This role will report directly to the Chief Executive whilst managing the regulatory compliance department. This role will have strong focus on the retail banking business. Will also have exposure to their Corporate banking and global markets business.
Client Detai...
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Rober Walters Hong Kong
Hong Kong Island
1 day ago
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
Assistant Retail Risk & Compliance Manager, Retail Risk & Compliance Department (Job ID 4392)
Responsibilities
To be a team member of Retail Risk & Compliance Department
To monitor and control the investment & insurance selling activities of Persona...
... the bank's credit policies and regulatory requirements.
Requirements :
At least 8 years’ experience in retail approval and risk compliance requirements
Degree holder in business related disciplines
Excellent communication and people management s...
... 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...ies:
~Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regul...
...gin call and force liquidation;
Perform system testing and system monitoring;
Monitor client trades to ensure the trades in compliance with relevant regulatory requirements and internal policies, guidelines and procedures;
Assist Dealing head in any ad-hoc proj...
... the regulators;
Handle on-going SFC reporting matters
Assist to update internal policies and procedures to ensure relevant compliance standards are complied with
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requ...
...e and diversified training sessions and on-the-job training in various channels of Personal Banking, covering products, services, compliance, digitalization and client management
~Rotation among Branch Network, Business Banking Centres and Contact Centre
~Opportunit...
... DNA. The diversified businesses of Eddid Financial range from retail to institutional and include but are not limited to fintech, i... ...in our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerage...
...ts:
- Higher Diploma / Degree in Business Administration or related discipline;
- Prefer 1 year solid operations experiences in Retail /FMCG industry;
- Hands-on experience in Retail Operations will be an advantage;
- Proficiency in MS Word, PowerPoint, Excel an...
... team to perform daily accounting operations in accordance and compliance with the group accounting policies
In charge of system, fin... ...ivalent.
Minimum 8 years relevant experience in accounting, retail background is a must
Solid experience is finance system imp...
...and assist in company activities
Ensure the organization in compliance with applicable laws and regulations
Perform ad hoc duties ... ...velties, Home Décor, Garden and Floral items for Importers and Retail Chains. We pride ourselves on being one of the largest Seasona...
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a global, mid-size inter-dealer broker and advisors in corporate finance and capital markets. In broking, we specialize in financial derivati...
...banks, internet companies, multinational companies, as well as retail and high-net-worth investors in Asia.
Our mission statement... ...ities to shine and excel in their areas of work.
Title: Compliance Trainee (6 months renewable contract)
**Preferred Availabil...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and Risk Management for its operations in Hong Kong. The individual will be responsible for management and oversight in ...
...ard and achieve sales target and KPI.
~Ensure efficient and effective day-to-day operations of all shops
~Manage a portfolio of retail stores to provide guidance, support, and motivation to Store Managers to achieve sales targets and KPIs.
~Coaching company store-...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
...ns or consultation papers issued by regulatory bodies, and make recommendations to comply with regulatory requirements
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Minimum 3 years relevant experience
~Good knowledge in reg...
...cies and maintain operational standards.
Requirements:
- Minimum of 5 years of experience in sales management, ideally in the retail furniture sector.
- Demonstrable track record of sales success and expertise in managing sales teams.
- Strong leadership, team...
Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong.
Job Description:
This person will be running several risk and compliance initiatives across the APAC region, representing the Hong K...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...ntain strong relationships with wholesale partners, including retailers, distributors, and other relevant stakeholders. Collaborate w... ...tners to negotiate contracts, terms, and conditions, ensuring compliance with company policies and standards.
Sales and Revenue Gro...
...d just a job, and an environment where you can be your true and authentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory ...
...es in Hong Kong and China markets and is committed to offering retail and institutional investors with a comprehensive range of inve... ...seeking a high caliber professional to join our department as Compliance Manager .
Principal responsibilities
Foster a positive ...
Role and Responsibilities:
Assist and support the Compliance team in handling core compliance, regulatory, legal, monitoring and surveillance related matters;
Assist and support the Compliance team in handling Anti-Money Laundering and Counter Financing of Terro...
... Property Developers, 2) REITs
Positions: Senior Leasing Manager / Leasing Manager
Responsibilities: Manage a portfolio of retail and/or commercial properties and responsible for leading a team for market analysis, establish pricing strategies, promotion planni...
HKD 30k - HKD 45k per month
...t.
About the Role:
Our client is a international fashion retail & buying office. They are looking for a Buying Manager to join... ...ships with suppliers, and evaluate their performance to ensure compliance with quality, delivery, and service standards.
Identify opp...
...ingapore, South Korea, Taiwan, and Vietnam.
ING offers both retail and wholesale banking services in Australia. ING’s regional pr... ...saction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide ...