Search Results: 37 vacancies
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
... hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 09...
...vide administrative support to the sales
Assist in other ad hoc projects when required
Requirements :
Form 5 or above
SFC License Type 1 holder is an advantage
Mature with good interpersonal skills and self-motivated
Well-versed in computer applica...
...itoring for new products
Responsible for order placing when necessary
Requirements:
Degree holder or above
Licensed with SFC Type 1 & 2 is preferable
Good command in both written and spoken English, Chinese and Mandarin is a must
Proficient in MS Offi...
...urers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling FI clien...
...
~8+ years’ relevant experience in unit trust products
~ In-depth knowledge of market, industry and products
~ Qualification in SFC paper 1, 7, 8
~ Good command of written and spoken English, Cantonese and Mandarin
Application
We offer competitive r...
...nd connections
Handle daily dealing operations
Take up other ad-hoc projects and assigned duties
Requirements:
Holder of SFC RA1 license
Degree holder
Minimum 1 year's bond dealing experience in financial industry
Able to handle assignments indepen...
...nance or related discipline
~1 year relevant experience (with solid experience in dealing desk will be an advantage)
~ Holder of SFC license RA1 and RA2 or equivalent
~ Proficient in written & spoken English and Chinese
~ Night shift and work on public holidays...
HKD 50k - HKD 100k per month
...d to assist in risk and audit related duties if necessary
Profile
~ bachelor degree
~8-10 years of compliance experience from SFC licensed firm only
~ preferable from global markets and/or capital markets bkgd
~ open to candidates from large chinese based se...
...drive and deliver projects relating to operations improvement and systems enhancement
~ Sound knowledge in the Exchanges rules and SFC regulations
~ Strong leadership and good communication and interpersonal skills
~ Good command of written and spoken English and...
...
High awareness and up-to-date knowledge to evolving regulatory standards and well familiar with the latest requirements from HKMA, SFC and other regulators
Hands-on experience in handling HKMA’s projects
Strong communication and interpersonal skills, self-motiv...
... hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 09...
...ploma or above in Finance or related disciplines
Minimum 3 years’dealing experience in stocks, futures & options
Licensed with SFC as representative (Type 1 & 2)
Good command of spoken English, Cantonese and Mandarin
Good communication skills, independent an...
...asks as assigned
Requirements:
~ Bachelor's degree preferred
~1 year of relevant experience in customer service
~ Holder of SFC license RA1 and RA2 or equivalent
~ Good command of written and spoken English, Cantonese and Mandarin
~ Knowledge of Microsoft ...
... financial analysis skills
~Good command of written and spoken English and Chinese, including fluent Putonghua
~Qualification of SFC license 1 and 4 will be preferred
~Qualification of CFA or FRM will be preferred
Please quote the Reference No.: CV_FID_NBR...
...isciplines
~5 years or above relevant experience in financial industry with at least 2 years in supervisory position
~ Holder of SFC License 1 & 2
~ Well understanding of different local and overseas investment products trading
~ Good communication skills, indep...
...ents and explore new business opportunities in Hong Kong, Mainland China and other global countries
Requirements:
Holder of SFC licenses Type 1
Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
...g, budgeting and forecasting, regulatory matters including compliance, tax and internal control
Assist in regulatory reporting to SFC
What you'll need to succeed
~1 Year of Accounting or Finance Experience
~ Bachelor's Degree
~ A positive and open-minded ...
...
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:
SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good comma...
HKD 50k - HKD 80k per month
...ng products & services as well as the regulatory environment pertaining to financial services in Hong Kong and/or within Asia (e.g., SFC regulations, HKMA).
Excellent negotiation skills with an ability to influence outcomes effectively.
Strong analytical skills w...
