Search Results: 5,474 vacancies
...viting high calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in c...
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
...498594
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...s to business units regarding regulatory compliance issues on investment or insurance products/ services
~Participate and assist in ...
HKD 25k - HKD 40k per month
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.
Client Details
Our client is a leading financial institution across Greater China and also internationally. They have a stabl...
Responsibilities:
Develop, implement, and maintain compliance policies and procedures for the investment division, in line with applicable laws, regulations, and SFC guidelines.
Monitor and assess the division's compliance with regulatory requirements, in...
...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
... ...mum 5 years’ of experience in regulatory compliance gained in investment banks / regulatory authority
Familiar with HKMA and SFC ...
Key Responsibilities
Be accountable for the APAC Markets Compliance program
Provide advice on regulatory interpretation and compliance issues in relation to global markets business
Handle APAC compliance issues, incident, and breaches in conjunction w...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within t...
...s” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous suppo... ...Insurance
Collaborates with other business units to review compliance issues in order to address and meet regulatory or business ch...
Responsibilities:
Develop and implement a comprehensive compliance program for insurance and investment products offered by the bank.
Stay updated with relevant laws, regulations, and industry practices in the insurance and investment sectors, ensuring co...
...er - Elite Tech Firm (Blockchain)
Our client, a prominent investment bank. Is seeking a highly skilled and experienced regional te... ...within the regional Information Technology Division, ensuring compliance with regulations, policies, and industry standards. This role...
China Investment Information Services Ltd.
Established in Hong Kong in 1994, China Investment Information Services Limited (CIIS)... ...s
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into...
...al trading, securities, HK and global futures, forex, bonds & investment immigration etc. We are expanding our business both in China ... ...Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulato...
Key Responsibilities:
Regulatory Compliance: Monitor, interpret, and keep abreast of applicable laws, regulations, and guidelines related to investment and insurance products. Develop and implement compliance policies, procedures, and controls to ensure adheren...
...lities:
Function as the primary client contact and trusted investment advisor for clients, including direct selling, determining su... ...d safeguarding DFZQ group, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Poli...
...rtunities and competitive compensation packages.
Community Investments
Hang Seng’s Community Investments function drives and impl... ...ient control environment across the department to ensure full compliance with Group policy and procedures
Requirements
Bachelor’...
HKD 50k - HKD 100k per month
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focu... ...Details
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Ho...
Established in 1993, Hang Seng Investment Management Limited ('HSVM') is a wholly-owned subsidiary of Hang Seng Bank Limited, and i... ...eeking a high caliber professional to join our department as Compliance Manager .
Principal responsibilities
Foster a positive...
We are hiring an Investment Consultant for iFAST Global Markets (iGM) , a division of iFAST Corporation Ltd., which provides multiple tailored wealth management services. Our team of seasoned advisers and research experts is devoted to meeting our clients' investme...
...es . Animoca Brands has a growing portfolio of more than 200 investments in NFT-related companies and decentralized projects that are ... ...acebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies...