence requirements, and AML regulations; Support the Technical Department’s responses to... 

    RSM Hong Kong 羅申美會計師事務所

    Causeway Bay
    10 days ago
  •  ...operational reviews on the client base ensuring completeness of AML/CFT and administrative procedures and records Adherence to d...  ...nsure adherence to regulatory requirements Identification of compliance and/or risk issues and recommendation of remediation required w... 

    Equiom Group

    Causeway Bay
    1 a month ago
  • RESPONSIBILITIES · Performs AML/CFT functions including investor KYC, and collaborate with Managers and investors on required d...  ...lients and investors on KYC related matters. · Ensures strict compliance with internal procedures and guidelines as well as the regulato... 

    SinoPac Solutions and Services Limited

    Causeway Bay
    29 days ago
  •  ...re looking for a self-motivated, focused individual with strong compliance knowledge base to oversee the SFC regulated activities of our s...  ...ion and data inputs • Perform client onboarding review, KYC and AML checking in accordance with internal guidelines and regulatory ... 

    Central Wealth Securities Investment Limited

    Causeway Bay
    22 hours ago
  • Responsibilities: Review and ensure the completeness of account opening documents Conduct due diligence and AML risk assessments for new and existing clients Responsible for static data maintenance, document scanning , and record keeping Support the Busin... 

    SinoPac Securities (Asia) Limited

    Causeway Bay
    1 a month ago
  •  ...PO readiness assessments. Prepare and review necessary documentation, including prospectuses and regulatory filings. Ensure compliance with all relevant securities laws and regulations. Stay updated on industry trends and best practices in IPO services. Work... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    17 days ago
  •  ...unts, including creation, modification, and deactivation, across various systems. Administer access control policies to ensure compliance with security standards. Monitor and troubleshoot identity management systems to resolve issues promptly. Maintain accurate... 

    ASK IT Limited

    Causeway Bay
    23 hours ago
  •  ...aging in assignments within the areas of Front Office, Middle Office, or Back Office, such as Prime Brokerage, Customer Services, Compliance, Corporate Secretarial Services, which will be assigned based on the overall assessment conducted during the interview process. ... 

    MIB Securities (Hong Kong) Limited

    Causeway Bay
    1 a month ago
  •  ...d maintenance of loan quality; To lead, motivate and train branch staff and ensure efficient operation of the branch in strict compliance with the Company's polices, internal control and all statutory requirements; and To devise and implement marketing campaign to... 

    Ocean Allied Finance Limited

    Causeway Bay
    16 days ago
  •  ...ports and summaries for the Medical Director, highlighting trends, discrepancies, and areas for improvement. Support audit and compliance checks by organizing and providing necessary documentation. Cross-Unit Support Coordinate with the operations teams, Drugs... 

    Heals Healthcare (Asia) Limited

    Causeway Bay
    15 days ago
  •  ...on would be an advantage At least 1-3 years of trust administration experience Strong knowledge of the trust regulatory and compliance regime Detail oriented, with the ability to work under pressure and minimum supervision Strong work ethics, professional, a... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    5 days ago
  •  ...ion throughout the project lifecycle Collaborate with IT teams to ensure adherence to established IT governance, security, and compliance standards Prepare and present project reports, including project status, budget utilization, and key performance indicators, t... 

    ACG (Able Communications Group)

    Causeway Bay
    28 days ago
  •  ...ules and regulatory requirements are met ~ Assist Seniors to research technical issue ~ Keep abreast of changes in regulatory compliance laws, rules and regulations, and advising clients of the operational impact and corporate governance matters ~ Help developing ... 

    Vistra Group Management (Asia) Limited

    Causeway Bay
    7 days ago
  •  ...iance analysis. Collaborate with stakeholders to provide insights into financial performance and strategic planning. Ensure compliance with local financial regulations and reporting standards. Maintain accurate financial records and documentation. Familiarit... 

    ADECCO

    Causeway Bay
    14 days ago
  • Job Responsibilities Provide a full spectrum of company secretarial duties and statutory compliance matters for both listed company and private group of companies Assist in drafting minutes and resolutions Maintain and update company secretarial records and r... 

    Town Health Corporate Advisory and Investments Limited

    Causeway Bay
    18 days ago