Search Results: 17,229 vacancies
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
HKD 50k - HKD 100k per month
... to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all co... ...atters.
Client Details
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Austral...
HKD 50k per month
This role will report directly to the Head of Legal and Compliance whilst managing a small team. This role will be responsible for all regulato... ...k, and fintech. This particular entity will focus on their asset management business. They have about 100 staff in this ent...
...sponsibilities:
Responsible for compliance program, policies and procedures
I... ... changes trends and proposals to senior management
Review marketing materials and pro... ...rements
~4+ years’ experience in asset management compliance
~ In-depth un...
Department: Asset Management
Location: Hong Kong
Responsibilities
Conduct market research and analyze the markets’ latest produ... ...y client needs and achieve business objectives;
Work with compliance and risk department to ensure internal and regulatory standa...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal poli... ...pliance guidelines to the business units such as equities, asset management, private equity and corporate finance to ensure...
...nt projects. This role shall oversee all leasing and property management matters and direct report to the Directors / Assistant Direct... ...vise the property management team to ensure properties are in compliance with relevant ordinances and regulations and maintenance work...
...n for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guid...
...tion of non-trade procurement policies/procedures and plans
Manage the supplier tender process, purchasing activities and reporti... ...(NTP) related strategy, policy and procedures. Drive awareness/compliance to adhere to such policies and procedures, through close colla...
...p, Everbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fu... ...ment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and F...
...D process/documentation on an on-going basis.
Ensure full compliance with all applicable regulations, AML policies and procedures... ... 3 years’ solid experience in client services, preferably in Asset Management.
Good knowledge of KYC, AML, CRS and FATCA.
Good comma...
HKD 50k - HKD 80k per month
Our client is a well known developer in Hong Kong
An Asset Manager position responsible to manage a portfolio of properties, including Industrial and Residential assets.
Client Details
Our client is a well known developer in Hong Kong
Description
Develop a...
... Type: Full time
Departments: Risk Management Department
Job Functions: Risk Mana... ...case management team to resolve NPLs in compliance with the Bank’s relevant policies and p... ...perience in lending business or special assets management, or over 8 years’ relevant e...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...tablished in 1993, Hang Seng Investment Management Limited (HSVM) is a wholly-owned subsid... ... one of the largest Hong Kong homegrown asset management companies. HSVM specializes ... ...professional to join our department as Compliance Manager .
Principal responsibilitie...
...vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to busines...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
...mitted to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our... ...professional to join us as Assistant Consumer Assets Marketing Manager .
Principal Responsibilities
Assist in formulating marke...
... to review account transactions and performance in corporate banking portfolio;
~Recommend appropriate loan grading and prepare management reports;
~Prepare monthly reports for HKMA GDR reporting;
~Support the development and/or UAT of the HKMA GDR projects;
~Re...
...focusing on international expansion and specializing in wealth management.
Handle the debt collection documents at corporate and reta... ... credit risk is the definite advantage
Candidates with less experience will be considered as Deputy Manager, Asset Recovery