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- ...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 6 Requirements : Degree in finance, banking, accounting, economics, business or related studies Ov...
- ...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 3 Our client is a SFC Type 1,2,3,4,6,9 licensed company seeking for a RO for Type 3 activity. Respons...
- Key Responsibilities: Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm Ma...
- Job Title: Responsible Officer, SFC Type 1&4 Location: Central, Hong Kong Main responsibilities: act as the Responsible Officer and supervise Type 1 and 4 regulated activities of the SFC manage overall securities dealing, settlement and operatio...
- ...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 1,2, with Type 9 is a plus Requirements : Degree in finance, banking, accounting, economics, business...
- The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry. Workin...
- uSMART盈立證券是香港新一代互聯網券商，通過技術創新和人工智能科技為投資者提供簡單，專業和低成本的全球投資服務。 uSMART盈立證券是香港持牌券商（中央編號：BJA907），持有香港證監會授予的1、2、4、5、6、 9號牌照，是香港證監會認可的全牌照優質券商，致力遵循香港金融法規保障投資者資產安全。 uSMART盈立證券的核心管理及金融科技團隊成員來自世界知名科技企業巨頭和知名金融機構，包括騰訊、阿里巴巴、微軟、雅虎、優步、法国巴黎银行、瑞士银行等。 uSMART盈立證券結合自身領先的人工智能和機器學習演算法为用户開發新一...
- ...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 1,4,9 - OperationOur client is a private equity with SFC 4 and 9 licenses and is looking for a RO to manage...
- ...ltants focusing to provide services for recruiting candidates, serving multinational and local companies in Greater China region. SFC Responsible Officer Type 6 with PS license Job Responsibilities: Manages and leads the execution of IPO sponsor, FA, IFA and o...
- The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry. Working f...
- The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competit...
- ...de services for recruiting candidates, serving multinational and local companies in Greater China region. Managing Director (with SFC RO4,9 an added advantage) - Fund & Wealth management business Our client is a SFC 1, 4 and 9 licensed company in Central and is l...
- The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry. Working f...
- ... You will oversee the design, implementation and ongoing enhancement of the firm’s compliance framework, ensuring full adherence to SFC regulations and internal policies while supporting business growth in a practical and solutions‑oriented manner. 你將負責設計、推行及持續優化公司...
- The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competit...
- ...e to the top management and implement business strategies Handle ad hoc project as assigned Requirements: Current holder of SFC Responsible Officer license for Types 1 / 2 / 4 / 5 / 6 / 9 regulated activities Minimum 3-5 years solid experience in asset mana...
- ...rvision of daily VA operations across front, middle, and back-office functions (order routing, trade clearing, and settlement) with SFC-licensed VATPs and qualified custodians. Tokenization Due Diligence: Lead technical and legal due diligence for tokenized sec...
- Company Background 公司背景 We are a securities brokerage firm holding an SFC Type 1 licence (dealing in securities), and a subsidiary of a Hong Kong listed company. 我們是一家持有香港證監會第1類牌照（證券交易）的證券經紀公司，母公司為一家香港上市公司。 As part of the group, we focus on delivering professi...
- ...a strong presence in Hong Kong’s capital markets. 我們是一家在香港資本市場具有重要地位的中國國有企業。 Licensed by the Securities and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance). 獲香港證券及期貨事務監察委員會（證監會）授權，持有第6類牌照（就企業融資提供意見）。 Our core bu...
- The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry. Workin...
- ...及國際市場企業的可信賴合作夥伴，提供一站式專業方案，以支持企業成長、治理及進入資本市場。 Role Summary 職位概要 Lead audit engagements for financial services clients, including SFC licensed corporations. 負責領導金融服務客戶（包括證監會持牌公司）的審計工作。 Reporting directly to the Managing Partner, this senior leadership role will...
HKD 60,000k - HKD 70,001k per month
Our client, a well established Asia Private Banking group is looking for professional. ***Compulsory: Hands on SFC / HKMA recruitment regulatory ~ Bachelor’s degree ~15 years equivalent work experience in Human Resources, Organizational Development, Labor Rel...- This is an excellent opportunity for a high calibre candidate to join the Fintech unit of the SFC and contribute to shaping the responsible and sustainable development of the virtual asset industry and wider fintech industry in Hong Kong. Reporting to an Associate...
- ...e-owned enterprise with an important position in the Hong Kong capital market. Licensed by the Securities and Futures Commission (SFC) to conduct Type 6 regulated activities (Advising on Corporate Finance). Authorized by the Hong Kong Securities and Futures Commi...
HKD 50k - HKD 80k per month
...ce within the financial services industry. Professional qualifications such as CPA, ACCA, or equivalent. Working experience in SFC Type 1 or Brokerage is a must Excellent knowledge of financial regulations and compliance requirements. Proven leadership skil...- ... related disciplines; ~1 - 3 years relevant experience in HK Equity market with knowledge in using trading system MWS; ~ Possess SFC type 1 & 2 licenses; ~ Good command of both spoken and written English and Chinese, proficient speaking in Mandarin is a must; ~...
- ...ution practice - Provide timely feedback to fund managers on the result of execution - Ensure the fund portfolio is in line with SFC, fund prospectus and the Company's internal regulations - Will not be managing any book/risk as this would be a pure execution rol...
- ...ement Required Qualifications University degree in Finance, Economics, or related business discipline Possession of SFC Type 1 and Type 4 licenses Minimum 3 years of dealing experience in financial institutions or brokerage firms Skills & Com...
- ...ree holder in Finance or business related disciplines Candidates with min 2 years working experience preferred Holder of valid SFC Type 1 & 2 licenses or qualified to register under SFC preferred Fluency in written and spoken Chinese and Mandarin Willing to...
- ...irements: Bachelor's or Master's degree in Finance, Economics, Mathematics, Statistics, or a related field. Holder of an SFC license type 1 and 4 for regulated activity, and CFA, FRM, or related professional qualifications. A minimum of 5 years of expe...