HKD 50k - HKD 100k per month
...d to assist in risk and audit related duties if necessary
Profile
~ bachelor degree
~8-10 years of compliance experience from SFC licensed firm only
~ preferable from global markets and/or capital markets bkgd
~ open to candidates from large chinese based se...
HKD 20k - HKD 35k per month
...personality.
Proficient in written and spoken Chinese and English, Fluency in Putonghua is definitely an advantage.
Holders of SFC Type 1 & Type 4 licenses preferred.
If you are flexible enough and zeal for a harmonious and supportive working environment where...
...ulatory bodies
Provide internal compliance trainings
Review policies and procedures
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements:
Degree holder in Business Administratio...
... years in business analysis/digital project management experience especially in securities/banking/finance industry
Familiar with SFC/HKMA related trading system front-to-back business flow
Good problem solving, communication and interpersonal skills
Strong an...
...alth clients and explore new business opportunities in Hong Kong, Mainland China and other global countries
Requirements::Holder of SFC licenses Type 1
Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
...agement, organizational , relationship building skills;
~Excellent command of English, Cantonese and Putonghua
~Qualification of SFC license 1 and 4
~Qualification of CFA, CPA or FRM will be preferred
~Candidate with more experience will be considered as Senior ...
...he sales
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good command...
...ts regular compliance reviews, complaint investigations and internal compliance trainings
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements
~ Degree holder in Business Administratio...