Search Results: 780 vacancies
...viting high calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in c...
HKD 25k - HKD 40k per month
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.
Client Details
Our client is a leading financial institution across Greater China and also internationally. They have a stabl...
...s” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous suppo... ...Insurance
Collaborates with other business units to review compliance issues in order to address and meet regulatory or business ch...
...al trading, securities, HK and global futures, forex, bonds & investment immigration etc. We are expanding our business both in China ... ...Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulato...
HKD 50k - HKD 100k per month
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focu... ...Details
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Ho...
...dividual investors and institutions a comprehensive, one-stop investment platform. Since establishment in 2015, the Group has grown ra... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
No job description added
Click " Apply Now " to apply for this position or call Melanie Leung at +852 3180 4953 f or a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
...to support your career growth.
Responsibilities
Provide investment or insurance solutions to ensure the needs of high-net-worth ... ...t and product updates to both teammates and clients
Adhere compliance procedures and regulatory requirements
Benefits
~ Monthl...
...as Financial Markets, Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the b...
Responsibilities:
Investment Origination and Leadership:Collaborate closely with the team to originate and lead investment initiatives, in conjunction with senior management.
Analytical Expertise: Conduct qualitative and quantitative analysis on a spectrum of inv...
...eign exchange, unit trusts, insurance, investor education and investment research. With a strong financial position and together with ... ...ist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
Assist in...
...t Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial services, including those of secu... ...guidelines and coordinate with relevant departments to ensure compliance with new and revised legal and regulatory requirements.
...
...s” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous suppo... ...e and guidance on rules and regulations in respect of general compliance
Handle complaint cases with compliance issues, including l...
HKD 55k - HKD 65k per month
...le
Quality Control:
Conduct comprehensive quality control assessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk assessments, and other relevant information for accuracy and consistency...
..."Get More than You Expect" , is also a leading distributor of investment solutions and services, supported by a broad range of product... ...ems and other RegTech solutions to ensure that the Bank is in Compliance with relevant regulatory requirements with optimal effectiven...
HKD 50k - HKD 70k per month
The Company Out client is a Multinational Investment Firm and they are currently having a major transformation program for their Mid... ...ssessments during project decision-making processes, ensuring compliance with applicable policies, rules, and regulations.
Ensure t...
This role will report directly to the Chief Executive whilst managing the regulatory compliance department. This role will have strong focus on the retail banking business. Will also have exposure to their Corporate banking and global markets business.
Client Detail...
Job Responsibilities:
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establi...
工作職責
工作範圍：
- 跟進舊有客戶及開發新客戶理財服務
- 強積金戶口整合和轉移
- 為客戶提供金融市場消息及售後服務
- 為客戶提供風險管理，理財規劃，退休規劃，個人投資計劃
工作特色：
- 彈性的上班時間，實現生活與工作平衡
- 免費在職專業培訓課程
- 多元的發展前景＋晉昇機會
- 無需工作經驗
- 多勞多得，無上限收入
- 同時重視個人成長
入職要求：
- 年滿18歲
- 會考/DSE 5科合格包括（中英數）
- 對工作有熱誠
- 歡迎應屆畢業生、IANG、銀行、酒店、航空、零售等行業轉業人士
- 具銀行及金融服務...
...andidates to apply for the following vacancy:
Job highlights:
~Work closely with the Group, Regional & Local Product & Trade Compliance teams
~Look for team player with cultural awareness & curiosity
The Regional Trade Compliance Manager will join the Regiona...
