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  • Senior Operational Risk Manager/ Manager (Legal & Compliance Department)

     ...reers that will further your personal growth. Come join us for the following position. Responsibilities: Implement operational risk management frameworks and plans Review and update operational risk and reputation risk related policies and procedures manuals ... 

    Chiyu Banking Corporation Limited

    Central
    27 days ago

  • Risk & Compliance Manager

    MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading ope... 

    MKS PAMP

    Central
    20 days ago

  • Senior Compliance Manager

     ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory...  ...China operations Advise internal stakeholders on compliance risks, policies, and controls Drive compliance projects and contr... 

    Aquis Search Limited

    Central
    19 days ago

  • Business Risk Management Manager

     ...eeking a high caliber professional to join our team as Business Risk Management Manager, reporting to Head of Business Risk Manageme...  ...hest standard of business risk management, conduct, control and compliance as required by the Group on wealth management business and loca... 

    Hang Seng Bank

    Central
    6 days ago

  • Legal and Compliance Manager

     ...amic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platform. The role requires expertise in U.S., Singap... 

    North Beta International Securities Limited

    Central
    2 days ago

  • Head of Compliance, Insurance

     ...ent by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the a... 

    Hang Seng Bank

    Central
    3 days ago

  • Business Compliance Manager

     ...estors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relev...  ...controls on the business processes Lead and provide business risk and compliance support to Investment business to ensure complia... 

    Hang Seng Bank

    Central
    23 days ago

  • Crypto/Virtual Asset Compliance - Buyside Firm

    HKD 80k - HKD 100k per month

    My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment pla...  ...om HKSFC, MAS, SEC, CFTC, and FinCEN Collaborate with Legal, Risk, Ops, and Tech teams to build resilient, compliant investment p... 

    Michael Page

    Central
    1 day ago

  • Head of Business Risk Management (Operations)

     ...caliber professional to join our department as Head of Business Risk Management (Operations) Principal responsibilities: Perfor...  ...review on wealth sales business. Support achieving effective compliance on wealth sales procedure, and manage controls via data analysi... 

    Hang Seng Bank

    Central
    1 day ago

  • Insurance Compliance Manager - Global Bank

    HKD 50k - HKD 80k per month

    The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus ...  ...ance reports to management. Working collaboratively with the Risk & Compliance department to ensure a coordinated approach to com... 

    Michael Page

    Central
    16 days ago

  • Compliance and Control Manager WPB

     ...nt by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to f... 

    Hang Seng Bank

    Central
    5 days ago

  • Business Compliance Officer - Fintech Firm

    HKD 50k - HKD 100k per month

    As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry....  ...o ensure regulatory adherence. Conducting regular audits and risk assessments within the organization. Providing guidance and ... 

    Michael Page

    Central
    20 days ago

  • Assistant Manager, Compliance

    Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and... 

    Ping An Bank Company Ltd

    Central
    20 days ago

  • Compliance Senior Manager / Manager

    Compliance Senior Manager / Manager   Job Responsibilities:  - Handle corporate and individual SFC licensing applications  - Arrange compliance trainings and keep track of training records  - Review client due diligence (KYC) documents submitted by sales on new ... 

    China Asset Management (Hong Kong) Limited

    Central
    27 days ago

  • Manager - Credit Risk, Private Banking

    HKD 40k - HKD 80k per month

    Manager - Credit Risk, Private Banking Client Details Our client is a private banking institution, renowned for the bespoke f...  ...cords of all credit documentation and ensure secure storage and compliance. Monitor collateral positions daily, flagging risk exposures... 

    Michael Page

    Central
    27 days ago

  • Senior Compliance Officer

    Job Summary We are seeking a proactive Senior Compliance Officer  to support our bond trading and fixed income business by managin...  ...liance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the trading team a... 

    Aden Financial Group Limited

    Central
    1 a month ago

  • VP - Counterparty Risk, OTC Deriv, Collateral Mgmt

    VP - Counterparty Risk, OTC Derivatives, Collateral Management - Prestigious Bank Client Details Our client is a top-tier pre...  ...initiatives from a collateral management perspective. Ensure compliance with regulatory requirements like Margin Rules and counterparty... 

