HKD 50k - HKD 80k per month
...vices as well as the regulatory environment pertaining to financial services in Hong Kong and/or within Asia (e.g., SFC regulations, HKMA).
Excellent negotiation skills with an ability to influence outcomes effectively.
Strong analytical skills with attention to d...
...perience in client onboarding/ KYC within banking industry for private banking clients/ high net worth clients
~Strong knowledge of HKMA/SFC rules and regulations in Hong Kong
~Highly attentive to details and highly self-motivated
~Strong communication skills in oral...
...tions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling...
HKD 30k - HKD 80k per month
Cover HK and China Treasury market, particularly money market
Comply with HKMA and BNS regulations and best practices, including money laundering and KYC policies as advised by compliance, KYC, AML teams
Provide funding for 2 currencies (HKD and CNY) to business ...
... or English in Hong Kong Public Examination in order to fulfill the license requirement
Comply with any conditions imposed by the HKMA and other regulatory bodies
Candidate with less experience will be considered for junior roles/other roles within Business Bankin...
...e clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:
SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good command of bo...
...s, funds and bonds;
Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance and HKMA Supervisory Policy Manual;
Good team player with strong communication and interpersonal skills, able to work with stakeholders at...
...e of our instruments to provide stable cost effective and diversified funding.
~ Comply with all Hong Kong Monetary Authority (HKMA) and BNS regulations and best practices, including all money laundering and Know Your Customer policies as advised by Compliance / K...
... Handle credit limit and collateral monitoring;
Prepare various reports for internal and regulatory requirements (incl., CBRC and HKMA);
Proactively involve in system enhancement projects from time to time.
Requirements:
University graduate, preferably with ...
...Environmental Risk Management Development
- Participate in monitoring for the delegated lending authority in credit approval under HKMA’s guidelines
- Perform credit assessment / credit analysis / credit monitoring / credit proposal according to HKMA’s regulations /...
HKD 50k - HKD 100k per month
...ed VP - Regulatory Reporting to join their team.
Description
Reporting to the Finance Head, you will be responsible for
the HKMA regulatory reporting process
ensuring the banking returns and surveys are compliant with the instructions and guidelines set by H...
...ed.
Adhere, provide guidance and ensure section members comply with the rules, guidelines and regulatory requirement of the Bank, HKMA, MAS, etc pertaining to the operations.
Escalate exceptional/outstanding/suspicious transactions to section head and other releva...
...tributes:
The ideal candidate will have a minimum 5 years' in compliance or KYC/AML roles with Int’l private bank
Expertise in HKMA regulation, and a solid understanding of AML and KYC/SOW requirements.
Degree holder with excellent proficiency in English, Manda...
...isciplines
At least 8 years of KYC or related experience, with strong understanding of KYC, AML and regulatory requirements (i.e. HKMA and MAS)
Candidate must have experience covering Wealth Management or similar sector
Must be able to work independently and as ...
...lients operating worldwide.
Job Description
Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the as...
...nd regulatory bodies
Provide internal compliance trainings
Review policies and procedures
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements:
Degree holder in Business Administ...
...ssociate/Assistant Manager to be part of the North Asia team.
Job Scope:
Accountable for client data accuracy in accordance to HKMA requirements
Responsible for reviewing account opening documentation and data maintenance
Serve as the bridge between front of...
...rs in business analysis/digital project management experience especially in securities/banking/finance industry
Familiar with SFC/HKMA related trading system front-to-back business flow
Good problem solving, communication and interpersonal skills
Strong analyti...
... supportive functions) to establish strategy, ownership, accountability, and delivery for climate risk management in compliance with HKMA SPM GS-1, and in alignment with the Bank's strategy in ESG, Green and Sustainable banking
Liaise and work closely with the extern...
...lish the policies and procedures in respect of liquidity risk and interest rate risk monitoring in compliance with the guidelines of HKMA Supervisory Policy Manual. Assist in the formulation of capital management system for assessing the capital adequacy of the bank in ...
...sment, credit approval and post-approval monitoring.
~Formulate and maintain credit policies and procedures in accordance with the HKMA and the Bank’s internal requirements.
~Manage the electronic credit approval work flows in an efficient manner.
~Manage and moni...
...Conducts regular compliance reviews, complaint investigations and internal compliance trainings
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements
~ Degree holder in Business Administ...