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- Holder of SFC license Type 2 5 days work, Middle and Night shift with allowance Global market Responsibilities: Handle daily dealing operations of global futures market Monitor client position and margin level Respond clients enquiries and keep a...
- ..., HTML, Oracle, MS SQL, T24, Server Database, Windows, UNIX, and Linux ~ Good understanding of regulatory requirements (e.g. HKMA, SFC) is preferable ~ Experience in managing technical personnel in software application systems development and maintenance ~ Strong...
- ...s are upheld across the firm's operations. Your Role Reporting directly to the Department Head, you will: ~Oversee compliance for SFC regulated activities ~Manage licensing matters and ensure ongoing compliance with business conduct rules ~Lead AML functions, incl...
- ...e. Monitor, review, update and assist with the implementation of regulatory and legislative changes, including but not limited to SFC, MAS and Company Registry Assist the board of Directors and department head in updating and revising operational procedures, manu...
- ...n the insurance or banking industries Preferred experience in handling Taiwanese customers Qualified for Executive Officer for SFC regulated activities Type 1, 4 is an advantage Certifications: Holder of HKSI paper 1 and 2 Must have passed the Insuranc...
- ...Well knowledge on Settlement, Wealth Management Operation and Account opening. Familiar with relative rules and practice of HKMA /SFC / HKEX / HKAB / HKICL / HKTR. Proficient on the operation of Settlement relevant system (SWIFT, CMU/CMT, Clear Stream Bank Xact, ...
- ... At least 8 years of treasury sales experience, conversant with Mainland market and onshore RMB transactions. Qualification of SFC license 1 and 4 and TMA; qualification of CFA or FRM will be preferred. Sound knowledge of treasury products, in particular FX op...
HKD 40k - HKD 45k per month
... and other security measures to mitigate risks effectively. Conduct internal assessments aligning with industry practices such as SFC and ISO27001 to ensure compliance and adherence to standards. Deploy Governance, Risk, and Compliance (GRC) tools to streamline s...- ...latory requirements. Lead the licensing strategy and execution, including the preparation of business plans and documentation for SFC submissions. Support or serve as the Responsible Officer (RO), ensuring compliance with Type 1, 2, and 4 licensing conditions and...
- ...y with full resume to the Principal, Po Leung Kuk Vicwood KT Chong Sixth Form College, 12 Willow Street, Tai Kok Tsui, Kowloon by post, or by email at recruit@sfc-plk.edu.hk by 27 June 2025. Personal data collected will be used for the purpose of recruitment only.
- ...y with full resume to the Principal, Po Leung Kuk Vicwood KT Chong Sixth Form College, 12 Willow Street, Tai Kok Tsui, Kowloon by post, or by email at recruit@sfc-plk.edu.hk by 27 June 2025. Personal data collected will be used for the purpose of recruitment only.
- ...with FRR standards; • Responsible for handling daily reconciliation of trade and bank movement; • Responsible for preparation of SFC filing including FRR; • Assist in daily accounting operations, including accounts payable and accounts receivable; • Prepare rec...