Search Results: 13,730 vacancies
..., is a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the releva...
...es:
Lead/ support to provide general compliance advisory services to business and opera... ...ons with respect to respective overseas regulatory bodies and work closely with branches a... ...
Provide regular / ad-hoc updates to management
Handle management reporting and ad h...
...op Tier Regional bank. Currently they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and ... ...t in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banki...
HKD 100k per month
...s role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 1... ...ith businesses in retail banking, wealth management, commercial banking, treasury services, ...
Compliance Manager
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Identi... ...tivities of respective business lines
Provide day to day regulatory advice and guidance on rules and internal policies and its ...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...mstances
~Monitor communication correspondence with regulatory bodies, analyze potential regulatory trends to keep a...
... Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ... ...king, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and busin...
Bloomberg's Legal & Compliance Department plays a critical role in supporting our busines... ...oducts and services. We work to address regulatory issues, ensure compliance with current/... ...rtners, in delivering a Compliance Risk Management Program, and contributing to key regula...
...e 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the bu... ...ments.
Advise on compliance issues and potential impact of regulatory trends and developments.
Ensure business implement adequat...
...ading cross-border investment and asset management company. It manages private equity fund... ...onsibilities
Attend to ongoing compliance requirements under the Companies Ordina... ... and systems to keep abreast of new and regulatory changes;
Keep abreast of, monitor, a...
...ing or relisting applications;
Perform compliance control and monitoring programs including... ...e holder in Business Administration, Risk Management, Law or related disciplines.
Possesses knowledge in SFC rules and regulatory requirements ;
Minimum 5 years of comp...
...uthentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g. data privacy, deposit protection, Code of Banking...
...r advice on licensing issues
Provide compliance advice to the different business units ... ...tion to securities brokerage and wealth management business
Review and advise on legal ... ...internal and external audit, enquiries, regulatory filings, inspections and investigations...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal po... ...s and documents
Advise the management regularly on new regulatory requirements
Responsible for conducting AML, KYC and o...
...d lifelong protection, embracing wealth management and succession, health and well-being, ... ...
Assist and provide support to Head of Compliance and Associate Director of Compliance De... ...artment for ensuring the compliance and regulatory requirements are fulfilled, and liaise ...
...sibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of docume... ...mpany in maintaining good corporate governance
Research on regulatory updates and relevant compliance issues
Responsible for lia...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employ... ...l Officer, the ideal candidate will take responsibility for regulatory compliance for group entities in Hong Kong, Australia, the ...
Our client is an esteemed corporate bank with strong presence in Asia, looking for a Manager to join the regulatory reporting team.
Job responsibilities:
Prepare, review and submit HKMA returns, surveys and financial disclosures
Improve data qua...
...d procedures for adherence to legal and regulatory requirements in the jurisdiction(s) whe... ...;
Monitor the licensed corporation’s compliance with the established policies and proce... ... Report on compliance matters to senior management;
Review offering documents and marke...
Responsibilities:
~ Oversee the general compliance
~ Ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets
Carry out regular compliance check at front, middle and back offices
erform and review reg...