Search Results: 17,229 vacancies

 ...iction(s) where the corporation operates; Monitor the licensed corporation’s compliance with the established policies and procedures; Report on compliance matters to senior management; Review offering documents and marketing materials; Review AML/KYC docume... 

Haitong International Management Services Company Limited

Hong Kong
16 days ago

HKD 50k - HKD 100k per month

 ... to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all co...  ...atters. Client Details My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Austral... 

Michael Page

Central
20 days ago

HKD 50k per month

This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulato...  ...k, and fintech. This particular entity will focus on their asset management business. They have about 100 staff in this ent... 

Michael Page

Central
17 days ago
 ...sponsibilities: Responsible for compliance program, policies and procedures I...  ... changes trends and proposals to senior management Review marketing materials and pro...  ...rements ~4+ years’ experience in asset management compliance ~ In-depth un... 

Ashford Benjamin Ltd

Hong Kong
28 days ago
Department: Asset Management Location: Hong Kong Responsibilities Conduct market research and analyze the markets’ latest produ...  ...y client needs and achieve business objectives; Work with compliance and risk department to ensure internal and regulatory standa... 

CNCB (Hong Kong) Investment Limited

Hong Kong
24 days ago
Responsibilities: Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal poli...  ...pliance guidelines to the business units such as equities, asset management, private equity and corporate finance to ensure... 

Oriental Patron Financial Services Group Ltd.

Hong Kong
15 days ago
 ...nt projects. This role shall oversee all leasing and property management matters and direct report to the Directors / Assistant Direct...  ...vise the property management team to ensure properties are in compliance with relevant ordinances and regulations and maintenance work... 

Yau Shing Land Investment Company Limited

Hong Kong
19 days ago
 ...n for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guid... 

Rober Walters Hong Kong

Hong Kong Island
5 days ago
 ...tion of non-trade procurement policies/procedures and plans Manage the supplier tender process, purchasing activities and reporti...  ...(NTP) related strategy, policy and procedures. Drive awareness/compliance to adhere to such policies and procedures, through close colla... 

DKSH Hong Kong Limited

Hong Kong
4 days ago
 ...p, Everbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fu...  ...ment.   Job Responsibilities   Attend to ongoing compliance requirements under the Companies Ordinance, Securities and F... 

China Everbright Limited

Hong Kong
15 days ago
 ...D process/documentation on an on-going basis. Ensure full compliance with all applicable regulations, AML policies and procedures...  ... 3 years’ solid experience in client services, preferably in Asset Management. Good knowledge of KYC, AML, CRS and FATCA. Good comma... 

Haitong International Management Services Company Limited

Hong Kong
11 days ago

HKD 50k - HKD 80k per month

Our client is a well known developer in Hong Kong An Asset Manager position responsible to manage a portfolio of properties, including Industrial and Residential assets. Client Details Our client is a well known developer in Hong Kong Description Develop a... 

Michael Page

Central
9 days ago
 ... Type: Full time Departments: Risk Management Department Job Functions: Risk Mana...  ...case management team to resolve NPLs in compliance with the Bank’s relevant policies and p...  ...perience in lending business or special assets management, or over 8 years’ relevant e... 

Bank of China (Hong Kong) Limited

Hong Kong
26 days ago
 ...   In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:- Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements. Advise on compliance issues an... 

CMBC Capital Holdings Limited

Hong Kong
4 days ago
 ...tablished in 1993, Hang Seng Investment Management Limited (HSVM) is a wholly-owned subsid...  ... one of the largest Hong Kong homegrown asset management companies. HSVM specializes ...  ...professional to join our department as Compliance Manager . Principal responsibilitie... 

Hang Seng Bank

China
2 days ago
 ...vacancies, please visit our website at Job No.: 492271 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Management Responsibilities: ~Provide advisory services to busines... 

Bank of China (Hong Kong) Limited

Hong Kong
6 days ago
 ...vacancies, please visit our website at Job No.: 499187 Employment Type: Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions: Legal, Risk Management Responsibilities ~Assist Team Head to manage a team to ... 

Bank of China (Hong Kong) Limited

Hong Kong
6 days ago
 ...mitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our...  ...professional to join us as  Assistant Consumer Assets Marketing Manager . Principal Responsibilities Assist in formulating marke... 

Hang Seng Bank Limited

Hong Kong
11 days ago
 ... to review account transactions and performance in corporate banking portfolio; ~Recommend appropriate loan grading and prepare management reports; ~Prepare monthly reports for HKMA GDR reporting; ~Support the development and/or UAT of the HKMA GDR projects; ~Re... 

Dah Sing Financial Group

North Point
12 days ago
 ...focusing on international expansion and specializing in wealth management. Handle the debt collection documents at corporate and reta...  ... credit risk is the definite advantage Candidates with less experience will be considered as Deputy Manager, Asset Recovery

Bank of Communications Co., Ltd. Hong Kong Branch

Hong Kong
3 days ago