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- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t...
- Our client is a charitable organization seeking a Manager with a focus on compliance and governance. This role is essential for ensuring effective ... ... initiatives. Key Responsibilities: Partner with senior leadership to develop and refine compliance and risk pro...
- In the role of Senior Compliance Manager, the employee will be responsible for, among others, the following: Provide direct support to the Head of Asia Compliance to manage the compliance priorities for the Asia region; Maintain a strong compliance presen...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new...
- ... risk-based review objectives and strategies, plan assignments, and develop reports to assess compliance controls and AML risks. Communicate review findings to management to drive necessary changes and ensure implementation of corrective actions. Implement co...
- Responsibilities Ensure compliance with leasing policies and procedures in alignment with the company's standards Manage day-to-day tenancy legal matters, including various c... ..., and prepare approvals for bad debt for senior management’s review (if any) Liaise wi...
- Our client, a leading life insurance company, is seeking a Compliance Manager or Senior Manager to enhance compliance initiatives related to AML and FATCA. This role is crucial for ensuring that regulatory requirements are met and compliance frameworks are effectively ...
- Senior Compliance Manager (Public Sector) We are partnering with a respected public sector organization to help them hire a Senior Compliance Manager for their operations team. This role is pivotal in driving governance and compliance across Trust-funded projects. ...
- ...Full time Departments : Corporate Credit Management Centre Job Functions: Bank Operations, C... ...ents and audit reports Collaborating with senior management to effectively incorporate the AML/CFT/ Sanctions Compliance Program Prepare management reports for se...
- ...oduct and marketing related regulations. Develop and launch compliance programs (e.g., gap analysis, compliance checklist, risk asses... ... Insurance Ordinance and Personal Data (Privacy) Ordinance. Manage General Insurance legal cases, encompassing claims disputes an...
- ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance... ...elevant experience in financial institution, preferably asset management company Good interpersonal communication skills Good te...
- ...sted universal banking group focusing on international expansion and specializing in wealth management. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and ...
- Your new company Support the Chief Compliance Officer (CCO) in managing overall compliance matters, ensuring the company's operations adhere to th... ...ctions and participate in ad hoc projects as directed by senior management. Requirements for this Role Bachelo...
- Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in... ...licy. Requirements: Degree holder or above in law, risk management, accounting, business administration or relevant disciplines....
HKD 80k - HKD 100k per month
The Company Our client is an Global Asset Management firm and looking for a Compliance Lead to join their Central Compliance team. The Role Key... ...tions, and remediation efforts. Report regularly to senior compliance and business leaders; support internal audi...- ...lities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business ... ...nd recommendations. ~ Influences and negotiates with seniors across functions and management; may communicate with external consultants and lawyers...
- ...ve and qualitative risk assessment of asset allocation and tactical trading strategies Support the conduct of research on risk management, performance measurement, and asset allocation practices of different financial market participants Support the team’s busines...
- ...ons: Business Development, Relationship Management, Risk Management Responsibilities: ... ...nually) and ad hoc internal reporting to senior management, second line of defense. Assist to conduct training to promote compliance culture. Assist to investigate suspic...
- ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are i... ...licy. Requirements: Degree holder or above in law, risk management, accounting, business administration or relevant disciplines....
- ...b Descriptions ~ Develop and implement compliance policies and procedures to ensure the or... ...ctiveness of the compliance program. ~ Manage creation, review and approval of policie... ...Prepare and submit compliance reports to senior management. ~ Conduct regular audits a...
