Search Results: 19,098 vacancies
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acr...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...ny including securities and futures brokerage business, asset management business, etc;
Liaise with HQ staff and complete the assig... ...HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exte...
Job Highlights
Full set of Internal Audit / Compliance Functions
Internal Audit
Risk assessment, Data analysis and Advi... ...anization
# prepare audit reports and present findings to senior management
# provide ad hoc support assigned by the Management.
...
Senior Manager, Bancassurance Business Development page is loaded Senior Manager, Bancassurance Business Development
Apply location... ...d good knowledge of the industry’s best practices, legal and compliance framework and market competitive environment.
~ Self-motiv...
...r opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / He... ...
~Candidates with less experience will be considered as Senior Compliance Manager
Please send your application with full resume indicat...
Assist in developing and implementing a risk management framework focusing on technology and operational risks, ensuring compliance with industry and regulatory standards.
Manage operational and technology risk identification, response, monitoring, reporting, and ex...
...tation papers issued by regulatory bodies, and make recommendations to comply with regulatory requirements
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Minimum 3 years relevant experience
~Good knowledge in regulations an...
...oup, is a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the re...
Compliance Manager/Senior Manager
Responsibilities:
Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws.
Regul...
...erage company with presences globally is urgently seeking a Senior Risk Manager to join their expanding team
Job Description
Responsi... ...
Over ten years of experience working in risk management, compliance or internal audit at sizable corporation or in the risk are...
... Responsibilities
~Develop & implement an effective AML/CFT compliance frameworks across the Bank
~Promote continuous improvement ... ...ancement of AML/CFT system
~Handle ad hoc tasks assigned by management as assigned
Requirements
~Bachelor degree or above in ...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
...tablished in 1993, Hang Seng Investment Management Limited ('HSVM') is a wholly-owned subs... ...professional to join our department as Compliance Manager .
Principal responsibilitie... ... by identifying, informing and advising Senior Management of any developing issues and...
...class financial products and services, including wealth management and investment, protection, credit cards, and secured l... ...iber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control...
The Compliance function is a Second line of defence (LOD) function, responsible for revie... ...st LOD') to ensure that they effectively manage as 'Risk Owners' the Regulatory Complian... ... professional to join our department as Senior Regulatory Compliance Manager, WPB .
...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
...ing products. Productions was mainly focused in China and Vietnam.
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a traceable program of each component.
Job Responsibilities:
V...
...ebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization compli... ...d takes appropriate action to address them.
●Reporting to senior management and regulatory bodies on the organization's compliance stat...