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- Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with t...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new...
- ...SAE 3402) for the firms； Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance... ...elevant experience in financial institution, preferably asset management company Good interpersonal communication skills Good te...
- ... Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are i... ...licy. Requirements: Degree holder or above in law, risk management, accounting, business administration or relevant disciplines....
- Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities,... ... Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance...
- ...atory issues, to enforce and monitor resolving actions are in compliance with policies and procedures Analyze customer opinions and... ...ence in compliance and quality assurance Excellent project management, organizational and analytic skills Self-motivation with g...
- ...I hubs worldwide and nurtures a vibrant, dynamic AI community. Location: Hong Kong Position Overview The Legal and Compliance Manager needs to lead cross-border legal structuring, compliance system development, and risk mitigation for its AI cloud platform. ...
- ...urce investment and insurance products from service providers, manage the product due diligence and onboarding, as well as client jo... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk manageme... ...es. Prepare comprehensive risk reports and dashboards for senior management, highlighting exposures, trends, and recommended ...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ... mass segments across channels. We distribute investment funds managed by top tier fund managers covering different types of funds, a... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...ilities Act as first line of defense to advise business on compliance and control matters Conduct transaction monitoring and bus... ...tify possible compliance/operational risks/ breaches, prepare management report(s), and provide recommendations to mitigate relevant r...
- ... good career development opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effective risk management with strong subject matter expertise to facilitate safe and sustainable business growth...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details O...- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ...ties: Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respect... ...egulations and compliance frameworks Experience in leading, managing or working with overseas teams Experience in financial serv...
- ...etitive compensation packages. Risk and Compliance The Risk & Compliance function is a Se... ...business to ensure that they effectively manage as "Risk Owners" the risks inherent in o... ...The Head of Compliance, Insurance is the senior accountable executive responsible for en...
- .... Reporting to the Head of Brand Communications, the Senior Brand Communications Manager is responsible for developing and implementing integrat... ...ty investments, social issues, marketing etc. Ensure compliance of all ESG communications materials with relevant regul...
- ...onal MNC with offices in Hong Kong. We are looking for senior IT procurement category managers to join their exciting business. Sr. Manager - Proc... ...er performance to ensure quality, timely delivery, and compliance with company policies. Collaborate with internal st...
- ...ces and advice to the Board and Board Committees as well as Senior Management of Hang Seng Group, with reference to best-in-class corpora... ...eness. Lead and manage risk and internal control related compliance matters for the Corporate Governance & Secretariat function...
