...ed.
Adhere, provide guidance and ensure section members comply with the rules, guidelines and regulatory requirement of the Bank, HKMA, MAS, etc pertaining to the operations.
Escalate exceptional/outstanding/suspicious transactions to section head and other releva...
...r financial institutions
~CAMS, CGSS, CAMLP holder would be an advantage
~Solid knowledge on sanction regulatory requirements of HKMA, UN, OFAC, PRC, etc.
~Strong investigative skills for potential sanctions violation and trends
~Able to work on multiple project...
... Handle credit limit and collateral monitoring;
Prepare various reports for internal and regulatory requirements (incl., CBRC and HKMA);
Proactively involve in system enhancement projects from time to time.
Requirements:
University graduate, preferably with ...
...e clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:
SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good command of bo...
HKD 100k - HKD 120k per month
.../contingency/risk issues within own area of control and for the Branch.
Responsible to monitor compliance with laws in Hong Kong, HKMA regulations and guidelines as well as adherence to the Bank's policies and procedures on Supervisory Policy Manual LM-1 (Regulatory ...