    Michael Page

    Central
    10 days ago

  • Securities Business Compliance Manager

     ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr... 

    Hang Seng Bank

    Central
    3 days ago

  • Compliance Manager_Group level_MNC_120K_Overseas

     ...ities: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respecti...  ...solving skills Strong business acumen and ability to balance risk and business objectives Excellent command of both Chinese an... 

    Mclaren Consultancy Limited

    Central
    8 days ago

  • Senior/Associate, Credit Risk

     ...n performing credit assessment in accordance with laid down credit policies and regulatory requirements Assist to identify credit risk inherent in credit proposals and assess the extent of acceptance with respect to Bank’s risk appetite Perform on-going monitoring... 

    Chiyu Banking Corporation Limited

    Central
    13 days ago

  • Compliance Officer - Professional Firm (Up to 38k)

    About the role This full-time Compliance Officer role within a leading professional firm offers an exciting opportunity to join a dyn...  ...ring the firm maintains the highest standards of compliance and risk management. What you'll be doing Monitoring and ensuring c... 

    Aquis Search Limited

    Central
    9 days ago

  • Vice President (Assurance), Financial Crime Compliance

     .... Responsibilities: Report to the Head of Financial Crime Compliance, the incumbent will support the head in leading a team to formu...  ... assurance program and conduct AML compliance review Conduct risk-based and effective assurance to ensure the Bank’s KYC/CDD impl... 

    Chong Hing Bank

    Central
    10 days ago

  • Credit Risk Manager (Risk Management Department)

     ...uirements as well as the Group’s standard Monitor the implementation of rectifications and enhancement measures related to credit risk management Review gap analysis in relation to the latest regulatory requirements Provide review and assessment in new product/... 

    Chiyu Banking Corporation Limited

    Central
    3 days ago

  • Senior Manager, Compliance & Internal Control - Legal & Compliance

     ...  Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in ...  ...ant departments of the Bank, minimize the regulatory compliance risk in its day-to-day operation. Liaise with regulatory authorit... 

    China Minsheng Banking Corp., Ltd. Hong Kong Branch

    Central
    6 days ago

  • Compliance and Internal Control Senior Manager / Manager

     ...ist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary； Cater and... 

    China Asset Management (Hong Kong) Limited

    Central
    2 days ago

  • AVP (Financial Crime Investigation), Financial Crime Compliance Department

     ...Minimum 5 years’ experience in banking or financial institutions with relevant exposure to AML, transaction Monitoring or banking compliance Familiar with SAS AML System is preferred and knowledge in AML related regulatory requirements Knowledge in banking operati... 

    Chong Hing Bank

    Central
    1 day ago

  • Technical Compliance Assessment Associate (40k+)- CISA

     ...erprise Client Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible fo... 

    TEKsystems

    Central
    7 days ago

  • Market Risk Management (Manager to Senior Manager)

     ...g office. We invite applications to the following position: Job Responsibilities: Identify, assess, monitor and control market risk arising from foreign exchange and interest rate derivatives, structured products as well as FX spot positions in the trading book. ... 

    Bank SinoPac

    Central
    17 days ago

  • Team Head, Risk and Control, Global Markets

    Team Head, Risk and Control, Global Markets 客户简介 A top-tier Chinese banking group is seeking an experienced Business Risk Man...  ...ront-to-back risk governance, control execution, and regulatory compliance across trading and sales activities. 工作内容 Act as the 1.5 ... 

    Michael Page

    Central
    7 days ago

  • Compliance Officer (Securities, Trust and Company Secretarial Services)

     ...as an independent and objective body that reviews and evaluates compliance issues/concerns within the organization. The position ensures t...  ... Identifying potential areas of compliance vulnerability and risk; developing and implementing corrective action plans to tackle ... 

    The Core Securities Company Limited

    Central
    6 days ago