Search Results: 1,179 vacancies
HKD 30k - HKD 45k per month
We are working with a leading investment bank in hiring a Compliance Associate to join their close-knit team.
Client Details
Our client is a US headquartered, boutique investment bank with a growing office in Hong Kong.
Description
This role will report to ...
...viting high calibre candidates to join us and develop successful careers with us.
Responsibilities:
Work in the Investment & Insurance Compliance Team to follow up latest regulatory requirements and provide compliance related advice to business/support units in c...
...ing a harmonious relationship among its staff members.
Respo nsibilities:
~Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Se...
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
KOS International
Hong Kong Island
1 day ago
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
HKD 25k - HKD 40k per month
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.
Client Details
Our client is a leading financial institution across Greater China and also internationally. They have a stabl...
... penetration
Partner with sales team to cater professional investment solutions and advice to clients
Conduct sales coaching, mo... ...ongoing product due diligence and range review
Ensure full compliance to company policies and standards, industry rules and regulat...
...al trading, securities, HK and global futures, forex, bonds & investment immigration etc. We are expanding our business both in China ... ...Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulato...
...s” tradition, we strongly believe in the philosophy of talent investment. Here, we respect your career development with enormous suppo... ...Insurance
Collaborates with other business units to review compliance issues in order to address and meet regulatory or business ch...
...ntech, internet finance, wealth management, asset management, investment banking, and virtual assets. Eddid Financial is committed to ... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
HKD 50k - HKD 100k per month
This role will report directly to the head of legal and compliance whilst working alongside an AML/KYC colleague. This role will focu... ...Details
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Ho...
...es . Animoca Brands has a growing portfolio of more than 200 investments in NFT-related companies and decentralized projects that are ... ...acebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies...
Animoca Brands Limited
Hong Kong Island
4 days ago
(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division
(Senior) Compliance Manager (Investment and Insurance focused) - Compliance Division
Apply Now
Job No.:
498594
Employment Type:
Full time
Departments:
Legal & Compliance...
Bank of China
Hong Kong Island
2 days ago
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators ...
Rober Walters Hong Kong
Hong Kong Island
1 day ago
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
... ...will be key to your success in this role. An understanding of investment management and the instruments traded by our client is essent...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
No job description added
Click " Apply Now " to apply for this position or call Melanie Leung at +852 3180 4953 f or a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.
...to support your career growth.
Responsibilities
Provide investment or insurance solutions to ensure the needs of high-net-worth ... ...t and product updates to both teammates and clients
Adhere compliance procedures and regulatory requirements
Benefits
~ Monthl...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
...d just a job, and an environment where you can be your true and authentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory ...
Assistant Manager - Investment Products
Ref.: SFC/AM/IP/240112
Duties & Responsibilities:
The Investment Products Division maint... ...We monitor our authorised and registered investment products’ compliance with the requirements in our codes. We also formulate policie...
