Search Results: 23,641 职位空缺
...ted services through its growing network of over 70 branches in Hong Kong, Macau and... ...;
~Be able to align with other banking compliance team’s staff within the division if ther... ... monthly compliance meetings with senior management in the division;
~Organize and lead th...
Dah Sing Financial Group
灣仔
7 天前
Join Bank of China (Hong Kong)
Be a dynamic member of our team
W... ... time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
... ...ties:
~Conduct risk monitoring, control and compliance risk assessments o...
Bank of China (Hong Kong) Limited
香港
3 天前
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit t... ...b Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and pre... ...erent gap analysis reports on internal control and compliance mechanism
~Formulate ...
Bank of China (Hong Kong) Limited
香港
25 天前
Citi Hong Kong
With over 100 years of history and currently serving over on... ...oducts and services, including wealth management and investment, protection, credit ca... ...to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job...
Citi
香港
15 天前
...:
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type ... ...censed activities:-
Advise business on compliance issues in transactions and provide ongoi... ...siness implement adequate procedures and controls to enable the business to comply with SF...
CMBC Capital Holdings Limited
香港
1 天前
...nction:
Group Legal, Compliance & Secretariat ensures that the ba... ...ause we believe that at the heart of business banking is to uphold the... ...vide recommendations to DCO/BU/SU Management for enhanced measures on internal control
Act as the primary contact poi...
DBS Bank Ltd
香港
11 天前
...e on licensing issues
Provide compliance advice to the different business... ... securities brokerage and wealth management business
Review and advise on... ...eholders to enhance the internal controls and procedures as well as the system of the Company
Manage internal a...
Futu Securities International (Hong Kong) Limited
香港
1 天前
...g or relisting applications;
~Perform compliance control and monitoring programs including but n... ...VIL deposit and withdrawal applications of the business units and perform the chec... ...holder in Business Administration, Risk Management, Law or related disciplines.
~Possess...
Valuable Capital Limited
香港
6 天前
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal polici... ...mpliance checks such as Independent Check during the course of daily business operation
Provide compliance guidelines t...
Oriental Patron Financial Services Group Ltd.
香港
12 天前
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
...
Bank of China (Hong Kong) Limited
香港
3 天前
Join Bank of China (Hong Kong)
Be a dynamic member of our team
We commit to excellence and professionalism
... ...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
...
Bank of China (Hong Kong) Limited
香港
3 天前
Responsibilities
To lead a team of product quality engineers and IQC team to ca... ...plement and sustain an efficient quality management system
To formulate materials and pro... ...products including manufacturing process control
~ Good interpersonal skills, strong le...
VTech Corporate Services Limited
香港
7 天前
... Hygiene Solution Provider
Position: Management Trainee
Responsibilities: You will pa... ...ce - to ensure working procedures are in compliance with QA standards and exceed customer ex... ...on and leadership skills
Good command of Chinese and English
All application...
Ebro Executive Search Limited
香港
3 天前
Job Requirements:
Manage daily group-wide trade surveillance process, handle esca... ...us Transaction Reports.
Keep updated compliance obligations and regulatory obligations ... ...
Contribute to design and development of controls to enhance surveillance overage for mar...
Haitong International Management Services Company Limited
香港
27 天前
...ices through its growing network of over 70 branches in Hong Kong, M... ... regulator.
Acts as an account manager and provides support to operation risk and compliance reporting and monitoring of resp... ...ure timely completion of quality control and risk assessment
~Conduct c...
Dah Sing Financial Group
香港
1 天前
...lished in Hong Kong in 1997. As a member of China Everbright Group, Everbright is Ch... ...eading cross-border investment and asset management company. It manages private equity funds... ...ponsibilities
Attend to ongoing compliance requirements under the Companies Ordinan...
China Everbright Limited
香港
12 天前
...ponsibilities
Responsible for the effectiveness of legal & compliance function
Develop and implement policy and procedure to ... ...ry requirements
Provide legal and regulatory advices to management and business units on current and new business initiatives...
Links International
香港
5 天前
...i Commercial Bank Ltd. is one of the most well known local Chi... ...st in developing a risk-based compliance review program
~Conduct com... ...operations
~Prepare regular management reports on compliance updates... ...lated to Audit, Compliance or Control functions
~Fair knowledge o...
Shanghai Commercial Bank Ltd
北角
3 天前
A foreign leading top securities firm is keen to look for Head of Compliance to support their business expansion
Job Description:
~Will be working along with head of legal
~Needs to have strong global markets (sales and trading) SFC compliance leadership experie...
Unicorn Advisor (HK) Limited
香港
24 天前
...ity.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Departm... ...b Responsibilities
# Handle day-to-day compliance duties of Regulatory Compliance Team, including circulation of regul...
Airstar Bank Limited
尖沙咀
4 天前
