Search Results: 42 vacancies
Assistant Manager - Investment Products
Ref.: SFC/AM/IP/240112
Duties & Responsibilities:
The Investment Products Division maint... ...We monitor our authorised and registered investment products’ compliance with the requirements in our codes. We also formulate policie...
...023.
Objectives of the Position
Reporting to Head of Investment Planning, Dispersions & Resins, you will:
Manage and overs... ...pprovals and reports for future tracking, audit purposes, and compliance with processes
Requirements
Bachelor’s degree or equ...
Manager - Investment Products
Ref.: SFC/MGR/IP/240112
Duties & Responsibilities:
In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, t...
... risk effectively and deliver strong financial performance, we invest significantly in our people and infrastructure.
Job Purp... ...Collaborate with other departments, such as IT, cybersecurity, compliance, and business units, to ensure a coordinated approach to techn...
...mediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund... ...ectations;
Reviewing intermediaries’ financial soundness and compliance with relevant rules and regulations by way of on-site inspect...
...of the customers
Understand and adhere to local and global compliance
Maintain the levels of operational integrity required by H... ...isk operating environment
Holder of relevant insurance and investment licenses
Fluency in both English and Cantonese, with knowl...
...rk closely as one SMBC Group to offer personal, corporate and investment banking services to meet the needs of our customers.
W... ...e basic of commercial banking industry, SMBC, the Department, compliance standard and business manner, you will also be trained to mak...
...nduct and operational risk of intermediaries, with a focus on investment banks and larger global financial institutions;
Monitor and ... ... intermediaries’ business activities, financial soundness and compliance with relevant rules and regulations by way of off-site monito...
...dit projects and provide consulting services to the Group’s management
Ensure audit works are performed in good quality and in compliance with departmental guidelines
Produce reports and present results of audit and consulting projects effectively
Carry out fol...
...plementation
Conducting interviews and creating quality articles, social media feed and copywriting on commerce, entrepreneur, investment, and lifestyle topics
Editing advertorial contents and page layout
About you:
Diploma or Degree in journalism, media, ma...
...e professional firm will be a plus
Proficiency in Hong Kong accounting standards, taxation, listing rules, and other legal and compliance regulations
Able to take initiative and make changes
Results-drive, detail oriented and well organized
Good communicatio...
...in Food Science and Technology
Minimum 3 years experience of hygiene and food safety management
Solid experience in product compliance in HK market
Demonstrated ability to work independently, communicate effectively, work under pressure, and prioritize tasks ef...
...f residential buildings. He/She will be required to assist in budget preparation, recommending maintenance strategies, overseeing compliance with building regulations and supervising team members.
Responsibilities will include
Plan, implement, and monitor large...
...ure project scopes, budgets, schedules and timelines are developed & handled from project initiation until closure, and meets our compliance standards.
~Review, evaluate and lead large quantities of technical information and existing PMI documents. Perform knowledge m...
...
An employee-centric mindset and consistently strives for service excellence
Knowledge of employment laws, regulations, and compliance requirements
Excellent command of both spoken and written English. Chinese proficiency is advantageous
Application:
At S...
As an Actuarial Manager specializing in HKRBC, Reporting. You will play a pivotal role in ensuring compliance with regulatory requirements and providing strategic insights into our risk management practices. You will lead a team responsible for analyzing, reporting, an...
...he submission of site documents and drawings by site coordinators, and installation work executed by dealers / contractors are in compliance with Company’s Code of Practice, Government Regulations and other relevant requirements
Coordinate with clients, developers, a...
...er, putting its strong focus on web-based technologies and solutions for forward-thinking clients who demands a return from their investment. Based in Hong Kong, NetSoft delivers top quality web-based solutions, mobile solutions, multi-media productions and e-commerce s...
...s as a key driver of organisational culture and managing DEI-related NGO partnerships. The incumbent will also be responsible for compliance and DEI-related ESG reporting in Hong Kong.
The job holder will partner with the HR Business Partners and Internal Communicati...
...cess etc.
Support deployment and configuration management
Implement monitoring and alerting systems and maintain security & compliance frameworks
Plan and execute capacity and scaling projects
Implement and maintain Disaster Recovery Plan and System
Respo...
