Search Results: 16,290 vacancies
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SFC Responsible Officer - Type 7
Job Description
Act as the Responsible Officer (RA7) to manage the regular activities and/or other executive roles of the company upon the appointment or delegation by the company
Develop and setup automated/electronic tr...
...using to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 3
Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity.
Responsibilities ...
...using to provide services for recruiting candidates, serving multinational and local companies in Greater China region.
SFC Responsible Officer Type 1,4,9 - OperationOur client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage the opera...
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
Key Responsibilities:
Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm
Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
Ma...
...r development opportunity to the right candidate.
Responsibilities
# Responsible for expanding asset management business,... ...bove in Finance or Business Administration;
# Holderof SFC Responsible Officer Type 9 license, with OMO experience is preferred;
# Ex...
Responsibilities:
Participate in virtual asset related business, such as virtual asset fund... ...for investment products
Review front office virtual asset trading platform and rele... ...vatives, structure products
Licensed SFC Responsible Officer for Type 1 regulate...
To
Responsibilities:
Monitor the compliance functions of the Company and implement the necessary actions to ensure the comp... ...roject as assigned
Requirements:
Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 7 / 9 regulated ac...
Responsibilities:
Act as Responsible Officer for SFC Type 3 regulated activities
Oversee securities dealing, advising, and trade execution on behalf of clients
Stay updated on market trends and changes in regulations
Follow company direction and service e...
My client, a reputable wealth management firm, is looking for a dedicated professional to fill the role of Life Insurance Responsible Officer. This position requires overseeing operational compliance and managing day-to-day activities within local markets. The ideal ca...
...oup, is a virtual bank licensed by the Hong Kong Monetary Authority.
Responsibilities:
# Liaise with the Insurance Authority for the agency license application.
# Act as a Responsible Officer with management responsibilities and duties to supervise regulated acti...
Job Description
As a Responsible Officer to supervise SFC Type 4 regulated activities and oversee the research department
Supervise research report and analysis on Hong Kong and oversea stock market
Formulate the policy and procedure for research departmen...
Responsibilities
Develop and drive sales strategies with a focus on Investment & Insurance (I&I) to achieve sales growth
Act as Responsible Officer of SFC, IA and MPFA to carry out full compliance and operation functions to ensure the Company adheres ...
...lose to 420 branches and representative offices in 19 countries and regions.
For mor... ...learn more about OCBC Hong Kong.
Key Responsibilities
Act as Responsible Officer of the fi... ...esponsibilities and duties to supervise SFC Type1 & Type2 regulated activities
D...
...in their team in Hong Kong as a senior institutional sales & responsible officer . As part of this role, you will be responsible for business... ...e 9 License:
~ Possessing or having previously held a valid SFC license type 9
Investor relations experience
Proven tr...
Responsibilities:
• Act as a Responsible Officer with management responsibilities and duties to supervise SFC regulated activities in Type 4 & 9 business in particular
• Responsible for strategies development, supervisory and implement the operations in asset ...
...SG initiatives
~ Good command of written and spoken English and Chinese
~ Detail oriented, independent with strong sense of responsibility
~ Pleasant with good interpersonal and communication skills
Please visit our website for other career opportunities w...
...reater China. It has more than 410 branches and representative offices in 19 countries and regions.
Summary:
We are seeking a s... ... join our cybersecurity team as a Digital Forensics & Incident Response (DFIR) analyst. In this role, you will be responsible for cond...
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
...ver 115,661 professionals working out of approximately 1,776 offices - and they are all working towards one goal: to provide our ... ... passion for client services and professional excellence.
Responsibilities:
Participate in ESG engagements
Provide assistance and...
