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- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and...
- Job Responsibilities： · Build and enhance risk models and tools to support data-driven decision-making processes · Analyze large datasets to identify trends, insights, and areas for improvement within the Company risk and control frameworks · Responsible for sec...
- ...elated regulations, market conduct, product and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk assessment, etc.), monitor overall compliance therewith, identify deficiencies and recommend improve...
- ... in substantial shareholdings under the supervision of the Associate Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications Providing compliance and regulatory advisory services to clients in...
- Job Details Our client is a Leading Finance Company, they are currently seeking for a Data Loss Prevention Specialist (Information Risk Management) to join their team. Data Loss Prevention Specialist (Information Risk Management) RESPONSIBILITIES ~To assist in dev...
- ...I clients. Handle the signing of client agreements, ensuring compliance and accuracy throughout the signing process. Work closely wi... ...ate with different departments, such as trading, compliance and risk control, and settlement in addressing client requests. 2. Re...
- ...nd internal departments on settlement tasks. Prepare routine risk control and financial reports Assist with client account mai... ...nce, UAT testing Review and ensure operational procedures in compliance with all relevant external regulators and in-house policies. ...
- ...facilitate file reviews and claim audits Identify issues and risk about fraudulent, potential and/or claims leakage Work towar... ...s and knowledge of insurance industry, fraud prevention system, compliance, regulatory and legislative requirements and management informa...
- ...ters, recruiting, budget management, marketing, sourcing, product design, software development, tax compliance, venture capital, valuations, new ventures, ideation, risk management, M&A, and more. Responsibilities: Provide a full spectrum of administrative suppo...
- ...riate investment advise to the clients based on their needs and risk profile in conjunction with the house views on various products... ... with our company; Responsible for complying with regulatory compliance as set out by relevant authorities. Qualifications & Req...
- ...ts, flag state administration, ship’s Master and other service providers as required for ship-owners’ matter including KYC and risk compliance Handling port disbursement account, ship certificates renewal and owners’ cost payment etc. To prepare freight & charter...
- ...collateral, organizing PR events, monitoring market trends for risks and opportunities, supporting crisis communication and handlin... ...ess internally, coordinating with business units on regulatory compliance, managing data collection and producing annual ESG reports ...
- ...ge the application of the company's asset management. Ensure compliance with the regulations of the Securities and Futures Commission (... ...onal securities brokerage and asset management. Oversee AML, risk management and internal controls to meet regulatory expectation...
- ...ng pre-investment research, investment decision-making, and post-investment management. Ensure compliance with regulatory requirements and internal policies, and prevent risk incidents. # Organize and coordinate research tasks for analysts. # Research, develop, and...
- ...mance reports & market commentaries, including fund metrics and risk analytics Develop fundraising materials (Pitchbooks, Q&A bri... ...esentations) Coordinate due diligence processes across Legal, Compliance, and Operations teams Maintain investor databases, communica...
- ...remier banking offshore team in business development and ensure compliance of day-to-day operations ~Work closely with the hunter team t... ...pliant with local laws, regulations, bank’s policies, including risk management policies and procedures Requirements: ~Bachel...
- ...tion：Hong Kong, Beijing, Shanghai or Shenzhen. 入職地區：香港、北京、上海、深圳任選。 F.Chief Compliance Officer/ Inspector General合規主任/監察主任 Job Descriptions：Responsible for the risk control and compliance and error correction work of human resources, finance, administra...
- ... 5. Industry-Specific Collaboration Work with internal and external parties to resolve integration issues Support audit and compliance reporting (e.g., container utilization, lease expirations, user permission review, etc). 6. Process Improvement Identify...
- ...tion Improve procedures and policies in support of company goals by formulate and implement efficiency procedures Work with Compliance team to ensure all processes are compiled with related regulations Any ad-hoc duties as assigned Job Specifications Bac...
- ...s mission and objectives. ~ Develop innovative business models. ~ Stay updated on relevant regulatory requirements and ensure compliance with all applicable SFC regulation ~ Evaluate and improve operational processes to enhance efficiency and streamline workflows....
- ...upport and leadership. Lead change planning, support rigorous lab testing to validate proposed changes, and ensure the seamless, low-risk implementation of network updates and projects. Provide Technical Support & Troubleshooting: Provide advanced technical assistanc...
- ... and manufacturing plant management. Possess a strong sense of urgency, prioritization and organizational skills. Acute business and risk acumen of both the macro and micro environment, couple with the willingness to grow and contribute to the success of the organizatio...
- ...execution in Hong Kong and global market, products including Securities & Futures & Virtual Assets Monitor outstanding orders and risk control Carry out routine works for day-to-day dealing operations Handle clients' enquiries and deliver customer services T...
- ...ts and annual tax filings Review statutory reports as required by Securities and Futures Commission (SFC), and ensure regulatory compliance, adherence to the Company policies and procedures Prepare report and analysis for Senior Management Maintain the corporate poli...
- ... of credit, including issuance, amendments, and payments. Documentation : Review and verify trade documents for accuracy and compliance with LC terms and international trade regulations. Market Support : Bangladesh and other countries, especially Africa. C...
- ... met. Supervise the project team members, collaborate and liaise with relevant parties to oversee and ensure site works are in compliance with contractual specifications and drawings Requirements DSE / Form 5 or above Member of HKIE, CIOB, HKICM and/or e...
- ...Managed Services Provider Fluent in Cantonese and English; Mandarin fluency also a plus History of focused selling within a compliance vertical such as Healthcare, Life Science, or Financial Services Excellent organizational skills Experience with Customer R...
- ...allowed to carry on Type 1, Type 4， Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me...
- ...allowed to carry on Type 1, Type 4， Type 6 and Type 9 regulated activities. We are committed to complying with Financial Services Compliance to safeguard investor asset and to provide excellent service. uSMART Securities' core management and financial technology team me...
- ...epartmental revenue. ~ Maintain existing client relationships, deliver customized solutions, and coordinate with internal trading, risk management, and settlement teams to ensure efficient service execution. ~ Proactively address daily client inquiries, collaborate ...