...o its clients and promoting a harmonious relationship among its staff members.
Responsibilities:
Perform financial and regulatory reporting functions, e.g. preparation of banking returns and financial reports, and monitoring of financial compliance ratios
Exerc...
... and / or new regulations with respect to respective overseas regulatory bodies and work closely with branches and relevant department... ...e regular / ad-hoc updates to management
Handle management reporting and ad hoc projects assigned from management
Requirements:...
...s.
Responsibilities:
~Assist the MLRO to review exception reports and identify any suspicious transactions
~Investigate suspic... ...repare and update STR procedures to ensure they are align with regulatory requirements
~Perform ad hoc tasks as assigned from time to ...
...hly and annual financial statements in according to Financial Reporting Standards (I17, I9), China accounting standards (I4, IAS39), ... ...rection;
~Liaise with internal audits, external audits, and regulatory inspections;
~Supervise the submission of reports, includin...
...identify, measure, mitigate, monitor and report on the Bank’s operational risk as well a... ... risk event report for submission to the HKMA and senior management for review
~Comp... ... operations and well-versed in the local regulatory requirements applicable to operational r...
...oject
Document the project progress and report it to management on a regular basis until ... ...wledge of banking operations and the local regulatory requirements applicable to operational and technology risk management, e.g. HKMA SPM OR-1, OR-2, TM-G-1, TM-G-2, TM-E-1, et...
...ce, and systems to ensure compliance with the Bank's policy and regulatory requirements
Perform credit risk monitoring and review in an... ...e internal auditors / external auditors / regulatory bodies (eg HKMA) on related issues
Provide regular updates on credit risk ex...
...nvestment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance deve... ... of regulatory requirements such as SFO, SFC's Code of Conduct, HKMA and Insurance Authority circulars etc.
~Responsible, detailed...
...orming loans of corporate banking portfolio.
~Prepare various reports related to CBD portfolio on regular basis to FAD and Credit MIS... ... and prepare management reports;
~Prepare monthly reports for HKMA GDR reporting;
~Support the development and/or UAT of the HKM...
...tain accurate quality documentations including product specifications, test reports and registration status
Represent Quality in managing product and artwork change control ensure regulatory requirements are met
Maintain inspection laboratory equipment and perfor...
...
Formulate and implement measures to address the applicable regulatory requirements related to cybersecurity risk.
Formulate, enha... ...sk, reputation risk and strategic risk of the Bank.
Prepare reports for submission to the respective Committees.
Requirements: ...
...promoting a harmonious relationship among its staff members.
Responsibilities:
Support the compilation of internal MIS, regulatory report and survey according to internal credit policies and regulatory requirements
Review and assess the Expected Credit Loss (E...
... with stakeholders to resolve issues in AML systems
~Prepare reports and management information in relation to system performance a... ...understanding of banking operations and basic knowledge of AML regulatory requirements
~Sound knowledge of statistical analysis
~Res...
...nsibilities:
To assist finance manager in month-end closing process for general insurance business
To prepare reports and schedules for local regulatory filing and handle relevant enquiries
To prepare the reinsurance reconciliation and settlement
To prepare fina...
...nd procedures in accordance with industry standard, best practice, and relevant regulatory requirements;
Develop and rollout localized IT policies based on Group’s IT policies, and report to management with progress of implementation;
Align the IT risk management ...
... credit policies and procedures are adhered to bank policy or regulatory requirements
~Handle regulatory and external/internal audit... ... monitor the progress of all classified accounts with regular reporting to Senior Management
~Provide regular updates on credit ris...
...ons of consumer lending products with full
Compliance to all regulatory requirements.
Main Responsibilities:
~Perform credit appr... ...system related user acceptance tests
~Review regular control reports
Incumbent Requirements:
~Tertiary education or above
...
...re you can be your true and authentic self, like at home.
Reporting to the Assistant Manager, Operations Support, you will be res... ...aring transactions compliant with internal policies and local regulatory requirements
~Perform maker role for Paper & Electronic cle...
... big data analytics in the bank to provide better service to customers and support business needs and in alignment with the Bank and HKMA’s Fintech Strategy
~Conduct researches and keep track on the emerging technologies in Fintech market
~Design and develop easy-to...
... intelligence through various channels
~Prepares various MIS reports for the management's review
~Ensures credit facilities adher... ...Bank's internal credit policies/guidelines as well as external regulatory requirements
~Assists head of department in overseeing daily...
...n the implementation of compensation and benefits policies and procedures to align with the Bank's strategic direction and ensure regulatory compliance
Assist in ad hoc HR projects e.g. staff engagement and culture initiatives as assigned
Requirements:
Degree h...
...ively on all types of new Credit Card and Unsecured Personal Loan applications in adherence to pre-set credit policy, compliance, regulatory requirements and to meet established service turnaround indicators and quality standards
Evaluate customers’ requests for cred...
...ontribute to developing or enhancing policies relevant to ESG and Sustainability drive of the Group
Keep abreast of market and regulatory development on ESG and Sustainability matters
Facilitate and assist the Sustainability Working Group of the Bank on administra...
...nsidered
~1 year experience preferable but not essential
~ Understand relevant policies and procedures of the Bank as well as regulatory requirements
~ Able to communicate in English and Mandarin
~ Good PC knowledge
~ English and Chinese typing
~ Preferable ...
...ort units on day-to-day AML/CFT matters
~Prepare and update the AML/CFT policies and procedures to ensure they are in line with regulatory requirements
~Review the establishment and continual of business relationships which present higher ML/TF risk
~Perform ML/TF...
...in compilation of risk-based Annual Audit Planning.
Conduct audit assignments on business operations, corporate governance and regulatory compliance of the delegated audit portfolios.
Conduct special reviews / investigations assigned by Head of Internal Audit / re...
... graduate or above
~3 years or above relevant experience
~ Understand relevant policies and procedures of the Bank as well as regulatory requirements
~ Self-motivated, aggressive and with strong business sense
~ Good communication skills
~ Good presentation an...
...e and ensure operations are in full compliance with both internal and external standards
~Keep abreast of latest development in regulatory requirements and industry standard
~Ensure the system-related projects implemented smoothly
Requirements:
~University gr...
...ound call, written response (e.g. letter, e-mail, live chat and fax) in a professional manner and in compliance with all internal regulatory requirements
To assist the team to achieve various key performance indicators (KPIs)
To process customer instructions/enquir...
...ly roll-out of programs
Explore marketing trends and develop new marketing/ product/ channel initiatives to achieve business / regulatory needs and sustain product proposition
Conduct post program evaluation and analysis to identify the key learning
Monitor and...